Filter Posts

Reset
Found 504 Results

Thoughts and perspectives on Mutual Fund industry of SEBI Chairman

As a capital market regulator, one of our objectives is to promote the growth of the securities market through greater investor participation. Mutual Funds are one of the most important institutions through which money collected from various investors, especially retail investors are channelized into the capital market....

Read More
Posted Under: SEBI |

GIFT IFSC- Onshoring the Offshore

Globally, the concept of an International Finance Centre or an IFC has been prevalent for quite some time and the experience in various jurisdictions has been quite encouraging. Various IFCs have been set up worldwide, amongst which the centres located in London, New York, Singapore and Dubai are among the prominent ones. These centres ha...

Read More
Posted Under: SEBI |

Consultation Paper on SEBI (Portfolio Managers) Regulations, 1993

The objective of the consultation paper is to seek comments / views from the public on the proposal to amend the SEBI (Portfolio Managers) Regulations, 1993 (PMS Regulations)....

Read More
Posted Under: SEBI |

SEBI seeks comments on Report on Issues related to Proxy Advisers

SEBI regulates the activities of proxy advisors in India under SEBI (Research Analyst) Regulations, 2014. Under these regulations, such entities are required to register with SEBI and comply with the provisions pertaining to formation of internal policies and procedures, disclosures in the reports, code of conduct, maintaining record of v...

Read More
Posted Under: SEBI |

Resignation of Statutory Auditors from Listed Companies- Proposed Disclosure Norms

There have been a significant number of instances of abrupt resignation of Statutory Auditors from listed entities in recent times. In most of the cases, the statutory auditors have suddenly resigned without completing their assignments for the year, generally citing ‘pre-occupation’ as the reason for resignation....

Read More
Posted Under: SEBI |

Paper on amendment to SEBI (Prohibition of Insider Trading) Regulations, 2015

Securities and Exchange Board of India Discussion Paper on amendment to the SEBI (Prohibition of Insider Trading) Regulations, 2015 to provision for an informant mechanism INTRODUCTION: 1. Insider trading is defined in the SEBI (Prohibition of Insider Trading) Regulations, 2015 (‘PIT Regulations’) to mean trading of securities while ...

Read More
Posted Under: SEBI |

SEBI Discussion Paper on Framework for Regulatory Sandbox

Participants in the capital market in India have been early adopters of technology. SEBI believes that encouraging adoption and usage of financial technology (‘FinTech’) would have a profound impact on the development of securities market. FinTech can act as an instrument to further develop and maintain an efficient, fair and transpar...

Read More
Posted Under: SEBI |

SEBI Discussion paper on review of buy-back of securities

The objective of this discussion paper is to seek comments / views from the public on suggestions relating to review of conditions for buy-back of securities....

Read More
Posted Under: SEBI |

SEBI Discussion Paper on Review of Rights Issue Process

The objective of this discussion paper is to seek comments / views from the public and market intermediaries on Review of Rights Issue Process....

Read More
Posted Under: SEBI |

Review of SEBI (Issue and Listing of Debt Securities by Municipalities) Regulations, 2015

CONSULTATION PAPER Review of SEBI (Issue and Listing of Debt Securities by Municipalities) Regulations, 2015 A. Objective: 1. To seek public comments on the proposals relating to SEBI (Issue and Listing of Debt Securities by Municipalities) Regulations, 2015 (hereinafter referred to as “ILDM Regulations”) with a view to, inter...

Read More
Posted Under: SEBI |