| SEBI relaxes requirement of Testing of software related to Trading |
Circular No. SEBI/HO/MRD1/DSAP/CIR/P/2020/234 |
24/11/2020 |
| UPI mechanism & additional online application mode for public issue of debt securities |
Circular No. SEBI/HO/DDHS/CIR/P/2020/233 |
23/11/2020 |
| Amendments to guidelines for preferential issue and institutional placement of units by a listed InvIT |
Circular No. SEBI/HO/DDHS/DDHS/CIR/P/2020/232 |
17/11/2020 |
| SEBI prescribes uniform fines for non-compliance with continuous disclosure requirements |
Circular No. SEBI/HO/DDHS/DDHS/CIR/P/2020/231 |
13/11/2020 |
| SEBI: Monitoring & Disclosures by Debenture Trustee(s) |
Circular No. SEBI/HO/MIRSD/CRADT/CIR/P/2020/230 |
12/11/2020 |
| Norms regarding holding of liquid assets in open ended debt schemes & stress testing of open ended debt schemes |
Circular No. SEBI/HO/IMD/DF3/CIR/P/2020/229 |
06/11/2020 |
| Introduction of ‘Flexi Cap Fund’ as a new category under Equity Schemes |
Circulars No. SEBI/HO/IMD/DF3/CIR/P/2020/228 |
06/11/2020 |
| Framework governing Clearing Corporations for BCP & DR, Cyber Security & outsourcing activities by LPCC |
Circular No. SEBI/HO/MRD2/DCAP/CIR/P/227 |
06/11/2020 |
| Investor Grievance Redressal Mechanism |
Circular No. SEBI/HO/MIRSD/DOC/CIR/P/2020/226 |
06/11/2020 |
| Advisory for Financial Sector Organizations regarding SaaS based solutions |
Circular No. SEBI/HO/MIRSD2/DOR/CIR/P/2020/221 |
03/11/2020 |
| Enhancement of Overseas Investment limits for Mutual Funds |
Circular No. SEBI/HO/IMD/DF3/CIR/P/2020/225 |
05/11/2020 |
| Guidelines for rights issue of units by an unlisted InvIT |
Notification No. SEBI/HO/DDHS/DDHS/CIR/P/2020/223 |
04/11/2020 |
| Creation of Security in issuance of listed debt securities & ‘due diligence’ by debenture trustee(s) |
Notification No. SEBI/HO/MIRSD/CRADT/CIR/P/2020/218 |
03/11/2020 |
| SEBI amends Schemes of Arrangement by Listed Entities |
Circulars No. SEBI/HO/CFD/DIL1/CIR/P/2020/215 |
03/11/2020 |
| Is SMAIT a Trust registered as an AIF qualify as Qualified Buyer? |
SEBI/F10/IMD/OF6/0W/KAS/2020/17875 |
26/10/2020 |
| Processing of applications for registrations of AIFs & launch of schemes |
Circular No. SEBI/HO/IMD/DF6/CIR/P/2020/209 |
22/10/2020 |
| Handling of SCORES complaints by stock exchanges- Reg. |
Notification No. SEBI/HO/OIAE/IGRD/CIR/P/2020/208 |
22/10/2020 |
| Contribution by Issuers of listed or proposed to be listed debt securities towards creation of Recovery Expense Fund |
Circular No. SEBI/HO/MIRSD/CRADT/CIR/P/2020/207 |
22/10/2020 |
| Utilization of Fund Created out of Regulatory Fee Forgone by SEBI – Additional Guidelines |
Circular No. SEBI/HO/CDMRD/DNPMP/CIR/P/2020/206 |
19/10/2020 |
| Procedure for Debenture Trustee(s) in case of ‘Default’ by Issuers of listed debt securities |
Circulars No. SEBI/HO/MIRSD/CRADT/CIR/P/2020/203 |
13/10/2020 |
| Guidelines on Inter Scheme Transfers of Securities |
Notification No. SEBI/HO/IMD/DF4/CIR/P/2020/202 |
08/10/2020 |
| SEBI allows conducting of EGMs of unit holders of InvITs & REITs via VC/OAVM |
Circular No. SEBI/HO/DDHS/DDHS/CIR/P/2020/201 |
08/10/2020 |
| SEBI guideline on Issuance, listing & trading of PNCPS & IPDIs/PDIs |
Circulars No. SEBI/HO/DDHS/CIR/P/2020/199 |
06/10/2020 |
| Product Labeling in Mutual Fund schemes – Risk-o-meter |
SEBI/HO/IMD/DF3/CIR/P/2020/197 |
05/10/2020 |
| Review of Dividend option(s) / Plan(s) in case of Mutual Fund Schemes |
SEBI/HO/IMD/DF3/CIR/P/2020/194 |
05/10/2020 |
