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SEBI HLC Report on Settlement Mechanism

SEBI seeks public comments on the ‘Report on the Settlement Mechanism’ submitted by the High Level Committee (HLC) under the Chairmanship of Justice A. R. Dave (retd.)...

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Posted Under: SEBI |

PAN Sole identifier for all participants transacting in securities market

Securities and Exchange Board of India (SEBI), vide circular dated April 27, 2007, has mandated that PAN would be the sole identification number for all participants transacting in the securities market, irrespective of the amount of transaction....

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Posted Under: SEBI |

Discussion Paper on Delisting of Equity Shares – Review of “Reverse Book Building Process”

urrently, in voluntary delisting an issuer/promoter has to first take the approval of shareholders of that class, then an in-principal approval of the stock exchange followed by RBB Process to discover the price. The promoter may choose to pay a price equal to or more than the discovered price to the shareholders who had tendered their sh...

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Posted Under: SEBI |

Paper on Revision of Provisions Pertaining to Re-Classification of Shareholders

Regulation 31A of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (SEBI LODR Regulations) provides for conditions with respect to re-classification of shareholders of listed entities. ...

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Split of position of Chairperson & MD in listed companies

The first proviso to section 203(1) of Companies Act, 2013 provides that an individual shall not be appointed/reappointed as the chairperson of a company as well as its MD/CEO at the same time unless the articles of such company provide otherwise or the company does not undertake multiple businesses....

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Posted Under: SEBI |

Framework for Enhanced Market Borrowings by large Corporates

1.1. Government of India in the Union Budget of 2018-19, made the following announcement: “SEBI will also consider mandating, beginning with large Corporates, to meet about one-fourth of their financing needs from the debt market.” 1.2. A series of steps have been taken, over time, by Government in consultation with Regulators, ...

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Consultation Paper on proposed SEBI (Fiduciaries in Securities Market) (Amendment) Regulations

The Regulations relating to the issue of capital mainly follow a disclosure based regime and investors rely upon the offer documents and financial statements which are audited/examined/vetted by various fiduciaries such as Chartered Accountant, Company Secretary, Valuer etc. ...

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Consultation paper on measures to enhance efficiency in polling methodology adopted for spot price determination of commodities

Consultation paper on measures to enhance efficiency in polling methodology adopted for spot price determination of commodities 1 Objective 1.1 The objective of this consultation paper is to seek comments / views from the public on measures to further enhance efficiency in the polling methodology adopted for determination of spot price fo...

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SEBI Issues List of Defaulter in Payment of Penalty

On 25.06.2018 SEBI Issues List Of 1690 Defaulters As On March 31, 2018 For Non-Payment Of Penalty Imposed By SEBI Through Orders Passed upto December 31, 2017. List Contains Name of the Defaulter, Address of the Defaulter, Scrip in which Violation been committed, Amount of Penalty Imposed by SEBI in Rupees and Date of Adjudication [&helli...

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Draft framework for participation of foreign entities in Indian commodity derivatives market’

Consultation paper on draft framework for participation of foreign entities, having actual exposure to Indian commodity markets, in the commodity derivatives market ...

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Posted Under: SEBI |
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