SEBI

Compliance Calendar as Per SEBI And Allied Laws

Stay ahead with the SEBI Compliance Calendar for 2023-2024. Key quarterly, half-yearly, and annual compliance deadlines for listed entities under SEBI and allied laws....

How To Become Investment Adviser In India: A Comprehensive Guide

Discover the comprehensive guide to becoming a Registered Investment Adviser (RIA) in India. Learn eligibility criteria, qualifications, and the step-by-step registration process with SEBI....

Ethical Portfolio Management: Balancing Interests and Integrity

Explore how portfolio managers can maintain ethical standards while managing conflicts of interest, ensuring fairness, and transparency according to SEBI guidelines....

Role of investment Advisor in SEBI

Discover how SEBI-registered investment advisers can guide your investment journey with comprehensive advice, ensuring ethical, transparent services tailored to your financial goals....

Post Registration Compliances for Research Analysts in India

If you’ve recently obtained your registration as a research analyst from SEBI and are curious about the compliance requirements, congratulations, you’ve come to the right place. Firstly, congratulations on successfully completing the rigorous documentation and registration process. However, your journey does not end here. Now,...

Advisory for SDD Compliance by Fiduciaries under SEBI (PIT) Regulations, 2015

Introduction: SEBI’s (Prohibition of Insider Trading) Regulations, 2015, emphasize control over sharing unpublished price-sensitive information (UPSI). This article addresses the advisory for Structured Digital Database (SDD) compliance specifically tailored for fiduciaries. The guidance aims to ensure adherence to SEBI regulations ...

SEBI’s FPI Disclosure Framework: Proposed Reforms for Business Ease

Explore SEBIs consultation paper on proposed reforms for Foreign Portfolio Investors (FPIs). Learn about exemptions for university funds, endowments, and FPIs with concentrated holdings. Share your views and suggestions before March 8, 2024....

SEBI Consultation Paper on Ease of Doing Business Initiatives For Mutual Funds

Explore SEBIs consultation paper proposing ease of doing business initiatives for Mutual Funds. Share your thoughts on key recommendations. Deadline: March 15, 2024....

SEBI Consultation Paper on Ease of Doing Business Initiatives for Portfolio Managers

Participate in the public consultation on proposals to streamline Portfolio Management Services regulations. Share your views on collective oversight, digital onboarding, and crucial terms....

SEBI Consultation Paper: Relaxing FPI Material Change Disclosure Timelines

Explore SEBI's proposal to extend timelines for Foreign Portfolio Investors (FPIs) to disclose material changes, considering market challenges. Share your views by February 28, 2024....

Court directed SEBI to provide required documents to minority shareholders of BNL

Ashok Dayabhai Shah And Ors Vs Securities And Exchange Board of India And Ors (Bombay High Court) - Bombay High Court held that minority shareholders of Bharat Nidhi Ltd. (BNL) are entitled to get documents related to proceedings by SEBI against BNL. Accordingly, directed to provide the same in terms of Courts order dated 23 October 2023....

Section 26E Overrides Rights for Recovering Tax Dues on Mortgaged Property

State Bank of India Vs State of Himachal Pradesh & Ors. (Himachal Pradesh High Court) - Himachal Pradesh High Court held that the provisions of Section 26E of the Securitisation and Reconstructions of Financial Assets and Enforcement of Security Interest Act (SARFAESI) Act, 2002 shall override the rights of others to recover the outstanding liability of taxes dues etc on the mortgaged/...

Clarity on Appointing Directors Over 75: SAT Verdict in 20 Microns Limited Case

20 Microns Limited Vs BSE Limited (Securities Appellate Tribunal, Mumbai) - Explore recent SAT verdict in 20 Microns Limited v. BSE Limited case on Regulation 17(1A) of LODR. Learn about implications and a balanced approach to compliance....

Insider Trades in Companies Shares Not Induced by UPSI – Rigor of PIT Regulation 2015

Shreehas P. Tambe Vs. SEBI (Securities Appellate Tribunal) - Dive into the Shreehas P Tambe vs. SEBI case, exploring insider trading regulations, violations, legalities, and the significant SAT decision....

Interest Component Inescapable Despite Wrong PAN in SEBI order

G.Moorthi Vs Recovery Officer (Madras High Court) - Madras High Court rules on SEBI penalty case, stating that incorrect PAN doesn't exempt payment of interest. Legal analysis of the case provided....

Contracts for purchasing or selling rights to buy or sell goods in future recognized as derivatives

Notification No. S.O. 1003(E), Notification No. S.O. 1002(E). - (01/03/2024) - Stay informed with the latest notification from the Ministry of Finance, defining derivatives under the Securities Contracts (Regulation) Act, 1956. Read more here....

SEBI Guidance on Family Trust & Open Offer Exemption

No. SEBI/1-10/CFD/PoD/OW/P/2023/47033/1 - (30/11/2023) - Considering forming a family trust to hold your listed company shares? SEBI clarifies the requirements for exemption from open offer obligations under specific conditions. Learn about eligibility, trustee composition, and the importance of Board discretion in granting exemptions....

Unregistered Investment Advisory: SEBI issues Warning Letter to Exact Key & Exaalgia IT Solutions

Notification No. SEBI/WRO/ILO/P/OW/2024/07611/1 - (27/02/2024) - Explore SEBIs warning letter to Exact Key and Exaalgia IT Solutions for unregistered investment advisory services violation. Understand implications and regulatory compliance....

SEBI Advisory: Beware of Fraudulent Trading Schemes via FPIs

Press Release No. 04/2024-SEBI - (26/02/2024) - SEBI warns against fake FPI-affiliated trading platforms. Learn about deceptive practices, investor clarifications, and the cautionary advisory. Stay informed to protect your investments....

SEBI Mandates Centralization of FATCA & CRS Certifications at KYC Registration Agencies

Circular No.: SEBI/HO/MIRSD/SECFATF/P/CIR/2024/12 - (20/02/2024) - SEBI's latest circular requires intermediaries to upload FATCA and CRS certifications onto KYC Registration Agencies' systems for enhanced compliance and ease of business. Learn more here....

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Recent Posts in "SEBI"

Case Note on Securities and Exchange Board of India vs. Abhijit Rajan

Supreme Court ruling in a significant insider trading case underscores the necessity of a profit motive for an insider trading charge. The case involved Mr. Rajan, former Chairman of Gammon Infrastructure Projects Limited (GIPL), who sold shares before disclosing contract termination information....

Posted Under: SEBI

Contracts for purchasing or selling rights to buy or sell goods in future recognized as derivatives

Notification No. S.O. 1003(E), Notification No. S.O. 1002(E). 01/03/2024

Stay informed with the latest notification from the Ministry of Finance, defining derivatives under the Securities Contracts (Regulation) Act, 1956. Read more here....

Compliance Calendar as Per SEBI And Allied Laws

Stay ahead with the SEBI Compliance Calendar for 2023-2024. Key quarterly, half-yearly, and annual compliance deadlines for listed entities under SEBI and allied laws....

Posted Under: SEBI |

SEBI Guidance on Family Trust & Open Offer Exemption

No. SEBI/1-10/CFD/PoD/OW/P/2023/47033/1 30/11/2023

Considering forming a family trust to hold your listed company shares? SEBI clarifies the requirements for exemption from open offer obligations under specific conditions. Learn about eligibility, trustee composition, and the importance of Board discretion in granting exemptions....

How To Become Investment Adviser In India: A Comprehensive Guide

Discover the comprehensive guide to becoming a Registered Investment Adviser (RIA) in India. Learn eligibility criteria, qualifications, and the step-by-step registration process with SEBI....

Posted Under: SEBI |

Advisory for SDD Compliance by Fiduciaries under SEBI (PIT) Regulations, 2015

Introduction: SEBI’s (Prohibition of Insider Trading) Regulations, 2015, emphasize control over sharing unpublished price-sensitive information (UPSI). This article addresses the advisory for Structured Digital Database (SDD) compliance specifically tailored for fiduciaries. The guidance aims to ensure adherence to SEBI regulations ...

Posted Under: SEBI |

SEBI’s FPI Disclosure Framework: Proposed Reforms for Business Ease

Explore SEBIs consultation paper on proposed reforms for Foreign Portfolio Investors (FPIs). Learn about exemptions for university funds, endowments, and FPIs with concentrated holdings. Share your views and suggestions before March 8, 2024....

Posted Under: SEBI |

Ethical Portfolio Management: Balancing Interests and Integrity

Explore how portfolio managers can maintain ethical standards while managing conflicts of interest, ensuring fairness, and transparency according to SEBI guidelines....

Posted Under: SEBI |

Unregistered Investment Advisory: SEBI issues Warning Letter to Exact Key & Exaalgia IT Solutions

Notification No. SEBI/WRO/ILO/P/OW/2024/07611/1 27/02/2024

Explore SEBIs warning letter to Exact Key and Exaalgia IT Solutions for unregistered investment advisory services violation. Understand implications and regulatory compliance....

SEBI Advisory: Beware of Fraudulent Trading Schemes via FPIs

Press Release No. 04/2024-SEBI 26/02/2024

SEBI warns against fake FPI-affiliated trading platforms. Learn about deceptive practices, investor clarifications, and the cautionary advisory. Stay informed to protect your investments....

Latest SEBI News

Get the Latest News on SEBI from Taxguru. Read all the relevant SEBI circulars, updates to SEBI Act and SEBI Regulations exclusively at Taxguru. SEBI (Securities and Exchange Board of India) was established in 1988 as a non-statutory body to regulate the Indian securities market. On April 12th, 1992, the Government of India made SEBI an autonomous body and offered statutory powers by passing the SEBI Act 1992 in the Parliament. SEBI is the regulator for the Indian securities market and has three major functions:  quasi-judicial, quasi-legislative and quasi-executive. With the increase in the number of dealings in the Indian stock markets, a lot of malpractices was seen like price rigging, the unofficial premium on a new issue, delay in shares delivery, violations with respect to rules and regulations of the stock exchange and the listing requirements. With all such malpractices in place, the customers were losing their faith and confidence in the Indian stock exchange. Hence, the Indian government decided to set up a regulatory body or an agency known as SEBI (Securities Exchange Board of India). SEBI drafts the regulations in the legislative capacity, it conducts investigations and enforces actions as per its executive function and it also passes orders and rulings as per its judicial capacity.The Indian Government has been vested SEBI with the following powers:
  • for approving the by−laws of stock exchanges.
  • requiring the stock exchange for amending their by−laws.
  • inspecting the books of accounts and calling for periodical returns from the recognized stock exchanges.
  • inspecting the books of accounts of the financial intermediaries.
  • compelling companies for list their shares on stock exchanges.
  • registration brokers.
At Taxguru, we bring you all the recent and the latest news on SEBI and SEBI regulations. Our panel of experts publishes SEBI circulars as and when there are any developments. Find out all the trending and latest SEBI news here at Taxguru. Get to know more about SEBI Act and SEBI regulations with blogs and articles published by our experts.