SEBI

SEBI Relaxation in Compliance Norms w.r.t. SEBI (LODR) Regulations, 2015

SEBI - Securities and Exchange Board of India (SEBI) vide notification / Circular No. SEBI/HO/CFD/CMD1/CIR/P/2020/48 issued and publish dated 26th March 2020, has published Further relaxations from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (LODR) and the SEBI circular dated...

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Power of SEBI to Regulate Issue and Transfer of Securities

SEBI - POWER OF SECURITIES AND EXCHANGE BOARD OF INDIA (SEBI) TO REGULATE ISSUE AND TRANSFER OF SECURITIES, ETC SECTION 24 of Companies Act, 2013 deals with the provisions contained in this Chapter, Chapter IV and in section 127 shall,— (a) in so far as they relate to — (i) issue and transfer of securities; and (ii) […]...

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February 2020- Monthly Statutory updates

SEBI - The monthly Newsletter – encompasses MCA notifications issued in the month of February 2020, informal Guidances given by SEBI on  SEBI SBEB , Takeover and Insider Trading Regulations and NCLT judgement in Videocon Insolvency case. Independent Directors who could not get themselves registered on IICA databank can rest easy. The deadlin...

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Business Responsibility Report

SEBI - Business entities are generally used resources of society in their development. They are utilising various resources such as human, infrastructure, minerals, water, environmental etc., in their business activities. They are running their business and trade with help of social as well as governmental support. The common society provides th...

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Summary of Discussion paper on proposed changes to SEBI Takeover Regulations

SEBI - Securities and Exchange Board of India (SEBI) on 3rd February, 2020 released a Discussion paper proposing the changes in SEBI (Substantial acquisition of shares & Takeover) Regulation, 2011 for availing various mode of acquisitions of the target company and proposing other changes for making the procedure more transparent and simpler for ...

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Facilitation measures undertaken by Regulatory Authorities- COVID-19- ICSI

SEBI - Developments arising due to the spread of the COVID-19 virus have warranted the need for temporary relaxations in compliance requirements and other facilitation measures. The measures undertaken by both, the Ministry of Corporate Affairs and the Securities and Exchange Board of India are placed hereinbelow:...

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SEBI Consultation Paper on Relaxation with respect to QIP issues

SEBI - The objective of SEBI Consultation Paper on Relaxation with respect to QIP issues is to seek comments / views from the public and market intermediaries on relaxation with respect to requirement of 6 month gap between two successive QIP issues....

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SEBI Paper with Respect to Guarantees Provided by A Listed Company

SEBI - Section 185 of the Companies Act 2013 restricts the companies to extend any loan or provide any guarantees/ securities in connection with a loan to any of its directors or his/her related entities, subject to exemptions mentioned therein....

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Consultative paper on e-voting facility provided by listed entities

SEBI - There are multiple e-voting service providers (ESPs) providing e-voting facility to listed entities in India. This necessitates registration on various ESPs and maintenance of multiple user IDs and passwords by shareholders....

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Consultation paper on Review of Regulatory Framework for Corporate bonds & Debenture Trustees

SEBI - The objective of the consultation paper is to seek comments/views from the public on the proposals that are expected to strengthen the regulatory framework for Corporate bonds, secure the interest of the debenture holders, enhance the role of the Debenture Trustees (DTs) and empower them to effectively discharge their responsibilities tow...

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SC ask IBC and SEBI to join Process in ‘Ponzi scheme’ matter

Anant Kajare Vs. Eknath Aher & Anr.(Supreme Court) - Anant Kajare Vs. Eknath Aher & Anr. (Supreme Court) Battery of lawyers appeared in the high profile alleged ‘Ponzi scheme’ matter. This matter has been travelling to Supreme Court time and again. Previously, SEBI held that the scheme run by Citrus Check inn Limited and Royal Twinkle Star Clu...

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SEBI bars ‘Reliance Industries’ from accessing equity market

Re. Reliance Petroleum Ltd. (RPL) (SEBI) - Going by the facts narrated by Noticee No. 1, liquidation of 5 % stake was decided. The same had to be done in an orderly manner. There was no outer time fixed for liquidation. Being guided by the analysts reports and the price trends of the scrip, Noticee No. 1 decided to start the sale in November...

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Liability of Directors for Events Taken Place Before Appointment- SAT Ruling

Mr. Nimain Charan Biswal (Securities And Exchange Board Of India) - In one of the recent rulings of the SAT, Mumbai, the interim order passed by SEBI in the matter of Neesa Technologies Limited(Company) has been quashed qua one of the directors i.e. Mr. Nimain Charan Biswal who had joined and resigned from the directorship of the Company before the issuance of Non-c...

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Facebook friends may be treated as connected for Insider Trading

In the matter of trading in the shares of Palred Technologies Limited (Securities and Exchange Board of India) - In this case observed that having mutual friends on Facebook will form the basis of determination and to establish connection between the parties who have committed Insider Trading in Violation of SEBI (Prohibition of Insider Trading) Regulations, 2015. ...

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SEBI orders attachment of properties owned by Sahara India Red Estate & its directors

I further direct the attachment of all movable and immovable properties standing in the names of Shri Subrata Roy Sahara, Ms Vandana Bhargava, Shri Ravi Shanker Dubey and Shri Ashok Roy Choudhary with immediate effect. These individuals are directed to furnish details of all movable and immovable p...

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SEBI Relaxation w.r.t. SAST Regulation 2011, Due to COVID-19

Circular No. SEBI/HO/CFD/DCR1/CIR/P/2020/49 - (27/03/2020) - SEBI vide notification / Circular No. SEBI/HO/CFD/DCR1/CIR/P/2020/49 dated 27th March 2020, has provide Relaxation from compliance with certain provisions of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 due to the COVID-19 pandemic. Applicability : with immediate effe...

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SEBI develops an online system for detecting misuse of clients’ securities by brokers

Press Release No. 05/2020-SEBI - (13/02/2020) - In the recent past years, it has been observed that some brokers have misused clients’ securities received as collateral to meet their own settlement obligation or obligations of other clients.  Some brokers have also misused clients’ securities by pledging them with the banks and NBFCs to rais...

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Framework for issue of Depository Receipts

SEBI/HO/MRD/DOP1/CIR/P/2019/106 - (10/10/2019) - Listed Company is in compliance with the requirements prescribed under SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 and any amendments thereof....

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SEBI (Buy-Back of Securities) (Amendment) Regulations, 2019

Notification No. SEBI/LAD-NRO/GN/20 19/26 - (29/07/2019) - 1. These regulations may be called the Securities and Exchange Board of India (Buy-Back of Securities) (Amendment) Regulations, 2019. 2. These regulations shall come into force on the date of their publication in the Official Gazette....

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SEBI (Delisting of Equity Shares) (Amendment) Regulations, 2019

Notification No. SEBI/LAD-NRO/GN/2019/25 - (29/07/2019) - 1. These regulations may be called the Securities and Exchange Board of India (Delisting of Equity Shares) (Amendment) Regulations, 2019. 2. They shall come into force on the date of their publication in the Official Gazette....

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Recent Posts in "SEBI"

SEBI Relaxation in Compliance Norms w.r.t. SEBI (LODR) Regulations, 2015

Securities and Exchange Board of India (SEBI) vide notification / Circular No. SEBI/HO/CFD/CMD1/CIR/P/2020/48 issued and publish dated 26th March 2020, has published Further relaxations from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (LODR) and the SEBI circular dated...

Read More
Posted Under: SEBI |

SEBI Relaxation w.r.t. SAST Regulation 2011, Due to COVID-19

Circular No. SEBI/HO/CFD/DCR1/CIR/P/2020/49 (27/03/2020)

SEBI vide notification / Circular No. SEBI/HO/CFD/DCR1/CIR/P/2020/49 dated 27th March 2020, has provide Relaxation from compliance with certain provisions of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 due to the COVID-19 pandemic. Applicability : with immediate effect.  Relaxations: 1. The disclosure fil...

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Facilitation measures undertaken by Regulatory Authorities- COVID-19- ICSI

Developments arising due to the spread of the COVID-19 virus have warranted the need for temporary relaxations in compliance requirements and other facilitation measures. The measures undertaken by both, the Ministry of Corporate Affairs and the Securities and Exchange Board of India are placed hereinbelow:...

Read More
Posted Under: SEBI |

SEBI Consultation Paper on Relaxation with respect to QIP issues

The objective of SEBI Consultation Paper on Relaxation with respect to QIP issues is to seek comments / views from the public and market intermediaries on relaxation with respect to requirement of 6 month gap between two successive QIP issues....

Read More
Posted Under: SEBI |

SEBI Paper with Respect to Guarantees Provided by A Listed Company

Section 185 of the Companies Act 2013 restricts the companies to extend any loan or provide any guarantees/ securities in connection with a loan to any of its directors or his/her related entities, subject to exemptions mentioned therein....

Read More
Posted Under: SEBI |

Consultative paper on e-voting facility provided by listed entities

There are multiple e-voting service providers (ESPs) providing e-voting facility to listed entities in India. This necessitates registration on various ESPs and maintenance of multiple user IDs and passwords by shareholders....

Read More
Posted Under: SEBI |

Power of SEBI to Regulate Issue and Transfer of Securities

POWER OF SECURITIES AND EXCHANGE BOARD OF INDIA (SEBI) TO REGULATE ISSUE AND TRANSFER OF SECURITIES, ETC SECTION 24 of Companies Act, 2013 deals with the provisions contained in this Chapter, Chapter IV and in section 127 shall,— (a) in so far as they relate to — (i) issue and transfer of securities; and (ii) […]...

Read More
Posted Under: SEBI |

Consultation paper on Review of Regulatory Framework for Corporate bonds & Debenture Trustees

The objective of the consultation paper is to seek comments/views from the public on the proposals that are expected to strengthen the regulatory framework for Corporate bonds, secure the interest of the debenture holders, enhance the role of the Debenture Trustees (DTs) and empower them to effectively discharge their responsibilities tow...

Read More
Posted Under: SEBI |

February 2020- Monthly Statutory updates

The monthly Newsletter – encompasses MCA notifications issued in the month of February 2020, informal Guidances given by SEBI on  SEBI SBEB , Takeover and Insider Trading Regulations and NCLT judgement in Videocon Insolvency case. Independent Directors who could not get themselves registered on IICA databank can rest easy. The deadlin...

Read More
Posted Under: SEBI |

Business Responsibility Report

Business entities are generally used resources of society in their development. They are utilising various resources such as human, infrastructure, minerals, water, environmental etc., in their business activities. They are running their business and trade with help of social as well as governmental support. The common society provides th...

Read More
Posted Under: SEBI |

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