| Listed entities to disclose defaults on payment of Loan: SEBI |
Circular No. SEBI/HO/CFD/CMD1/CIR/P/2019/140 |
21/11/2019 |
| Guideline for Collection of margins from clients by TM/CM in cash segment |
Circular No. CIR/HO/MIRSD/DOP/CIR/P/2019/139-SEBI |
19/11/2019 |
| Mechanism for Mapping of Unique Client Code with demat A/c of clients |
Circular No. SEBI/HO/MIRSD/DOP/CIR/P/2019/136 |
15/11/2019 |
| Modifications in contract specifications of commodity derivatives contracts |
Circular No. SEBI/HO/CDMRD/DOP/CIR/P/2019/135 |
14/11/2019 |
| Additional disclosures & compliances by listed entities under ILDM Regulations |
Circular No. SEBI/HO/DDHS/CIR/P/134/2019 |
13/11/2019 |
| SEBI revises Timelines of Activities to be adhered in T+6 listing |
Circular No. SEBI/HO/CFD/DCR2/CIR/P/2019/133 |
08/11/2019 |
| Cross margining facility to off-setting positions in highly co-related equity indices |
Circular No. SEBI/HO/MRD/DOP1/CIR/P/2019/128 |
08/11/2019 |
| SEBI permits Creation of segregated portfolio in mutual fund schemes |
Circular No. SEBI/HO/IMD/DF2/CIR/P/2019/127 |
07/11/2019 |
| Mutual funds to Report changes in terms of investment: SEBI |
Circular No.: SEBI/HO/IMD/DF4/CIR/P/2019/126 |
06/11/2019 |
| e-KYC Authentication facility under PMLA by Entities in securities market |
SEBI/HO/MIRSD/DOP/CIR/P/2019/123 |
05/11/2019 |
| Listed cos. to submit data of members holding physical shares by 31.12.2019 |
SEBI/HO/MIRSD/RTAMB/CIR/P/2019/122 |
05/11/2019 |
| SEBI Operational guidelines for FPIs & DDPs and EFIs |
Circular No. IMD/FPI&C/CIR/P/2019/124 |
05/11/2019 |
| SEBI Enhances Governance Norms for Credit Rating Agencies |
SEBI/HO/MIRSD/CRADT/CIR/P/2019/121 |
04/11/2019 |
| Disclosure of divergence in Asset Classification and NPA Provisioning |
Circular No. CIR/CFD/CMD1/120/2019 |
31/10/2019 |
| Framework for listing of Commercial Paper and disclosures |
Circular No. SEBI/HO/DDHS/DDHS/CIR/P/2019/115 |
22/10/2019 |
| Resignation of statutory auditors from listed entities and their material subsidiaries |
Circular No. CIR/CFD/CMD1/114/2019 |
18/10/2019 |
| Cyber Security & Cyber Resilience framework for KYC Registration Agencies |
SEBI/HO/MIRSD/DOP/CIR/P/2019/111 |
15/10/2019 |
| Cyber Security & Cyber Resilience framework for Qualified Registrars to an Issue / Share Transfer Agents |
Circular No. SEBI/HO/MIRSD/DOP/CIR/P/2019/110 |
15/10/2019 |
| Cyber Security & Cyber Resilience framework for Stock Brokers / Depository Participants – Clarifications |
SEBI/HO/MIRSD/DOP/CIR/P/2019/109 |
15/10/2019 |
| Framework for issue of Depository Receipts |
SEBI/HO/MRD/DOP1/CIR/P/2019/106 |
10/10/2019 |
| Mutual fund allowed to invest in unlisted Non-Convertible Debentures |
Circular No. SEBI/HO/IMD/DF2/CIR/P/2019/104 |
01/10/2019 |
| Position Limits in Interest Rate Derivatives (IRD) |
Circular No. SEBI/HO/MRD/CIR/P/2019/103 |
26/09/2019 |
| Valuation of money market and debt securities |
SEBI/HO/IMD/DF4/CIR/P/2019/102 |
24/09/2019 |
| Risk management framework for liquid & overnight funds & norms of investment in short term deposits |
Circular No. SEBI/HO/IMD/DF2/CIR/P/2019/101 |
20/09/2019 |
| Diamond, base metals & alloys in liquid assets list by SEBI |
Circular No. SEBI/HO/CDMRD/DRMP/CIR/P/2019/100 |
13/09/2019 |
