Securities and Exchange Board of India
CA, CS, CMA : Major rulings and notifications clarified tax treatment, compliance timelines, and financial regulations. The updates emphasize ef...
SEBI : Regulation 31A lays down strict eligibility and compliance requirements for promoter reclassification. The key takeaway is that lo...
CA, CS, CMA : The update discusses GST rulings on ITC and refunds, income tax relief interpretations, and insolvency reforms. It also covers dis...
Income Tax : Explains how commission-driven incentives in banks lead to mis-selling of financial products. Highlights the need for structural r...
SEBI : Explains mandatory quarterly disclosures under SEBI LODR, including financial results, governance reports, and shareholding patter...
SEBI : The consultation highlights that existing net worth calculations based on retained client funds are no longer effective. A revised...
SEBI : The draft circular addresses issues in managing unpaid client securities and proposes changes to the existing pledge framework. It...
Finance : The agreements introduce structured protocols for intelligence sharing and monitoring compliance under PMLA. The ruling highlights...
SEBI : The issue involved misuse of telecom resources in financial scams. The MoU establishes real-time data sharing to enable early dete...
SEBI : The issue concerns multiple filings of the same disclosures on different stock exchanges. The framework enables a single filing sy...
SEBI : The issue was whether failure to refund investor funds is time-barred. The Court held it is a continuing offence, rejecting the li...
Company Law : Supreme Court held that diversion of funds raised through preferential allotment for purposes other than those stated in offer doc...
SEBI : Calcutta High Court directs SEBI to accept Priya Ranjan Sah's payment, citing a one-day delay as not warranting prolonged litigati...
SEBI : SEBI penalty on Deccan Chronicle's Company Secretary overturned. Tribunal rules Company Secretary not responsible for verifying au...
SEBI : SEBI prosecutes directors of Gujarat Arth Ltd for market manipulation and fraudulent trading under SEBI Act....
SEBI : The issue was compliance timeline under amended DT regulations. SEBI extended the deadline to October 2026 due to implementation c...
SEBI : The event underscored that increasing retail participation must be matched with stronger investor awareness and safeguards. It emp...
SEBI : SEBI addressed concerns over high funding costs caused by gross settlement requirements. It permitted netting for outright transac...
SEBI : SEBI clarified that only a body corporate can act as a sponsor under MF Regulations 2026. A family trust, not being a body corpora...
SEBI : SEBI reduced the threshold under Regulation 10(c) from ₹2 lakh to ₹1,000, easing compliance requirements. The move simplifies ...
For operationalizing the aforementioned amendment to the SEBI (Foreign Portfolio Investors) Regulations, 2019, the Explanation provided under Para 2 (ii) (b) of Part A of the Operational Guidelines for FPIs and DDPs, issued vide circular dated November 05, 2019, stands modified
SEBI (LODR) (Third Amendment) Regulations, 2021 Notification No. SEBI/LAD-NRO/GN/2021/35 Dtd. 3rd August, 2021 The SEBI has notified a new set of regulations to amend the existing SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 which shall come into force as on the date of its publication in the Official Gazette. Sr. No. Amendment Effect 1 Substitution: […]
SEBI (Investment Advisers) (Third Amendment) Regulations, 2021 Notification No. SEBI/LAD-NRO/GN/2021/34 Dtd. 3rd August, 2021 The SEBI has notified a new set of regulations to amend the existing SEBI (Investment Advisers) Regulations, 2013 which shall come into force as on the date of its publication in the Official Gazette. Sr. No. Amendment Effect 1 Substitution: Regulation […]
SEBI (Alternative Investment Funds) (Third Amendment) Regulations, 2021 Notification No. SEBI/LAD-NRO/GN/2021/33 Dtd. 3rd August, 2021 The SEBI has notified a new set of regulations to amend the existing SEBI (Alternative Investment Funds) Regulations, 2012 which shall come into force as on the date of its publication in the Official Gazette. Sr. No. Amendment Effect 1 Substitution: […]
SEBI (Foreign Portfolio Investors) (Amendment) Regulations, 2021 Notification No. SEBI/LAD-NRO/GN/2021/32 Dtd. 3rd August, 2021 The SEBI has notified a new set of regulations to amend the existing SEBI (Foreign Portfolio Investors) Regulations, 2019 which shall come into force as on the date of its publication in the Official Gazette. Sr. No. Amendment Effect 1 Substitution: Regulation […]
SEBI (Portfolio Managers) (Third Amendment) Regulations, 2021 Notification No. SEBI/LAD-NRO/GN/2021/31 Dated: 03/08/2021 The SEBI has notified a new set of regulations to amend the existing SEBI (Portfolio Managers) Regulations, 2020 which shall come into force as on the date of its publication in the Official Gazette. Sr. No. Amendment Effect 1 Insertion: after Regulation 2(1)(a) […]
The SEBI has notified SEBI (Credit Rating Agencies) (Amendment) Regulations, 2021 to amend the existing SEBI (Credit Rating Agencies) Regulations, 1999 vide Notification No. SEBI/LAD-NRO/GN/2021/29 dated 03rd August 2021 which shall come into force as on the date of its publication in the Official Gazette. Sr. No. Amendment Effect 1 Substitution: Regulation 2(1)(d) the words […]
These Regulations may be called the Securities and Exchange Board of India (Investment Advisers) (Third Amendment) Regulations, 2021. They shall come into force from 3rd August, 2021.
These regulations may be called the Securities and Exchange Board of India (Alternative Investment Funds) (Third Amendment) Regulations, 2021.
These regulations may be called the Securities and Exchange Board of India (Foreign Portfolio Investors) (Amendment) Regulations, 2021. They shall come into force from 3rd August, 2021.
