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Consultation Paper on SEBI (Portfolio Managers) Regulations, 1993

The objective of the consultation paper is to seek comments / views from the public on the proposal to amend the SEBI (Portfolio Managers) Regulations, 1993 (PMS Regulations)....

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Posted Under: SEBI |

SEBI seeks comments on Report on Issues related to Proxy Advisers

SEBI regulates the activities of proxy advisors in India under SEBI (Research Analyst) Regulations, 2014. Under these regulations, such entities are required to register with SEBI and comply with the provisions pertaining to formation of internal policies and procedures, disclosures in the reports, code of conduct, maintaining record of v...

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Resignation of Statutory Auditors from Listed Companies- Proposed Disclosure Norms

There have been a significant number of instances of abrupt resignation of Statutory Auditors from listed entities in recent times. In most of the cases, the statutory auditors have suddenly resigned without completing their assignments for the year, generally citing ‘pre-occupation’ as the reason for resignation....

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Posted Under: SEBI |

Paper on amendment to SEBI (Prohibition of Insider Trading) Regulations, 2015

Securities and Exchange Board of India Discussion Paper on amendment to the SEBI (Prohibition of Insider Trading) Regulations, 2015 to provision for an informant mechanism INTRODUCTION: 1. Insider trading is defined in the SEBI (Prohibition of Insider Trading) Regulations, 2015 (‘PIT Regulations’) to mean trading of securities while ...

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Posted Under: SEBI |

SEBI Discussion Paper on Framework for Regulatory Sandbox

Participants in the capital market in India have been early adopters of technology. SEBI believes that encouraging adoption and usage of financial technology (‘FinTech’) would have a profound impact on the development of securities market. FinTech can act as an instrument to further develop and maintain an efficient, fair and transpar...

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SEBI Discussion paper on review of buy-back of securities

The objective of this discussion paper is to seek comments / views from the public on suggestions relating to review of conditions for buy-back of securities....

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Posted Under: SEBI |

SEBI Discussion Paper on Review of Rights Issue Process

The objective of this discussion paper is to seek comments / views from the public and market intermediaries on Review of Rights Issue Process....

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Posted Under: SEBI |

Review of SEBI (Issue and Listing of Debt Securities by Municipalities) Regulations, 2015

CONSULTATION PAPER Review of SEBI (Issue and Listing of Debt Securities by Municipalities) Regulations, 2015 A. Objective: 1. To seek public comments on the proposals relating to SEBI (Issue and Listing of Debt Securities by Municipalities) Regulations, 2015 (hereinafter referred to as “ILDM Regulations”) with a view to, inter...

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Consultation Paper on Norms for Companies listed on IGP to trade under regular category of main board of recognized Stock Exchanges

SEBI Consultation Paper on Innovators Growth Platform (IGP)- Norms for Companies listed on IGP to trade under regular category of mainboard of Recognized Stock Exchanges...

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Format of Certificate of Non-Disqualification of Directors for listed companies

CERTIFICATE OF NON-DISQUALIFICATION OF DIRECTORS (pursuant to Regulation 34(3) and Schedule V Para C clause (10)(i) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015) To, The Members of (Name) (Registered Office) I/We have examined the relevant registers, records, forms, returns and disclosures received from ...

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Posted Under: SEBI |