Securities and Exchange Board of India
SEBI : Many IPO delays arise from governance gaps rather than financial weakness. The key takeaway is that early restructuring of shareho...
SEBI : The amendments streamline IPO compliance and improve disclosure usability. Key takeaway: SEBI enhances ease of doing business whil...
SEBI : SEBI clarifies that physical security creation alone is insufficient for demat assets. Trustees must ensure depository-level regis...
SEBI : The order highlights failures in verification and delayed action by a DDP in FPI processes. The key takeaway is that DDPs must ens...
SEBI : The article explains how pricing is set across different capital raising methods. The key takeaway is that pricing depends on regu...
SEBI : SEBI introduced multiple reforms to simplify operations for InvITs and REITs. The changes address investment flexibility, borrowin...
SEBI : The reform addresses inefficiencies caused by gross settlement, which increased liquidity and funding requirements for FPIs. SEBI ...
SEBI : SEBI permitted retention of funds where liabilities such as litigation or tax demands exist. The ruling ensures that funds can com...
SEBI : SEBI proposed reducing the minimum investment in Social Impact Funds from ₹2 lakh to ₹1,000. The move aims to increase retail ...
SEBI : SEBI noted that earlier concerns on unequal taxation have been addressed under the new capital gains regime. The proposal aims to ...
SEBI : The issue was whether failure to refund investor funds is time-barred. The Court held it is a continuing offence, rejecting the li...
Company Law : Supreme Court held that diversion of funds raised through preferential allotment for purposes other than those stated in offer doc...
SEBI : Calcutta High Court directs SEBI to accept Priya Ranjan Sah's payment, citing a one-day delay as not warranting prolonged litigati...
SEBI : SEBI penalty on Deccan Chronicle's Company Secretary overturned. Tribunal rules Company Secretary not responsible for verifying au...
SEBI : SEBI prosecutes directors of Gujarat Arth Ltd for market manipulation and fraudulent trading under SEBI Act....
SEBI : SEBI clarifies that the broad-based fund requirement applies at the scheme level for AIFs. This ensures accurate investor composit...
SEBI : SEBI introduced SUPCOMS, an e-adjudication portal, and a cybersecurity platform to improve communication, speed up proceedings, an...
SEBI : The circular responds to reduced investor activity affecting public issue timelines. SEBI extended observation validity subject to...
SEBI : The issue was the absence of a mechanism to enforce lock-in on pledged shares. SEBI introduced a “non-transferable” tagging sy...
SEBI : SEBI provided a one-time relaxation from penalties for MPS non-compliance. The move addresses challenges faced by listed entities ...
This case study examines if SEBI can forfeit an open offer escrow account for non-compliance with the Takeover Regulations, and details the conditions for the release of these funds.
SEBI has extended the deadline for its new margin pledge system to October 10, 2025, after requests from depositories for more time to prepare their systems.
SEBI is seeking public comments on a proposal for a new type of AIF scheme exclusively for Accredited Investors, with a simplified regulatory framework and greater flexibility.
SEBI releases a consultation paper proposing to allow resident Indians through retail schemes and mutual funds, to participate more easily in Foreign Portfolio Investors (FPIs).
SEBI’s new SWAGAT-FI framework aims to simplify FPI and FVCI investments for trusted foreign entities by streamlining registration, compliance, and documentation.
A SEBI consultation paper proposes regulatory changes for Large Value Funds (LVFs) for accredited investors. Proposals include reducing the minimum investment to ₹25 crore, removing restrictions on investor numbers, and relaxing compliance requirements like the mandatory annual audit of terms and NISM certification for key personnel. The goal is to make LVFs more attractive to both domestic and foreign investors.
SEBI has different corporate governance requirements for companies with listed debt securities. The rules vary based on whether equity is also listed and the value of the outstanding debt.
SEBI’s new mandate requires standardized KPI disclosures in IPO documents to increase transparency and empower retail investors. Learn about the new framework.
SEBI launches an All India Radio campaign to warn investors about stock trading fraud on social media platforms and to protect their interests.
SEBI’s consultation paper outlines a major review of the 1992 Stock Broker Regulations. Proposals aim to simplify rules, enhance investor protection, and align with modern market practices, covering definitions for algorithmic and proprietary trading, QSB criteria, and inspection powers.
