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Stock broker to obtain a certificate of registration for each of the stock exchange where he operates: SC

Case Name : Securities And Exchange Board of India Vs National Stock Exchange Members Association (Supreme Court of India)
Appeal Number : Civil Appeal No(S). 435 of 2007
Date of Judgement/Order : 13/10/2022
Related Assessment Year :
Courts : Supreme Court of India (2005)

Furnishing of Opinion not necessary when Inspection of Opinion already made under SEBI Adjudication Rules

Case Name : Kavi Arora Vs SEBI (Supreme Court)
Appeal Number : Special Leave Petition (Civil) No. 15149 of 2021
Date of Judgement/Order : 14/09/2022
Related Assessment Year :
Courts : Supreme Court of India (2005)

SC upheld ₹1 Crore Penalty for failure to comply with Summons of SEBI

Case Name : DKG Buildcon Private Ltd. Vs Adjudicating & Enquiry Officer, SEBI (Supreme court of India)
Appeal Number : Civil Appeal No.1742 Of 2009
Date of Judgement/Order : 14/09/2022
Related Assessment Year :
Courts : Supreme Court of India (2005)

Possessing price-sensitive information without an attempt to take advantage is not insider trading

Case Name : Securities And Exchange Board of India Vs Abhijit Rajan (Supreme Court of India)
Appeal Number : Civil Appeal No. 563 of 2020
Date of Judgement/Order : 19/09/2022
Related Assessment Year :
Courts : Supreme Court of India (2005)

Forming an opinion that enquiry is required to be held is mandatory: HC

Case Name : Sunita Agarwal Vs Securities And Exchange Board of India (Gauhati High Court)
Appeal Number : Case No. WP(C)/530/2022
Date of Judgement/Order : 06/09/2022
Related Assessment Year :
Courts : All High Courts (9882) Guwahati High Court (85)

FIR quashed as Company not an accused & no direct allegations against directors

Case Name : S.K. Goel Vs State of Jharkhand (Jharkhand High Court)
Appeal Number : Cr.M.P. No. 750 of 2021
Date of Judgement/Order : 12/07/2022
Related Assessment Year :

Selective disclosure by SEBI amounts to cherry-picking which derogates commitment to fair trial: SC

Case Name : Reliance Industries Limited Vs Securities and Exchange Board of India (Supreme Court)
Appeal Number : Criminal Appeal No. 1167 of 2022
Date of Judgement/Order : 05/08/2022
Related Assessment Year :
Courts : Supreme Court of India (2005)

Annual listing fee payable despite trading suspension: SAT

Case Name : Enchante Jewellery Ltd. Vs BSE Ltd. (SAT Mumbai)
Appeal Number : Appeal No. 550 of 2021
Date of Judgement/Order : 24/03/2022
Related Assessment Year :

Loan agreement having peculiar structure should be disclosed under clause 36 of the listing agreement

Case Name : Vishvapradhan Commercial Pvt. Ltd. Vs Securities and Exchange Board of India (Securities Appellate Tribunal Mumbai)
Appeal Number : Appeal No. 293 of 2018
Date of Judgement/Order : 20/07/2022
Related Assessment Year :

SEBI imposes penalty on AIF for reporting incorrect amount of investable funds

Case Name : In re Indgrowth Capital Advisors LLP (SEBI)
Appeal Number : Adjudication Order No. Order/GG/VP/2022-23/17262
Date of Judgement/Order : 27/06/2022
Related Assessment Year :
Courts : SEBI (24)