You might be wondering why I am saying it that there are two stock exchanges in India (BSE and NSE) however there are other stock exchanges also exists in India. But here I am talking about major Stock exchanges currently operating in India very effectively. Ever wondered if BSE was handling all the investments and […]...
Read MoreSEBI’s move of enforcing governance through new regulations that seems as a measure to fill the gap between equity and debit listed entities It is an undeniable fact that debt in India is mostly privately placed which largely involves the Qualified Institutional Buyers (QIBs). Public participation is almost negligible resulting in no in...
Read MoreRIGHTS ISSUE (Adhikar shares) Right share in common parlance,– Shares issue to existing shareholders by company, called right shares. According to section 62(1), shares issue to existing shares holder in the proportion to existing shareholder hold the shares in the company. Unless otherwise provided, SEBI (ICDR) Regulations,2018 sha...
Read MoreSEBI (Listing Obligations and Disclosure Requirements) (Sixth Amendment) Regulations, 2021 pertaining to Related Party, Related Party Transactions, Prior Approvals and Disclosures What is the Change? On November 09, 2021, Securities and Exchange Board of India (SEBI) vide Notification No. SEBI/LAD-NRO/GN/2021/55 has amended certain prov...
Read MoreApplicability (Reg. 15) > Applicable to a listed entity which has listed its specified securities on any recognised stock exchange(s) either on the main board or on SME Exchange or on Innovators Growth Platform. > Corporate Governance provisions as specified in Regulations 17-27 and Schedule-V shall not apply in respect of Listed en...
Read MoreConsultation Paper on Review of certain aspects of Public issue framework under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018...
Read MoreSEBI has published an Investor Charter for Investors in the Indian Securities Market. This Investor Charter, inter-alia, includes the rights and responsibilities of investors and do's and don'ts of investing in Securities market....
Read MoreMarket makers provide liquidity to facilitate efficiency in the functioning of the financial markets. Market makers as well as other liquidity providers and their role in creating liquidity in fixed income markets are of particular interest to policymakers, given the relevance of these markets to monetary policy and financial stability....
Read MoreSEBI, on September 07, 2021, permitted Stock exchanges to introduce T+1 settlement cycle from January 01, 2022 on any of the securities available in the equity segment....
Read MoreWith the increased interest and focus on investments in the Environment Sustainability and Governance (ESG) space globally, Asset Management Companies (AMCs) in India have also been launching equity schemes in the ESG space under thematic category. The AMCs are also launching Exchange Traded Funds (ETFs) and ETF Fund of Funds in India in ...
Read MoreGolden Trees Plantation Limited Vs Securities And Exchange Board of India (Gujarat High Court) - In present facts of the case, the Hon’ble High Court quashed the recovery Notice issued by SEBI as no opportunity of hearing was provided to the petitioner and no mechanism/ calculation was provided by the recovery officer on the basis of which demand could be sustained....
Read MoreIL & - IL & FS Financial Services Limited Vs SEBI (Bombay High Court) Conclusion: Show-cause notice issued for imposition of penalty under section 15HB and 15A(b) of the SEBI Act for violating the provisions of LODR Regulations was according to section 15-I(3) with second proviso or not, that could be ...
Read MorePrakash Gupta Vs SEBI (Supreme Court) - The offence under Section 24(1) of SEBI Act could not be compounded without SEBI consent as the alleged acts of price rigging and manipulation of the prices of the shares had a vital bearing on investors’ wealth and the orderly functioning of the securities market. SEBI was, therefore, justified i...
Read MoreIn Re Ripu Sudan Kundra, Shilpa Shetty & Viaan Industries in the matter of Viaan Industries Limited (SEBI) - In Re Ripu Sudan Kundra, Shilpa Shetty & Viaan Industries in the matter of Viaan Industries Limited (SEBI) FACTS OF THE CASE 1. Securities and Exchange Board of India (hereinafter referred to as ‘SEBI’) had conducted an investigation into the trading/dealings in the scrip of Viaan Industries...
Read MoreIn re Mr. Pranshu Bhutra (SEBI) - In re Mr. Pranshu Bhutra (SEBI) Conclusion: Due to insider trading of the scrip of Infosys Limited (INFY), SEBI issued the Interim Order in the matter of insider trading in shares of Infosys Limited in order to protect the interests of investors and the integrity of the securities market, in exerc...
Read MoreCircular No. SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/672 - (26/11/2021) - Publishing Investor Charter and Disclosure of Investor Complaints by Merchant Bankers on their Websites for public offers by REITs and InvITs Securities and Exchange Board of India CIRCULAR No. SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/672| Dated: November 26, 2021 To, All Registered Merchant Bankers Madam/...
Read MoreCirculars No. SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/0671 - (26/11/2021) - Publishing investor charter and disclosure of investor complaints by Merchant Bankers on their websites for private placements of Municipal debt securities Securities and Exchange Board of India CIRCULAR NMo. SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/0671 | Dated: November 26, 2021 To, All Registered Mercha...
Read MoreCircular No. SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/670 - (26/11/2021) - SEBI has developed an Investor Charter for RTAs, inter-alia, detailing the services provided to Investors, Rights of Investors, various activities of RTAs with timelines, Dos and Don’ts for Investors and Grievance Redressal Mechanism....
Read MoreCirculars No. SEBI/HO/DDHS/P/CIR/2021/0669 - (26/11/2021) - With a view to provide investors relevant information about the various activities pertaining to primary market issuances in the debt market, an Investor Charter has been prepared by SEBI in consultation with Merchant Bankers....
Read MoreCircular No. SEBI/HO/IMD/DF2/CIR/P/2021/668 - (24/11/2021) - SEBI notifies Norms for Silver Exchange Traded Funds (Silver ETFs) and Revised Norms for Gold Exchange Traded Funds (Gold ETFs) vide Circular No. SEBI/HO/IMD/DF2/CIR/P/2021/668 Dated: November 24, 2021. Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF2/CIR/P/2021/668 November 24, 2021 ...
Read MoreCircular No. SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/672 - 26/11/2021
Circulars No. SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/0671 - 26/11/2021
Circular No. SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/670 - 26/11/2021
Circulars No. SEBI/HO/DDHS/P/CIR/2021/0669 - 26/11/2021
Circular No. SEBI/HO/IMD/DF2/CIR/P/2021/668 - 24/11/2021
Circular No. SEBI/HO/MRD2/DCAP/P/CIR/2021/667 - 23/11/2021
Master Circulars No. SEBI/HO/CFD/DIL1/CIR/P/2021/0000000665 - 23/11/2021
Circular No. SEBI/HO/IMD/IMD-I/DOF6/P/CIR/2021/663 - 22/11/2021