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Consultation paper for Review of SEBI (Collective Investment Schemes) Regulations,1999

Objective of Consultation paper for Review of SEBI (Collective Investment Schemes) Regulations, 1999 is to seek comments / views from the public on the proposals that are intended to strengthen the regulatory framework for Collective Investment Schemes (CIS) as well as empower the Collective Investment Management Company (CIMC) to effecti...

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Posted Under: SEBI |

Nifty 50 index – Index Derivatives and SEBI’s policy measures

The primary function of a stock market index is to measure stock market performance. A well-constructed index not only enables measuring of market performance but also serves as a portfolio for investment. Such an index finds use case for a variety of purposes such as benchmarking funds, launching of index funds, exchange traded funds (ET...

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Posted Under: SEBI |

SEBI invites Applications under SEBI Young Professional Program

SEBI invites applications from eligible candidates who are desirous of engagement with the Board under its Young Professional Program. The details of the program and the various terms and conditions thereof are explained in detail in the subsequent paragraphs....

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Posted Under: SEBI |

FAQ’s – LODR amendments dated August 03, 2021

As per newly inserted regulation 17(1C) the listed entity shall ensure that approval of shareholders for appointment of a person on the Board of Directors is taken at the next general meeting or within a time period of three months from the date of appointment, whichever is earlier....

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Posted Under: SEBI |

Major Policy Initiatives by SEBI for Primary Market

SEBI has been engaging with Merchant bankers, Industry Associations and other stakeholders on an active basis to continuously develop the primary market. SEBI also receives inputs from advisory committees on various critical policy matters from time to time...

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Posted Under: SEBI |

India’s Demat account holders more than double in 3 years

India’s Demat account holders more than double in 3 years to 7.38 crore in Oct. 2021 As per the information provided by Securities and Exchange Board of India (SEBI), as on October 31, 2021, there are around 2.75 crore mutual fund (MF) investors, 7.38 crore Demat account holders and 1,324 SEBI Registered Investment Advisors (RIA). [&hel...

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Posted Under: SEBI |

SEBI imposes penalty for non-genuine trades to create artificial volumes in illiquid stock options

Pursuant to detailed analysis as brought out above, it is established that reversal trades are not normal transactions and it clearly demonstrates beyond reasonable doubt that the Noticee had intentionally executed these trades and manipulated the volume by artificial trading pattern in the contract ‘HPCL15FEB600.00CE’ where the trade...

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Posted Under: SEBI | |

SEBI Consultation Paper regarding developing ‘One Commodity One Exchange’

The objective of Consultation Paper regarding developing ‘One Commodity One Exchange’ is to solicit comments/views from the public on the proposal regarding developing the concept of ‘One Commodity One Exchange’ so as to reduce fragmentation of liquidity and help every stock exchange to develop an exclusive set of un-fragmented li...

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Posted Under: SEBI |

Consultation Paper on Algorithmic Trading by Retail Investors

The objective of Consultation Paper on Algorithmic Trading by Retail Investors is to seek comments/views from various stakeholders including market intermediaries and the public on algorithmic trading being done by retail investors including use of API access and automation of trades using the same....

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Posted Under: SEBI |

Update KYC in Demat & Trading Account by 31st December 2021

Last date for updating KYC in Demat and Trading is 31st December 2021 Update your KYC else your Demat and Trading account will be made inactive. All Investors are requested to take note that as per Regulatory guidelines, 6-KYC attributes i.e. Name, PAN, Address, Mobile Number, Email-ID and Income Range have been made mandatory. This [&hel...

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Posted Under: SEBI |