Securities and Exchange Board of India (SEBI) vide notification / Circular No. SEBI/HO/CFD/CMD1/CIR/P/2020/48 issued and publish dated 26th March 2020, has published Further relaxations from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (LODR) and the SEBI circular dated...
Read MoreAs all the Companies except those belonging to essential commodity sectors has temporarily suspended its manufacturing and operational facilities, in compliance with the directive guidelines to prevent Coronavirus Disease 2019 (COVID-19) issued by the Government of India. The developments arising due to the spread of the COVID-19 have war...
Read MoreShare markets are a common conversation topic at all social gatherings. whether she is 20 or 50, or whether she is an engineer or doctor, everyone has her own opinion as to how and when to invest. This hype about the share market is to a considerable extent justified. Share markets apart from being a […]...
Read MoreApplicability of Corporate Governance provisions for listed companies with examples and timelines for submission Governing Regulation for applicability of Corporate Governance Provisions: Regulation 15 (2) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (Listing Regulations) is the governing regulation which de...
Read MoreSEBI vide its notification dated 06th March, 2020 amends the Securities and Exchange Board of India (Mutual Funds) Regulations, 1996. These amendments in Mutual Funds regulations have come into force from March 6, 2020. Mutual funds are regulated by the SEBI (Mutual Fund) Regulations, 1996. What is mutual Fund? Different investment avenue...
Read MoreICSI Request for relaxation from compliance with the provisions of Regulation 76 of the SEBI (Depositories and Participants) Regulations, 2018 to CDSL and NSDL....
Read MoreThe objective of SEBI Consultation Paper on Relaxation with respect to QIP issues is to seek comments / views from the public and market intermediaries on relaxation with respect to requirement of 6 month gap between two successive QIP issues....
Read MoreThe objective of Consultation Paper on Amendment to SEBI (Delisting of Equity Shares) Regulations, 2009 for Schemes of Arrangement is to seek comments / views from the public on proposal relating to a scheme of arrangement between a listed holding company and its listed subsidiary wherein the listed subsidiary is desirous of getting deli...
Read MoreSection 185 of the Companies Act 2013 restricts the companies to extend any loan or provide any guarantees/ securities in connection with a loan to any of its directors or his/her related entities, subject to exemptions mentioned therein....
Read MoreThere are multiple e-voting service providers (ESPs) providing e-voting facility to listed entities in India. This necessitates registration on various ESPs and maintenance of multiple user IDs and passwords by shareholders....
Read MoreAdvance Lifestyles Ltd. Vs BSE Ltd. (Securities Appellate Tribunal) - Advance Lifestyles Ltd. Vs BSE Ltd. (Securities Appellate Tribunal) Appellant made a representation to the authorities requesting for waiver / reduction of the penalty contending that for not appointing the Company Secretary and two independent directors on the Board / audit committee, the penalty m...
Read MorePrice Waterhouse & Co. Bangalore LLP & Ors. Vs SEBI (SAT Mumbai) - Price Waterhouse & Co. Bangalore LLP & Ors. Vs SEBI (SAT Mumbai) SAT Held that Order of Whole Time Member (WTM) of SEBI debarring the PW firms to audit listed company on the ground of PW network or projecting it as a PW brand cannot be sustained. There is no doubt that there has been [&helli...
Read MoreSPL Industries Ltd. Vs BSE Limited (SAT Mumbai) - SPL Industries Ltd. Vs BSE Limited (SAT Mumbai) Unintentional Failure on part of the Company to include the Audit Report in the Financial Results in XBRL uploaded on BSE website, for which BSE imposed fine of Rs. 5,54,600. However SAT reduced the penalty to Rs. 2,50,000 on the grounds that there was...
Read MoreM/s New Delhi Television Limited Vs SEBI (SAT Mumbai) - M/s New Delhi Television Limited Vs SEBI (SAT Mumbai) SAT upheld the order of SEBI penalising the Company and its Directors for non- disclosure of tax demand on the grounds that any information which have effect on the operations of the Company is price sensitive and must be disclosed immediately to...
Read MoreDr. Prannoy Roy & Ors. Vs SEBI (SAT, Mumbai) - Dr. Prannoy Roy & Ors. Vs SEBI (SAT) it is essential for SEBI to supply a copy of the impugned order to the aggrieved party, namely, the appellants. An adjudication proceeding had been initiated by SEBI by issuance of the show cause notice. The appellants thus have the first right to be supplied...
Read MoreNotification No. SEBI/H0/1MD/DF1/CIR/P/2020/58 - (30/03/2020) - SEBI extends the due date for regulatory filings for AIFs and VCFs for the periods ending March 31, 2020 and April 30, 2020 by two months, over and above the timelines prescribed under SEBI (Alternative Investment Funds) Regulations, 2012 and circulars issued thereunder. Securities and Exchange Boar...
Read MoreCircular No. SEBI/H0/IMD/DFI/CIR/P/2020/57 - (30/03/2020) - In light of the recent market events due to CoVID-19 pandemic, SEBI relaxes the timeline for compliance with certain requirements for Portfolio Managers....
Read MoreCircular No. SEBI/HO/FPI&C/CIR/P/2020/056 - (30/03/2020) - SEBI has decided to grant the following relaxations in a situation where FPIs are not in a position to send original and/or certified documents as specified in Operational guidelines for Foreign Portfolio Investors (FPIs) & Designated Depository Participants (DDPs) issued under Securities and Exchan...
Read MoreCircular No. SEBI/HO/CFD/CMD1/CIR/P/2020/55 - (30/03/2020) - Extension of deadline for implementation of the circular on Stewardship Code for all Mutual Funds and all categories of AIFs due to the CoVID– 19 pandemic- It has now been decided to extend the implementation of the circular on Stewardship Code to July 1, 2020. Securities and Exchange Board of Ind...
Read MoreCircular No. SEBI/HO/MIRSD/CRADT/CIR/P/2020/53 - (30/03/2020) - Relaxation from compliance with certain provisions of the circulars issued under SEBI (Credit Rating Agencies) Regulations, 1999 due to the COVID-19 pandemic and moratorium permitted by RBI. Securities and Exchange Board of India SEBI/HO/MIRSD/CRADT/CIR/P/2020/53 March 30, 2020 To, All Credit Rating...
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Notification No. SEBI/H0/1MD/DF1/CIR/P/2020/58 - (30/03/2020) -
Circular No. SEBI/H0/IMD/DFI/CIR/P/2020/57 - (30/03/2020) -
Circular No. SEBI/HO/FPI&C/CIR/P/2020/056 - (30/03/2020) -
Circular No. SEBI/HO/CFD/CMD1/CIR/P/2020/55 - (30/03/2020) -
Circular No. SEBI/HO/MIRSD/CRADT/CIR/P/2020/53 - (30/03/2020) -
Circular No. SEBI/HO/CFD/DIL2/CIR/P/2020/50 - (30/03/2020) -
Circular No. SEBI/HO/CFD/DCR1/CIR/P/2020/49 - (27/03/2020) -