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SEBI Compel Minimum Public Shareholding

CFD/CMD/CIR/P/2017/115 (11/10/2017)

As per Regulation 38 of LODR, 2015 companies has to maintain Minimum Public Shareholding (MPS) in accordance with the methods prescribed in Circular SEBI circular No. CIR/CFD/CMD/14/2015 dated November 30, 2015. Reg. 97 (1) of the Listing Reg. mandates recognized stock exchange to monitor the compliance of listed company with the pro...

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SEBI: Kotak Committee report on Corporate Governance

PR No. 60/2017- SEBI (05/10/2017)

SEBI formed a Committee on Corporate Governance in June 2017 under the Chairmanship of Mr. Uday Kotak with a view to enhancing the standards of corporate governance of listed entities in India. The committee consisted of officials from the government, industry, professional bodies, stock exchanges, academicians, lawyers, proxy advisors, e...

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SEBI revises limit for investment by FPIs in Govt Securities for Oct to Dec 2017

IMD/FPIC/CIR/P/2017/113- SEBI (04/10/2017)

It has been decided to revise the limit for investment by FPIs in Government Securities, for the October - December 2017 quarter, as follows: a. Limit for FPIs in Central Government securities shall be enhanced to INR 189,700 cr. b. Limit for Long Term FPIs (Sovereign Wealth Funds (SWFs), Multilateral Agencies, Endowment Funds, Insurance ...

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Review of norms for participation in derivatives by Mutual Funds

SEBI/HO/IMD/DF2/CIR/P/2017/109 (27/09/2017)

To reduce interest rate risk in a debt portfolio, mutual funds may hedge the portfolio or part of the portfolio (including one or more securities) on weighted average modified duration basis by using Interest Rate Futures (IRFs)....

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Participation of FPIs in Commodity Derivatives in IFSC

SEBI/HO/CDMRD/DMP/CIR/P/2017/106 (26/09/2017)

SEBI (International Financial Services Centers) Guidelines, 2015 were issued on March 27, 2015. Subsequently, vide circular CIR/MRD/DSA/41/2016 dated March 17, 2016, SEBI has specified that Commodity Derivatives shall be eligible as securities for trading and the stock exchanges operating in IFSC may permit dealing in commodity derivative...

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Prevention of Unauthorized Trading by Stock Brokers

CIR/HO/MIRSD/MIRSD2/CIR/P/2017/108- SEBI (26/09/2017)

SEBI in the past has taken several steps to tackle the menace of Unauthorized Trades viz Periodic Running Account Settlement, Post transactions SMS/email by exchanges/Depositories, Ticker on broker/DP websites etc. It was observed that in spite of measures taken, a considerable proportion of investor complaints is of the nature of Unautho...

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SEBI Clarification to Enhanced Supervision Circular

CIR/HO/MIRSD/MIRSD2/CIR/PB/2017/107- SEBI (25/09/2017)

SEBI vide circular no. SEBI/HO/MIRSD/MIRSD2/CIR/P/2016/95 dated September 26, 2016, has issued guidelines covering broad areas for enhanced supervision based on the recommendation of the committee constituted by SEBI. Further SEBI issued certain clarification vide circular CIR/HO/MIRSD/MIRSD2/CIR/P/2017/64 dated June 22, 2017...

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Clarification to SEBI (IFSC) Guidelines, 2015- Liquidity Enhancement Scheme

SEBI/HO/MRD/DSA/CIR/P/2017/103 (21/09/2017)

SEBI vide circular SEBI/HO/MRD/DSA/CIR/P/2017/95 dated August 10, 2017 has granted exemption to stock exchanges at IFSC from complying with clauses 5.1 and 5.2 of SEBI circular dated April 23, 2014 subject to certain conditions....

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Shell Companies- Govt prepares List of 16,794 companies

After Prime Minister Narendra Modi's decision to demonetize ₹500 and ₹1000 rupee notes on 8th November 2016, various authorities noticed a surge in shell companies depositing cash in banks, possibly in an attempt to hide the real owner of the wealth. ...

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Renewal of recognition to Metropolitan Stock Exchange U/s. 3 of Securities Contracts (Regulation) Act, 1956

No. SEBI/LAD-NRO/GN/2017-18/017- SEBI Notification (12/09/2017)

The Securities and Exchange Board of India, having considered the application for renewal of recognition made under section 3 of the Securities Contracts (Regulation) Act, 1956 by Metropolitan Stock Exchange of India Limited...

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