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Analysis of Consultative Paper on “Review of Regulatory provisions related to Independent Directors” SEBI vide its recently issued consultative paper dated 01.03.2021 on ‘Review of Regulatory provisions related to Independent Directors‘, proposed to make stringent regulatory changes in the provisions of the Listing Obligat...
Read MoreThe companies which are listing on Stock Exchanges have to comply to SEBI (Listing Obligations and Disclosure Requirements) Regulations 2015. It was enacted to provide the establishment of a Board to protect the interests of investors in securities and to promote the development of, and to regulate the securities market and matters connec...
Read MoreRegulation 11 of the listing regulations, inter-alia, provides that any scheme of arrangement / amalgamation / merger / reconstruction / reduction of capital etc. to be presented to any Court or Tribunal does not in any way violate, override or limit the provisions of securities laws or requirements of the Stock Exchanges....
Read MoreAn IFSC deliberately provides Indian corporates with easier access to global financial markets, and to complement and promote further development of financial markets in India. The financial services and transactions that are presently administered in offshore financial centres by Indian corporate entities and overseas branches or subsidi...
Read MoreRevised disclosure formats under Regulation 7 of SEBI (Prohibition of Insider Trading) Regulations, 2015 Securities and Exchange Board of India (SEBI) has issued circular no. SEBI/HO/ISD/ISD/CIR/P/2021/19 dated February 9, 2021 regarding revised disclosure formats under Regulation 7 of SEBI (Prohibition of Insider Trading) Regulations, ...
Read MoreSEBI Consultation Paper on Review of Regulatory Provisions related to Independent Directors - To solicit public comments / views on the proposals on review of regulatory provisions related to Independent Directors (IDs) on the boards of listed entities....
Read MoreThe objective of Consultation Paper on Introduction of concept of Accredited Investors in Indian securities market is to seek comments from the public and various stakeholders of the securities market, on the proposal to introduce the concept of Accredited Investors in the Indian securities market....
Read MoreFrequently Asked Questions on Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 Way back from 1996 in Indian history, the need for having a strong framework of good corporate governance has been kept on increasing due to the various irregularities occurring worldwide including in In...
Read MoreNirmala Sitharaman announced that the Government will consolidate the provisions of SEBI Act, 1992, Depositories Act, 1996, Securities Contracts (Regulation) Act, 1956 and Government Securities Act, 2007 into a rationaliszed single Securities Markets Code....
Read MoreSEBI has informed the Exchange that there have been few queries received from market participants seeking clarification with regard to SDD. To address these queries, FAQs as per Annexure I are being issued....
Read MoreSwojas Energy Foods Vs SEBI (Bombay High Court) - We may mention that demat accounts of the petitioners have been frozen for non-payment of annual listing fee which has been quantified at Rs.14,16,000/- for the period from 2015-16 to 2019-20. Against the freezing of demat accounts, petitioners preferred appeal before the Securities Appellate Tribun...
Read MoreIn re Future Retail Limited (SEBI) - In re Future Retail Limited (SEBI) (i) Noticee Future Corporate Resources Private Limited, Kishore Biyani, Anil Biyani, Rajesh Pathak and Rajkumar Pande are restrained from accessing the securities market and further prohibited from buying, selling or otherwise dealing in securities, directly or ind...
Read MoreIn re Dwitiya Trading Limited (SEBI) - In re Dwitiya Trading Limited (SEBI) The conduct of the Noticee in not paying heed to the summonses issued by SEBI and resultant non-cooperation with the process of investigation cannot be taken lightly. The SEBI Act grants powers of investigation and collection of information/documents for the purp...
Read MoreIn re Reliance Industries Ltd (SEBI) - In re Reliance Industries Ltd (SEBI) It was observed by RIL has entered into a scheme of manipulative trades in respect of the sale of 5% of RIL stake in RPL. However, before undertaking sale transactions in the Cash Segment, RIL fraudulently booked large short positions in the RPL November Futures ...
Read MoreIn re New Delhi Television limited (SEBI) - In re New Delhi Television limited (SEBI) Disclosure requirements have their root in the continuous listing requirements laid down in the listing agreement which prescribed that the information must be disclosed at the time of occurrence of the event in order to enable the shareholders and the publi...
Read MoreNotification No. SEBI/HO/IMD/DF4/CIR/P/2021/29 - (05/03/2021) - Mutual Funds including their passive investment schemes like Index Funds, Exchange Traded Funds etc. shall be required to cast votes compulsorily in respect of the following resolutions:...
Read MoreNotification No. SEBI/HO/IMD/DF2/CIR/P/2021/024 - (04/03/2021) - The proposals relating to amendments to MF Regulations have been notified vide Gazette notification no. SEBI/LAD-NRO/GN/2021/08 dated February 04, 2021. These amendments to MF Regulations shall come into force on 30th day from the date of their publication in the Official Gazette. Copy of the same i...
Read MoreCircular SEBI/HO/MRD/DCAP/CIR/P/2021/23 - (03/03/2021) - Pursuant to the report of the Committee on Fair Market Conduct (‘Committee’), set up inter-alia to recommend appropriate Institutional Mechanism to ensure accountability of the management / designated persons in case of negligence / failure, necessary changes have been carried out in SEBI (Prohi...
Read MoreSEBI/HO/ISD/ISD/CIR/P/2021 /22 - (01/03/2021) - In order to moderate sharp and destabilizing price movements in shares of companies, to encourage better price discovery and to increase transparency in securities market, SEBI in consultation with Stock Exchanges has decided to adopt following measures:-...
Read MorePress Release No. 10/2021 - (01/03/2021) - SEBI has over the years, strengthened the institution of independent directors (IDs) through the recommendations of various committees as also through stakeholder consultations. However, concerns around the efficacy of independent directors as a part of corporate governance framework continue....
Read MoreNotification No. SEBI/HO/IMD/DF4/CIR/P/2021/29 - (05/03/2021) -
Notification No. SEBI/HO/IMD/DF2/CIR/P/2021/024 - (04/03/2021) -
Circular SEBI/HO/MRD/DCAP/CIR/P/2021/23 - (03/03/2021) -
SEBI/HO/ISD/ISD/CIR/P/2021 /22 - (01/03/2021) -
Press Release No. 10/2021 - (01/03/2021) -
Notification No. SEBI/HO/DDHS/DDHS/CIR/P/2021/21 - (26/02/2021) -
Press Release No. 9/2021 - (25/02/2021) -
