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All about Limited Review under SEBI Law

1. Introduction a. Limited Review can be defined as the audit of financial statements on quarterly basis. b. Listed companies are required to conduct limited review through statutory auditors c. Every listed co. under clause 41 of the listing agreement is required to furnish the unaudited quarterly result in the prescribed format to the c...

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Posted Under: SEBI |

Inter Se Transfers under SEBI (SAST) Regulations, 2011

SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 provides mandates that an acquirer shall make a public announcement of an open offer if he is acquiring shares/voting rights, directly or indirectly, which along with his existing holding, will entitle him to exercise more than 25% of voting rights of the target comp...

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Posted Under: SEBI |

SEBI amends ICDR Regulations to include SR equity shares

SEBI has vide notification dated July 29, 2019 notified SEBI (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2019. The Amendment Regulations deal with issue of shares with differential voting rights....

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Posted Under: SEBI |

Certification on Reconciliation of Share Capital

This article deals with Share Capital certification applicability, its requirement and procedures to be followed while certifying the reconciliation of share capital of both listed as well as listed companies....

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Posted Under: SEBI |

Why amendments introduced in SEBI Insider Trading Regulations

In order to promote healthy growth of the securities market in India and to protect common investor in India, the SEBI vide SEBI (Prohibition of Insider Trading) Amendment Regulations, 2018 notified certain amendments to SEBI (Prohibition of Insider Trading) Regulations 2015...

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Posted Under: SEBI |

Disclosure of Reason for Encumbrance of Securities by Promoters

In order to bring greater transparency regarding reasons for encumbrance, particularly when significant shareholding by promoter along with persons acting in concert (PACs) with him is encumbered. The Securities and Exchange Board of India came up with a new Circular SEBI/HO/CFD/DCR1/CIR/P/2019/90 dated August 07, 2019 which calls for add...

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Posted Under: SEBI |

Additional Disclosure on Pledge of Shares by Promoters (Along With PACs)

SEBI vide its circular dated August 07, 2019 have asked for additional disclosure w.r.t. encumbrance of shares by promoter of listed companies along with PAC, the detailed reason to be specified. The said circular will come into effective from October 1, 2019. Applicability: Combined encumbrance by Promoter + PAC is equal or exceeds 50% o...

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Posted Under: SEBI |

Promoters of Listed Companies to disclose reasons for encumbrance

SEBI issues a circular on 07th August 2019 on Disclosure of reasons for encumbrance by Promoters of Listed Companies to to bring greater transparency regarding reasons for encumbrance, particularly when significant shareholding by promoter along with persons acting in concert (PACs) with him is encumbered. The provisions of this circular ...

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Posted Under: SEBI |

Promoters Holding of Non-Compliant Listed Companies to Freeze

PROMOTERS HOLDING OF NON-COMPLIANT LISTED COMPANIES ABOUT TO FREEZE On 5th June 2015, SEBI has issued a Circular directing issuers/RTA to 1. Update Distinctive Number (UDN) information in respect of all physical share capital and overall DN range for dematerialized share capital for all listed companies. 2. Take all necessary steps to upd...

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Posted Under: SEBI |

Corporate Governance “its about being Proper and Prosper”

Corporate Governance In simple terms, the combination of the rules, regulations, practices, policies and processes required by an entity to work upon in order to create a controlled and regulated environment is called CORPORATE GOVERNANCE. The concept of Corporate Governance is important for an entity because an entity carries a responsib...

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Posted Under: SEBI |