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Annual Secretarial Compliance Report

Realising the need of growing Compliance Reporting mechanism in letter and spirit, SEBI came out with the Circular dated February 08, 2019 mandating Annual Secretarial Compliance Report to be submitted by a Company Secretary in Practice to the listed entity on an annual basis, regarding compliance of all applicable SEBI Regulations and Ci...

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Posted Under: SEBI |

A Bird’s eye View on SEBI’s Consultation paper for review of provisions of Independent Director

INTRODUCTION ♦ The concept which was first introduced in the 1998 CII Report was enthusiastically endorsed by the Kumar Mangalam Birla Committee Report which asserted that the independent directors have “a key role in the entire mosaic of corporate governance” in India. This faith in the person of the independent director has been r...

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Posted Under: SEBI |

What are SPACs & how do they work?

A Special Purpose Acquisition Company (SPAC) is a blank – cheque/shell company existing solely on paper which is listed on the stock exchange for the sole purpose of acquiring with a company and helping it list on the stock exchange with little regulatory troubles....

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Posted Under: SEBI |

Disclosure or Intimation under SEBI (Prohibition of Insider Trading) Regulations, 2015

Disclosure or Intimation under SEBI (Prohibition of Insider Trading) Regulations, 2015 This article deals with all the disclosures or intimations required under SEBI (PIT) Regulations, 2015 1. Disclosure of trading by an insider having UPSI (Regulation 4) If any person who has traded in securities has been in possession of unpublished pr...

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Posted Under: SEBI |

Applicability of Secretarial Audit

WITH ANALYSIS Every Company, while pursuing its business activities, has to comply with  so many rules and regulations relating to the Companies Act, Securities laws, FEMA, Industry Specific laws and General laws like Labour laws and so on… Therefore company have chances to face non- compliance risk like fine imprisonments penalties, l...

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Posted Under: SEBI |

Disclosures or Intimation required under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011

Disclosures or Intimation required under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 This article deals with all the disclosures or intimations or publications or announcements required under SEBI (SAST) Regulations, 2011 1. Pre-intimation under Regulation 10 for availing General exemptions In respect of acqui...

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Posted Under: SEBI |

Ideation to IPO – Entrepreneurs’ Guide to choose Legal Entity

When entrepreneurs come up with an idea, rightfully their complete focus is on making that idea work and take the product to the market. Usually, most entrepreneurs are either confused or ignorant about type of entity suitable to take carry out business....

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Posted Under: SEBI |

Analysis of SEBI Press Release | SEBI Board Meeting | March 25, 2021

SEBI Press Release – SEBI Board Meeting (March 25, 2021) The SEBI Board met on March 25, 2021 where it, inter-alia, took the following decisions: Review of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015  SEBI Board approved several amendments to the SEBI (Listing Oblig...

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Posted Under: SEBI |

Amendments in SEBI (Listing Obligations & Disclosure Requirements) Regulations, 2015 (SEBI Meeting on 25th March, 2021)

Amendments in SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (SEBI Meeting on 25th March, 2021) The SEBI Board on 25th March, 2021, inter-alia, took the following decisions in respect to amend the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015: Link: SE...

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Posted Under: SEBI |

Demat & Trading Account can be opened digitally. How?

Do you know that now you don’t require visiting physically to broker’s office and or submitting documents physically to open a Demat & Trading Account? If you don’t know then here are the ways. • You just require a laptop or a computer or a smart phone • Documents that you need mandatorily scanned and […]...

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Posted Under: SEBI |