SEBI

An Overview & Analysis On (Listing Obligations Disclosure Requirement) Regulations, 2015

SEBI - CAPITAL MARKET regulator SEBI has been devising and enforcing various measures, from time to time, to protect the interest of investors and the sanctity of the capital market by making listed companies more accountable through enhanced disclosures....

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Concurrence of Pledgee Sufficient For Creating Pledge

SEBI - The Securities and Exchange Board of India (SEBI) vide its notification dated July 25th, 2017 has come up with SEBI (Depositories and Participants) (Second Amendment) Regulations, 2017 (hereinafter referred to as “DP Second Amendment Regulations, 2017) substituting sub-regulation (3) of regulation 58 of the SEBI (Depositories and Partic...

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Convergence from FII to FPI: a Novel Sunrise for Company Secretary Professionals

SEBI - In order to streamline the deficiencies, functioning and to pluck out money laundering in the area of Foreign Investment by Institutional Investors abroad, Securities and Exchange Board of India (SEBI) has come up with new regulation being SEBI (Foreign Portfolio Investors) Regulations, 2014 ...

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SEBI allows Category III AIFs to invest in commodities market

SEBI - Alternate Investment Funds (AIFs) are privately pooled investment funds, incorporated in India, in the form of a trust, company, LLP or body corporate not covered under any other regulations prescribed by SEBI. These funds are governed by Securities and Exchange Board of India (Alternative Investment Funds) Regulations, 2012[1]....

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Insider Trading Regulations – An Insight

SEBI - This article deals with analyzing the insider trading regulations prevalent in India. A lot of material on insider trading regulations is already available on the internet. I have made a sincere effort to provide an insight on these regulations in a manner which can be digested easily, knowing however, that the reality is much more comple...

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Discussion Paper on Growth and Development of Equity Derivatives Market in India

SEBI - Derivatives market in India has been growing rapidly in recent years. Orderly growth, development and alignment of both cash and derivatives markets is important. Keeping this objective in mind, the discussion paper has been prepared to undertake an assessment of the derivatives market in India so as to evaluate whether there is a need to...

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SEBI Consultation Paper on streamlining process of monitoring of Offshore Derivative Instruments (ODIs)/Participatory Notes (PNs)

SEBI - SEBI has been taking steps for streamlining and tightening the conditions for issuance and reporting of ODIs by FPIs registered with SEBI. A list of the measures taken by SEBI in this regard during recent past is given as follows:-...

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Consultation paper for review of circular on Electronic book mechanism for issuance of debt securities on private placement basis

SEBI - The mandatory limit for EBP mechanism may be reduced from Rs. 500 crores to Rs. 50 crores (i.e. EBP mechanism may be mandated for all private placements of debt securities with an issue size of Rs.50 crores and above, inclusive of green shoe option, if any). Further, the issuer shall specify the amount of green shoe option upfront....

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Secondary market liquidity needed to attract retail investor into corporate bond space: SEBI official

SEBI - Infusing some amount of secondary market liquidity can help attract retail investors to enter the corporate bonds’ space, a top Securities Exchange Board of India (SEBI) official said at an ASSOCHAM event held in New Delhi today....

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Exit Order in Respect of Delhi Stock Exchange Llimited (DSE)

SEBI - Whole Time Member, SEBI, has passed an Order on January 23, 2017 providing exit to Delhi Stock Exchange Limited (DSE). DSE is eighteenth Stock Exchange to exit under this policy....

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SEBI bars ‘Reliance Industries’ from accessing equity market

Re. Reliance Petroleum Ltd. (RPL) (SEBI) - Going by the facts narrated by Noticee No. 1, liquidation of 5 % stake was decided. The same had to be done in an orderly manner. There was no outer time fixed for liquidation. Being guided by the analysts reports and the price trends of the scrip, Noticee No. 1 decided to start the sale in November...

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Liability of Directors for Events Taken Place Before Appointment- SAT Ruling

Mr. Nimain Charan Biswal (Securities And Exchange Board Of India) - In one of the recent rulings of the SAT, Mumbai, the interim order passed by SEBI in the matter of Neesa Technologies Limited(Company) has been quashed qua one of the directors i.e. Mr. Nimain Charan Biswal who had joined and resigned from the directorship of the Company before the issuance of Non-c...

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Facebook friends may be treated as connected for Insider Trading

In the matter of trading in the shares of Palred Technologies Limited (Securities and Exchange Board of India) - In this case observed that having mutual friends on Facebook will form the basis of determination and to establish connection between the parties who have committed Insider Trading in Violation of SEBI (Prohibition of Insider Trading) Regulations, 2015. ...

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SEBI orders attachment of properties owned by Sahara India Red Estate & its directors

I further direct the attachment of all movable and immovable properties standing in the names of Shri Subrata Roy Sahara, Ms Vandana Bhargava, Shri Ravi Shanker Dubey and Shri Ashok Roy Choudhary with immediate effect. These individuals are directed to furnish details of all movable and immovable p...

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SEBI have no jurisdiction in the matter related to issue of shares by unlisted companies

Kunnamkulam Paper Mills Ltd. Vs Securities and Exchange Board of India (Kerala high Court) - Before resolving the disputed questions as to whether the offer can be treated as public issue or not, and as to whether the right of renunciation was offered only under the mandate of section 81(3), etc.; the question regarding jurisdiction of the first respondent need be looked into. It is evident...

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Renewal of recognition to Metropolitan Stock Exchange U/s. 3 of Securities Contracts (Regulation) Act, 1956

No. SEBI/LAD-NRO/GN/2017-18/017- SEBI Notification - (12/09/2017) - The Securities and Exchange Board of India, having considered the application for renewal of recognition made under section 3 of the Securities Contracts (Regulation) Act, 1956 by Metropolitan Stock Exchange of India Limited...

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Clarification on Exchange Traded Option contracts on EUR- INR, GBP- INR and JPY- INR currency pairs

SEBI/HO/MRD/DP/CIR/P/2017/98- SEBI Circular - (31/08/2017) - 1. SEBI vide circular SEBI/HO/MRD/CP/CIR/P/2016/38 dated March 9, 2016 laid down the detailed framework for introduction of cross-currency futures and option contracts in the EUR- USD, GBP- USD and USD- JPY currency pairs and introduction of currency option contracts in EUR- INR, GBP- INR and JPY- I...

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Issuance, listing and trading of debt securities on exchanges in IFSC

SEBI/HO/MRD/DRMNP/CIR/P/2017/96 - (31/08/2017) - In continuation of guidelines on debt securities contained in Chapter V Issue of Debt Securities of SEBI (IFSC) Guidelines, 2015 and based on the representations received from stock exchanges and market participants in IFSC, it has been decided that for issuing debt securities in IFSC, stock exchang...

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SEBI (International Financial Services Centers) Guidelines, 2015- Amendments

SEBI/HO/MRD/DRMNP/CIR/P/2017/97- SEBI Circular - (31/08/2017) - In order to further streamline the operations at IFSC, based on the internal discussions and consultations held with the stakeholders, it has been decided to amend provisions of the aforesaid guidelines as follows...

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Online Registration Mechanism for Securities Market Intermediaries

PR No. 53/2017- SEBI - (16/08/2017) - It has been SEBI’s continuous endeavor to improve ease of doing business by adopting technological solutions in its interface with market participants. Accordingly, SEBI has operationalized SEBI Intermediary Portal (https://siportal.sebi.gov.in) for the intermediaries to submit their applications ...

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SEBI’s Popular Posts

Recent Posts in "SEBI"

Renewal of recognition to Metropolitan Stock Exchange U/s. 3 of Securities Contracts (Regulation) Act, 1956

No. SEBI/LAD-NRO/GN/2017-18/017- SEBI Notification (12/09/2017)

The Securities and Exchange Board of India, having considered the application for renewal of recognition made under section 3 of the Securities Contracts (Regulation) Act, 1956 by Metropolitan Stock Exchange of India Limited...

Read More

Clarification on Exchange Traded Option contracts on EUR- INR, GBP- INR and JPY- INR currency pairs

SEBI/HO/MRD/DP/CIR/P/2017/98- SEBI Circular (31/08/2017)

1. SEBI vide circular SEBI/HO/MRD/CP/CIR/P/2016/38 dated March 9, 2016 laid down the detailed framework for introduction of cross-currency futures and option contracts in the EUR- USD, GBP- USD and USD- JPY currency pairs and introduction of currency option contracts in EUR- INR, GBP- INR and JPY- INR currency pairs. The said framework in...

Read More

Issuance, listing and trading of debt securities on exchanges in IFSC

SEBI/HO/MRD/DRMNP/CIR/P/2017/96 (31/08/2017)

In continuation of guidelines on debt securities contained in Chapter V Issue of Debt Securities of SEBI (IFSC) Guidelines, 2015 and based on the representations received from stock exchanges and market participants in IFSC, it has been decided that for issuing debt securities in IFSC, stock exchanges shall evolve a detailed framework pre...

Read More

SEBI (International Financial Services Centers) Guidelines, 2015- Amendments

SEBI/HO/MRD/DRMNP/CIR/P/2017/97- SEBI Circular (31/08/2017)

In order to further streamline the operations at IFSC, based on the internal discussions and consultations held with the stakeholders, it has been decided to amend provisions of the aforesaid guidelines as follows...

Read More

An Overview & Analysis On (Listing Obligations Disclosure Requirement) Regulations, 2015

CAPITAL MARKET regulator SEBI has been devising and enforcing various measures, from time to time, to protect the interest of investors and the sanctity of the capital market by making listed companies more accountable through enhanced disclosures....

Read More
Posted Under: SEBI |

Online Registration Mechanism for Securities Market Intermediaries

PR No. 53/2017- SEBI (16/08/2017)

It has been SEBI’s continuous endeavor to improve ease of doing business by adopting technological solutions in its interface with market participants. Accordingly, SEBI has operationalized SEBI Intermediary Portal (https://siportal.sebi.gov.in) for the intermediaries to submit their applications online in paperless manner....

Read More

Concurrence of Pledgee Sufficient For Creating Pledge

The Securities and Exchange Board of India (SEBI) vide its notification dated July 25th, 2017 has come up with SEBI (Depositories and Participants) (Second Amendment) Regulations, 2017 (hereinafter referred to as “DP Second Amendment Regulations, 2017) substituting sub-regulation (3) of regulation 58 of the SEBI (Depositories and Partic...

Read More
Posted Under: SEBI |

Convergence from FII to FPI: a Novel Sunrise for Company Secretary Professionals

In order to streamline the deficiencies, functioning and to pluck out money laundering in the area of Foreign Investment by Institutional Investors abroad, Securities and Exchange Board of India (SEBI) has come up with new regulation being SEBI (Foreign Portfolio Investors) Regulations, 2014 ...

Read More
Posted Under: SEBI |

SEBI: Online Filing System for REITs and InvITs

Circular No. SEBI/HO/IMD/DF1/CIR/P/2017/83 - SEBI (24/07/2017)

All applicants desirous of seeking registration as REITs or InvITs are now required to submit their applications online only, through SEBI Intermediary Portal at https://siportal.sebi.gov.in. Furthermore, all SEBI registered REITs and InvITs are now required to file/ submit/ apply for any request, as may be required under the provision of...

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Discussion Paper on Growth and Development of Equity Derivatives Market in India

Derivatives market in India has been growing rapidly in recent years. Orderly growth, development and alignment of both cash and derivatives markets is important. Keeping this objective in mind, the discussion paper has been prepared to undertake an assessment of the derivatives market in India so as to evaluate whether there is a need to...

Read More
Posted Under: SEBI |
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