SEBI

Impact of SEBI (Prohibition of Insider Trading) Amendment Regulations, 2018 & 2019

SEBI - In the backdrop of several highlighted instances of suspected leakage of unpublished price sensitive information (UPSI) and suspected trades on the basis of such information by persons privy to such information SEBI has issued the SEBI (Prohibition of Insider Trading) Amendment Regulations, 2018 on 31st December, 2018 and the amendments w...

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Synopsis of SEBI (Prohibition of Insider Trading) (Amendment) Regulations, 2018

SEBI - CS Chintan Doshi Synopsis of SEBI (Prohibition of Insider Trading) (Amendment) Regulations, 2018 Dated 31-12-18, Effective From 01-04-2019 1. The definition of “promoter” and “promoter group category” to be read as per SEBI (ICDR) REGULATIONS, 2018 in place of 2009. Definitions are as follows: “promoter” shall include a person...

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SEBI revises regulation for Depositories and Participants

SEBI - Recently, SEBI mandated issue of securities in dematerialised form and directed Board of directors to abstain from approving any physical transfer w.e.f. October 2, 2018 in case of unlisted public companies and w.e.f. April 1, 2019 in case of entities having its specified securities listed on stock exchange. Depositories viz. NSDL and CDS...

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Extension of Deadline: Now convert your Physical Shares to Demat till 31st March-2019

SEBI - In a major move taken by the capital market regulator, SEBI, it has given a big relief to the investors at large who are still holding the physical shares of the listed companies but have not converted them into Demat format till date and the last date to convert such shares was 5th December, 2018 […]...

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SEBI releases format for annual secretarial audit of listed entities and their material subsidiaries

SEBI - SEBI comes out with format for annual secretarial audit of listed entities and their material subsidiaries Sebi on February 8, 2019, came out with the format for listed entities for preparing their annual secretarial audit and compliance reports to implement the recommendations put forth by the Kotak Committee with regard to Secretarial A...

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Paper on Amendment of SEBI InvIT / REIT Regulations, 2014

SEBI - Consultation Paper on Amendment of SEBI (Infrastructure Investment Trusts) Regulation, 2014 and SEBI (Real Estate Investment Trusts) Regulation, 2014 ...

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Guidance Note on Reports in Company Prospectuses (Revised 2019)

SEBI - Guidance Note on Reports in Company Prospectuses (Revised 2019) Readers may note that this Guidance Note supersedes the Guidance Note on Reports in Company Prospectuses (Revised 2016) issued by the ICAI in December 2016. The ‘Guidance Note on Reports in Company Prospectuses’ provides guidance to the practitioners in case of engagement...

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Consultation paper on design of commodity indices and product design for futures on commodity indices

SEBI - Securities and Exchange Board of India Consultation paper on design of commodity indices and product design for futures on commodity indices 1. Objective 1.1. The objective of this consultation paper is to seek comments / views from the public on commodity index design and product design for futures on commodity indices. 2. Background 2.1...

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Consultation Paper on Review of Regulatory Framework for Debenture Trustees (DTs)

SEBI - Objective of consultation paper on Review of Regulatory Framework for Debenture Trustees (DTs) is to seek comments/ views from public on proposals that are intended to strengthen regulatory framework for Debenture Trustees (DTs) as well as empower DTs to effectively discharge their responsibilities towards debenture holders of listed de...

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SEBI HLC Report on Settlement Mechanism

SEBI - SEBI seeks public comments on the ‘Report on the Settlement Mechanism’ submitted by the High Level Committee (HLC) under the Chairmanship of Justice A. R. Dave (retd.)...

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SC ask IBC and SEBI to join Process in ‘Ponzi scheme’ matter

Anant Kajare Vs. Eknath Aher & Anr.(Supreme Court) - Anant Kajare Vs. Eknath Aher & Anr. (Supreme Court) Battery of lawyers appeared in the high profile alleged ‘Ponzi scheme’ matter. This matter has been travelling to Supreme Court time and again. Previously, SEBI held that the scheme run by Citrus Check inn Limited and Royal Twinkle Star Clu...

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SEBI bars ‘Reliance Industries’ from accessing equity market

Re. Reliance Petroleum Ltd. (RPL) (SEBI) - Going by the facts narrated by Noticee No. 1, liquidation of 5 % stake was decided. The same had to be done in an orderly manner. There was no outer time fixed for liquidation. Being guided by the analysts reports and the price trends of the scrip, Noticee No. 1 decided to start the sale in November...

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Liability of Directors for Events Taken Place Before Appointment- SAT Ruling

Mr. Nimain Charan Biswal (Securities And Exchange Board Of India) - In one of the recent rulings of the SAT, Mumbai, the interim order passed by SEBI in the matter of Neesa Technologies Limited(Company) has been quashed qua one of the directors i.e. Mr. Nimain Charan Biswal who had joined and resigned from the directorship of the Company before the issuance of Non-c...

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Facebook friends may be treated as connected for Insider Trading

In the matter of trading in the shares of Palred Technologies Limited (Securities and Exchange Board of India) - In this case observed that having mutual friends on Facebook will form the basis of determination and to establish connection between the parties who have committed Insider Trading in Violation of SEBI (Prohibition of Insider Trading) Regulations, 2015. ...

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SEBI orders attachment of properties owned by Sahara India Red Estate & its directors

I further direct the attachment of all movable and immovable properties standing in the names of Shri Subrata Roy Sahara, Ms Vandana Bhargava, Shri Ravi Shanker Dubey and Shri Ashok Roy Choudhary with immediate effect. These individuals are directed to furnish details of all movable and immovable p...

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SEBI guide to implement Uniform membership structure across segments

Circular No. SEBI/HO/MIRSD/DOP/CIR/P/2019/14 - (11/01/2019) - Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2019/14 January 11, 2019 To, 1. All Recognized Stock Exchanges 2. All Clearing Corporations Dear Sir / Madam, Sub: Uniform membership structure across segments 1. In cash segment, all the Stock Brokers are trading cum self-clear...

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SEBI (Foreign Portfolio Investors) (Third Amendment) Regulations, 2018

Notification No. SEBI/LAD-NRO/GN/ 2018/58 - (31/12/2018) - 1. These regulations may be called the Securities and Exchange Board of India (Foreign Portfolio Investors) (Third Amendment) Regulations, 2018. 2. They shall come into force on the date of their publication in the Official Gazette....

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SEBI Circular on adjustment in strike price on declaration of dividend

Circular No. CIR/MRD/DoP-1/P/00108/2018 - (05/07/2018) - Based on the recommendations of SMAC, it has been decided to review the mechanism of dividend adjustment for stock options. The adjustment in strike price shall be carried out in the following cases of declaration of dividends...

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SEBI proposes to amend takeover, buyback & Capital Disclosure Norms

PR No. 20/2018 - (21/06/2018) - The Board has approved certain amendments to SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011. As part of the amendments, it has been decided to grant additional time for upward revision of open offer price till one working day before the commencement of the tendering period....

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SEBI (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2018

No. SEBI/LAD-NRO/GN/2018/10 - (09/05/2018) - 1. These regulations may be called the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2018. 2. Save as otherwise specifically provided for in these regulations, they shall come into force with effect from April 1, 2019....

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Recent Posts in "SEBI"

Impact of SEBI (Prohibition of Insider Trading) Amendment Regulations, 2018 & 2019

In the backdrop of several highlighted instances of suspected leakage of unpublished price sensitive information (UPSI) and suspected trades on the basis of such information by persons privy to such information SEBI has issued the SEBI (Prohibition of Insider Trading) Amendment Regulations, 2018 on 31st December, 2018 and the amendments w...

Read More
Posted Under: SEBI |

Synopsis of SEBI (Prohibition of Insider Trading) (Amendment) Regulations, 2018

CS Chintan Doshi Synopsis of SEBI (Prohibition of Insider Trading) (Amendment) Regulations, 2018 Dated 31-12-18, Effective From 01-04-2019 1. The definition of “promoter” and “promoter group category” to be read as per SEBI (ICDR) REGULATIONS, 2018 in place of 2009. Definitions are as follows: “promoter” shall include a person...

Read More
Posted Under: SEBI |

SEBI revises regulation for Depositories and Participants

Recently, SEBI mandated issue of securities in dematerialised form and directed Board of directors to abstain from approving any physical transfer w.e.f. October 2, 2018 in case of unlisted public companies and w.e.f. April 1, 2019 in case of entities having its specified securities listed on stock exchange. Depositories viz. NSDL and CDS...

Read More
Posted Under: SEBI |

Extension of Deadline: Now convert your Physical Shares to Demat till 31st March-2019

In a major move taken by the capital market regulator, SEBI, it has given a big relief to the investors at large who are still holding the physical shares of the listed companies but have not converted them into Demat format till date and the last date to convert such shares was 5th December, 2018 […]...

Read More
Posted Under: SEBI |

SEBI releases format for annual secretarial audit of listed entities and their material subsidiaries

SEBI comes out with format for annual secretarial audit of listed entities and their material subsidiaries Sebi on February 8, 2019, came out with the format for listed entities for preparing their annual secretarial audit and compliance reports to implement the recommendations put forth by the Kotak Committee with regard to Secretarial A...

Read More
Posted Under: SEBI |

FAQs on Secretarial Compliance Report

The SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 have been amended to include the following Regulation: 24A: Secretarial Audit Every  listed  entity  and  its  material  unlisted  subsidiaries  incorporated  in  India  shall  undertake  secretarial  audit  and  shall  annex  with  its  ann...

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Posted Under: SEBI |

Frequently Traded Shares & Calculation of Weighted Average Shares

Definition of Frequently Traded Shares and Calculation of Weighted Average Number of Total Shares As per the Securities And Exchange Board Of India (Substantial Acquisition Of Shares And Takeovers) Regulations, 2011 Frequently Traded Shares means shares of a target company, in which the traded turnover on any stock exchange during the 1...

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Posted Under: SEBI |

Paper on Amendment of SEBI InvIT / REIT Regulations, 2014

Consultation Paper on Amendment of SEBI (Infrastructure Investment Trusts) Regulation, 2014 and SEBI (Real Estate Investment Trusts) Regulation, 2014 ...

Read More
Posted Under: SEBI |

Guidance Note on Reports in Company Prospectuses (Revised 2019)

Guidance Note on Reports in Company Prospectuses (Revised 2019) Readers may note that this Guidance Note supersedes the Guidance Note on Reports in Company Prospectuses (Revised 2016) issued by the ICAI in December 2016. The ‘Guidance Note on Reports in Company Prospectuses’ provides guidance to the practitioners in case of engagement...

Read More
Posted Under: SEBI |

Analysis of SEBI (Prohibition of Insider Trading) (Amendment) Regulations, 2018

The Securities and Exchange Board of India (SEBI) has in exercise of powers conferred under Securities and Exchange Board of India, Act, 1992 has made the Securities and Exchange Board of India (Prohibition of Insider Trading) (Amendment) Regulations, 2018 to amend the Securities and Exchange Board of India (Prohibition of Insider Trading...

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Posted Under: SEBI |

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