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Regulatory framework of promoter, promoter group & group companies under SEBI (ICDR), Regulations

Securities and Exchange Board of India Consultation Paper on ‘Review of the regulatory framework of promoter, promoter group and group companies as per Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018‘ I. Objective 1) The objective of this consultation paper is to seek com...

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Posted Under: SEBI |

Consultation Paper- Segregation & Monitoring of Collateral at Client level

Segregation of client collateral refers to the procedures that enable identification and protection of client collateral from- (i) misappropriation/ misuse by Trading Member (TM)/ Clearing Member (CM) and (ii) default of TM/CM and/or other In the past, there have been instances of misuse of client collateral by TM/CM....

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Posted Under: SEBI |

Compilation of SEBI Informal Guidance on Insider Trading Regulations

Compilation of Informal Guidance sought by the Market Participants under SEBI (Prohibition of Insider Trading) Regulations, 2015 (PIT Regulations) for the period October 14, 2015- March 31, 2021 COMPILATION OF INFORMAL GUIDANCE – SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 2015 (Period October 2015 – March 2021) PREFACE...

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Posted Under: SEBI |

Comprehensive FAQs on SEBI (PIT) Regulations 2015

In order to keep pace with the evolving market dynamics, SEBI (Prohibition of Insider Trading) Regulations, 2015 have been amended from time to time. With an objective to provide greater clarity on several concepts related to the SEBI (PIT) Regulations, 2015, as also to shed more light on the nuances of various requirements of the regulat...

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Posted Under: SEBI |

ICSI requests extension of timeline for SEBI Compliances

In these challenging times, stakeholders are finding it difficult to meet the ends and function smoothly. Considering the current crisis, we request your esteemed office to consider relaxations in due dates of the following compliances:...

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Posted Under: SEBI |

Securities Contracts (Regulation) Act, 1956

Securities Contracts (Regulation) Act, 1956 (As amended by the Finance Act, 2021 (13 of 2021) w.e.f. April 1, 2021) Securities and Exchange Board of India SECURITIES CONTRACTS (REGULATION) ACT, 1956 [42 OF 1956] SECTIONS PRELIMINARY 1. Short title, extent and commencement 2. Definitions RECOGNISED STOCK EXCHANGES 3. Application for recogn...

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Posted Under: SEBI |

Securities and Exchange Board of India Act, 1992

Securities and Exchange Board of India Act, 1992 (As amended by the Finance Act, 2021 (13 of 2021) w.e.f. April 1, 2021) Securities and Exchange Board of India Act, 1992 SECTIONS CHAPTER I PRELIMINARY 1. Short title, extent and commencement 2. Definitions CHAPTER II ESTABLISHMENT OF THE SECURITIES AND EXCHANGE BOARD OF INDIA 3. Establishm...

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Posted Under: SEBI |

Filing of Annual Secretarial Compliance Report In XBRL Mode By Companies

It has been decided that filings in respect of Annual Secretarial compliance report should be filed by all listed companies, through XBRL mode in addition to the filing in PDF mode....

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Posted Under: SEBI |

Provisional list of IPs for appointment as Administrator

INSOLVENCY AND BANKRUPTCY BOARD OF INDIA Guidelines for Appointment of IPs as Administrators under the SEBI (Appointment of Administrator and Procedure for Refunding to the Investors) Regulations, 2018. Provisional list of IPs prepared in accordance with ‘Guidelines for Appointment of IPs as Administrators under the SEBI (Appointmen...

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Posted Under: SEBI |

Paper on review of Regulatory Provisions related to Independent Directors

SEBI Consultation Paper on Review of Regulatory Provisions related to Independent Directors - To solicit public comments / views on the proposals on review of regulatory provisions related to Independent Directors (IDs) on the boards of listed entities....

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Posted Under: SEBI |