| SEBI Guidelines for votes cast by Mutual Funds |
Notification No. SEBI/HO/IMD/DF4/CIR/P/2021/29 |
05/03/2021 |
| SEBI Circular on modifications in Mutual Fund Regulations |
Notification No. SEBI/HO/IMD/DF2/CIR/P/2021/024 |
04/03/2021 |
| SEBI Code of Conduct & Institutional mechanism for prevention of Fraud or Market Abuse |
Circular SEBI/HO/MRD/DCAP/CIR/P/2021/23 |
03/03/2021 |
| SEBI extends facility to conduct meetings of REITs & InvITs unitholders through VC or OAVM |
Notification No. SEBI/HO/DDHS/DDHS/CIR/P/2021/21 |
26/02/2021 |
| Pre-Expiry Margin on commodities under Alternate Risk Management Framework |
Notification No. SEBI/HO/CDMRD/DRMP/CIR/P/2021/20 |
23/02/2021 |
| Revised disclosure formats under SEBI (Prohibition of Insider Trading) Regulations, 2015 |
Circular No. SEBI/HO/ISD/ISD/CIR/P/2021/19 |
09/02/2020 |
| Setting up of LPCC by AMCs of Mutual Funds |
SEBI/HO/IMD/DF2/CIR/P/2021/17 |
02/02/2021 |
| Revised Framework for Innovation Sandbox |
Circulars No. SEBI/HO/ITD/ITD/CIR/P/2021/16 |
02/02/2021 |
| SEBI modifies MCR formats from January 2021 onwards |
Circulars No. SEBI/HO/IMD/DF3/CIR/P/2021/014 |
29/01/2021 |
| SEBI: Relaxations relating to procedural matters –Issues & Listing |
Circular No. SEBI/HO/CFD/DIL1/CIR/P/2021/13 |
19/01/2021 |
| Relaxation from compliance of SEBI (LODR) Regulations |
Circular No. SEBI/HO/CFD/CMD2/CIR/P/2021/11 |
15/01/2021 |
| Norms for investment & disclosure by Mutual Funds in ETCDs |
Notification No. SEBI/HO/IMD/DF2/CIR/P/2021/10 |
15/01/2021 |
| Review of Volatility Scan Range for Option contracts in Commodity Derivatives Segment |
SEBI/HO/CDMRD/DRMP/CIR/P/2021/08 |
11/01/2021 |
| Revision in Daily Price Limits for Commodity Futures Contracts |
SEBI/HO/CDMRD/DNPMP/CIR/P/2021/9 |
11/01/2021 |
| SEBI modifies format of Monthly Reporting of Portfolio Managers |
SEBI/HO/IMD/DF1/CIR/P/2021/02 |
08/01/2021 |
| Format of waiver to be provided by investors under SEBI (AIF) Regulations |
Notification No. SEBI/HO/IMD/DF6/CIR/P/2021/004 |
08/01/2021 |
| Transfer of excess contribution made by Stock Exchanges |
Circular No. SEBI/HO/MRD2/DCAP/CIR/P/2021/03 |
08/01/2021 |
| SEBI advisory on Refund of security deposit on surrender of membership |
SEBI/HO/MIRSD/FCR/CIR/P/2021/01 |
06/01/2021 |
| SEBI modifies Procedural Guidelines for Proxy Advisors |
Circular No. SEBI/HO/IMD/DF1/CIR/P/2020/256 |
31/12/2020 |
| SEBI amends two Circular on Mutual Funds |
Circular No. SEBI/HO/IMD/DF2/CIR/P/2020/253 |
31/12/2020 |
| SEBI Relaxes timelines for compliance with regulatory requirements till 28.02.2021 |
SEBI/HO/MIRSD/DOP/CIR/P/2020/255 |
31/12/2020 |
| Creation of Security in issuance of listed debt securities and ‘due diligence’ by debenture trustee(s) – Extension of timeline for implementation |
Circular No. SEBI/HO/MIRSD/CRADT/CIR/P/2020/254 |
31/12/2020 |
| Filing of reporting to Stock Exchanges for violations of Insider Trading Regulations, relating to Code of Conduct |
Ref. LIST/COMP/76/2020-21 |
23/12/2020 |
| Core Settlement Guarantee Fund, Default Waterfall & Stress Test for LPCC |
Circulars No. SEBI/HO/MRD2/DCAP/CIR/P/2020/245 |
21/12/2020 |
| SEBI Reviews inclusion of Historical Scenarios in Stress Testing in Commodity Derivatives Segment |
Notification No. SEBI/HO/CDMRD/DRMP/CIR/P/2020/244 |
21/12/2020 |
