SEBI

Alternate Investment Fund (AIF) – Gateway to Investment In Startups

SEBI - What is an Alternate Investment Fund (AIF) Fund established or incorporated in India Privately pooled investment vehicle which collects funds from investors, whether Indian or foreign To invest in accordance with a defined investment policy for the benefit of its investors. Category of AIF Category I AIF:  Venture capital funds Angel Fun...

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Analysis of SEBI (LODR) (Fifth Amendment) Regulations, 2021

SEBI - Amendments Related to Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 (LODR Regulations) vide SEBI (Listing Obligations And Disclosure Requirements) (Fifth Amendment) Regulations, 2021 SENBI has recently notified  SEBI (Listing Obligations And Disclosure Requirements) (Fifth Amen...

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Pledging and Invoking Pledged Dematerialized Shares in India

SEBI - Introduction As per Section 172 of the Indian Contract Act, 1872 [ICA], pledge is a form of bailment where a debtor transfers their possession of an asset to the creditor as a security until the repayment of debt or fulfillment of promise. In India, it is a common practice for promoters of listed companies to […]...

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Corporate Laws Updates- November 2021

SEBI - The key synopsis of the Article encompassing November, 2021 updates is as under: 1. SEBI has notified SEBI (LODR) (Sixth Amendment) Regulations, 2021 to significantly widen and strengthen the ambit of Regulations with respect to Related party(ies) and Related Party Transactions (RPTs) w.e.f. 01st April, 2022 including requiring certain RP...

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Obligations Under Takeover Code: A Detailed Overview

SEBI - What is a Takeover? A takeover occurs when one company, known as the acquirer makes a successful bid to assume control of or acquire another company, also known as the target. A takeover can be done by purchasing majority share in target firm or commonly through the process of mergers and acquisitions.[1] Evolution of the […]...

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Review of provisions related to Preferential Issues Guidelines

SEBI - SEBI issues Consultation Paper on Review of provisions related to Preferential Issues Guidelines under Chapter V of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 (ICDR Regulations)...

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SEBI proposes stricter IPO norms as startups listings gather pace

SEBI - Consultation Paper on Review of certain aspects of Public issue framework under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018...

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Investor Charter for Investors in Securities Market

SEBI - SEBI has published an Investor Charter for Investors in the Indian Securities Market. This Investor Charter, inter-alia, includes the rights and responsibilities of investors and do's and don'ts of investing in Securities market....

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SEBI Consultation Paper for Market Making in Corporate Bonds

SEBI - Market makers provide liquidity to facilitate efficiency in the functioning of the financial markets. Market makers as well as other liquidity providers and their role in creating liquidity in fixed income markets are of particular interest to policymakers, given the relevance of these markets to monetary policy and financial stability....

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Roadmap for introduction of T+1 rolling settlement cycle in equity market

SEBI - SEBI, on September 07, 2021, permitted Stock exchanges to introduce T+1 settlement cycle from January 01, 2022 on any of the securities available in the equity segment....

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HC Quashes Appointment by SEBI of Grant Thornton As Forensic Auditor of A Company

Animish Pradip Raje Vs SEBI (Telangana High Court) - Animish Pradip Raje Vs SEBI (Telangana High Court) The present petition has been filed challenging the order dated 20.10.2020, passed by SEBI, appointing Grant Thornton Bharat LLP (GTB) as a Forensic Auditor in respect of the financial statements of the Prabhat Dairy Limited for the Financial Years ...

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SEBI Imposes Penalty on Ripu Kundra, Shilpa Shetty & Viaan Industries

In Re Ripu Sudan Kundra, Shilpa Shetty & Viaan Industries in the matter of Viaan Industries Limited (SEBI) - In Re Ripu Sudan Kundra, Shilpa Shetty & Viaan Industries in the matter of Viaan Industries Limited (SEBI) FACTS OF THE CASE 1. Securities and Exchange Board of India (hereinafter referred to as ‘SEBI’) had conducted an investigation into the trading/dealings in the scrip of Viaan Industries...

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SEBI issued interim order against insider trading alerts for scrip of Infosys

In re Mr. Pranshu Bhutra (SEBI) - In re Mr. Pranshu Bhutra (SEBI) Conclusion: Due to insider trading of the scrip of Infosys Limited (INFY),  SEBI issued the Interim Order in the matter of insider trading in shares of Infosys Limited in order to protect the interests of investors and the integrity of the securities market, in exerc...

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SEBI fines Ambani Family for Irregularities in RIL Shareholding

In Re Shri Mukesh D. Ambani & Ors (SEBI) - It was alleged that the obligation not to make additional acquisition of more than 5% of voting rights in any financial year unless such acquirer makes a public announcement to acquire shares in accordance with the regulations under regulation 11(1) of Takeover Regulations arose on January 7, 2000, ...

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SEBI Bans Kishore & Anil Biyani of Future Group for Insider Trading

In re Future Retail Limited (SEBI) - In re Future Retail Limited (SEBI) (i) Noticee Future Corporate Resources Private Limited, Kishore Biyani, Anil Biyani, Rajesh Pathak and Rajkumar Pande are restrained from accessing the securities market and further prohibited from buying, selling or otherwise dealing in securities, directly or ind...

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Publishing of Investor Charter & disclosure of complaints by Debenture Trustees on Websites

Notification No. SEBI/HO/MIRSD/MIRSD_CRADT/P/CIR/2021/675 - (30/11/2021) - In order to facilitate investor awareness about various activities where an investor has to deal with DTs for availing various services, SEBI has developed an Investor Charter for DTs, inter-alia detailing the services provided to Investors, timelines for various DT services provided, Rights and Obl...

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SEBI Master Circular for Infrastructure Investment Trusts (InvITs)

Master Circulars No. SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/673 - (29/11/2021) - Securities and Exchange Board of India MASTER CIRCULAR SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/673 November 29, 2021 All Infrastructure Investment Trusts (“InvITs”) All Parties to InvITs All Recognised Stock Exchanges All Merchant Bankers and other Intermediaries Madam/ Sir, Sub: Master Circular for I...

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SEBI releases Investor Charter for public offers by REITs & InvITs

Circular No. SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/672 - (26/11/2021) - Publishing Investor Charter and Disclosure of Investor Complaints by Merchant Bankers on their Websites for public offers by REITs and InvITs Securities and Exchange Board of India CIRCULAR No. SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/672| Dated: November 26, 2021 To, All Registered Merchant Bankers Madam/...

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SEBI Investor Charter – Registrars to an Issue & Share Transfer Agents

Circular No. SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/670 - (26/11/2021) - SEBI has developed an Investor Charter for RTAs, inter-alia, detailing the services provided to Investors, Rights of Investors, various activities of RTAs with timelines, Dos and Don’ts for Investors and Grievance Redressal Mechanism....

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SEBI: Grant of recognition to BASL as an Accreditation Agency

Press Release No. 34/2021 - (26/11/2021) - Post examination of their application, BSE Administration and Supervision Limited (BASL), a wholly owned subsidiary of BSE Limited (BSE) has been granted recognition as an Accreditation Agency under Regulation 2(1) (aa) of SEBI (Alternative Investments Funds) Regulations, 2012...

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SEBI’s Popular Posts

Recent Posts in "SEBI"

Alternate Investment Fund (AIF) – Gateway to Investment In Startups

What is an Alternate Investment Fund (AIF) Fund established or incorporated in India Privately pooled investment vehicle which collects funds from investors, whether Indian or foreign To invest in accordance with a defined investment policy for the benefit of its investors. Category of AIF Category I AIF:  Venture capital funds Angel Fun...

Read More
Posted Under: CA, CS, CMA |

Analysis of SEBI (LODR) (Fifth Amendment) Regulations, 2021

Amendments Related to Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 (LODR Regulations) vide SEBI (Listing Obligations And Disclosure Requirements) (Fifth Amendment) Regulations, 2021 SENBI has recently notified  SEBI (Listing Obligations And Disclosure Requirements) (Fifth Amen...

Read More
Posted Under: CA, CS, CMA |

Pledging and Invoking Pledged Dematerialized Shares in India

Introduction As per Section 172 of the Indian Contract Act, 1872 [ICA], pledge is a form of bailment where a debtor transfers their possession of an asset to the creditor as a security until the repayment of debt or fulfillment of promise. In India, it is a common practice for promoters of listed companies to […]...

Read More
Posted Under: CA, CS, CMA |

Corporate Laws Updates- November 2021

The key synopsis of the Article encompassing November, 2021 updates is as under: 1. SEBI has notified SEBI (LODR) (Sixth Amendment) Regulations, 2021 to significantly widen and strengthen the ambit of Regulations with respect to Related party(ies) and Related Party Transactions (RPTs) w.e.f. 01st April, 2022 including requiring certain RP...

Read More
Posted Under: CA, CS, CMA |

Obligations Under Takeover Code: A Detailed Overview

What is a Takeover? A takeover occurs when one company, known as the acquirer makes a successful bid to assume control of or acquire another company, also known as the target. A takeover can be done by purchasing majority share in target firm or commonly through the process of mergers and acquisitions.[1] Evolution of the […]...

Read More
Posted Under: CA, CS, CMA |

Upcoming Social Stock Exchange – A Gamechanger for Philanthropies in India?

The concept of a Social Stock Exchange (SSE) is rather new. It is a mechanism that allows companies engaging in work for the betterment of the society to raise finance in an environment that is quite similar to that of a stock market....

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Posted Under: CA, CS, CMA |

Publishing of Investor Charter & disclosure of complaints by Debenture Trustees on Websites

Notification No. SEBI/HO/MIRSD/MIRSD_CRADT/P/CIR/2021/675 30/11/2021

In order to facilitate investor awareness about various activities where an investor has to deal with DTs for availing various services, SEBI has developed an Investor Charter for DTs, inter-alia detailing the services provided to Investors, timelines for various DT services provided, Rights and Obligations of Investors and Grievance Redr...

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SEBI Master Circular for Infrastructure Investment Trusts (InvITs)

Master Circulars No. SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/673 29/11/2021

Securities and Exchange Board of India MASTER CIRCULAR SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/673 November 29, 2021 All Infrastructure Investment Trusts (“InvITs”) All Parties to InvITs All Recognised Stock Exchanges All Merchant Bankers and other Intermediaries Madam/ Sir, Sub: Master Circular for Infrastructure Investment Trusts (InvITs)...

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SEBI releases Investor Charter for public offers by REITs & InvITs

Circular No. SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/672 26/11/2021

Publishing Investor Charter and Disclosure of Investor Complaints by Merchant Bankers on their Websites for public offers by REITs and InvITs Securities and Exchange Board of India CIRCULAR No. SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/672| Dated: November 26, 2021 To, All Registered Merchant Bankers Madam/Sir Sub: Publishing Investor Charter and...

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SEBI Investor Charter – Registrars to an Issue & Share Transfer Agents

Circular No. SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/670 26/11/2021

SEBI has developed an Investor Charter for RTAs, inter-alia, detailing the services provided to Investors, Rights of Investors, various activities of RTAs with timelines, Dos and Don’ts for Investors and Grievance Redressal Mechanism....

Read More

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