SEBI

Categorization and Rationalization of Mutual Fund Scheme

SEBI - Categorization and Rationalization of Mutual Fund Scheme. All the scheme launched by Mutual Funds should be similar ; with having standard characteristics in each category . It will help the investors of Mutual Fund to evaluate the different options available before taking a decision....

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More powers for Independent directors – Uday Kotak Committee recommendations: A heated discussion

SEBI - SEBI formed a committee on corporate governance in June 2017 under the Chairmanship of Mr. Uday Kotak with a view to enhancing the standards of corporate governance of listed entities in India. The committee consisted of officials from the government, industry, professional bodies, stock exchanges, academicians, lawyers, proxy advisors, e...

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Non Compliance with Minimum Public Shareholding Law- Implications

SEBI - SEBI has directed stock exchanges to crack whip on companies that do not comply with minimum public shareholding requirements vide Circular dated 10th October, 2017. ...

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SEBI Compel Minimum Public Shareholding

SEBI - As per Regulation 38 of LODR, 2015 companies has to maintain Minimum Public Shareholding (MPS) in accordance with the methods prescribed in Circular SEBI circular No. CIR/CFD/CMD/14/2015 dated November 30, 2015. Reg. 97 (1) of the Listing Reg. mandates recognized stock exchange to monitor the compliance of listed company with the pro...

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An Overview & Analysis On (Listing Obligations Disclosure Requirement) Regulations, 2015

SEBI - CAPITAL MARKET regulator SEBI has been devising and enforcing various measures, from time to time, to protect the interest of investors and the sanctity of the capital market by making listed companies more accountable through enhanced disclosures....

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Discussion Paper on Growth and Development of Equity Derivatives Market in India

SEBI - Derivatives market in India has been growing rapidly in recent years. Orderly growth, development and alignment of both cash and derivatives markets is important. Keeping this objective in mind, the discussion paper has been prepared to undertake an assessment of the derivatives market in India so as to evaluate whether there is a need to...

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SEBI Consultation Paper on streamlining process of monitoring of Offshore Derivative Instruments (ODIs)/Participatory Notes (PNs)

SEBI - SEBI has been taking steps for streamlining and tightening the conditions for issuance and reporting of ODIs by FPIs registered with SEBI. A list of the measures taken by SEBI in this regard during recent past is given as follows:-...

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Consultation paper for review of circular on Electronic book mechanism for issuance of debt securities on private placement basis

SEBI - The mandatory limit for EBP mechanism may be reduced from Rs. 500 crores to Rs. 50 crores (i.e. EBP mechanism may be mandated for all private placements of debt securities with an issue size of Rs.50 crores and above, inclusive of green shoe option, if any). Further, the issuer shall specify the amount of green shoe option upfront....

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Secondary market liquidity needed to attract retail investor into corporate bond space: SEBI official

SEBI - Infusing some amount of secondary market liquidity can help attract retail investors to enter the corporate bonds’ space, a top Securities Exchange Board of India (SEBI) official said at an ASSOCHAM event held in New Delhi today....

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Exit Order in Respect of Delhi Stock Exchange Llimited (DSE)

SEBI - Whole Time Member, SEBI, has passed an Order on January 23, 2017 providing exit to Delhi Stock Exchange Limited (DSE). DSE is eighteenth Stock Exchange to exit under this policy....

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SEBI bars ‘Reliance Industries’ from accessing equity market

Re. Reliance Petroleum Ltd. (RPL) (SEBI) - Going by the facts narrated by Noticee No. 1, liquidation of 5 % stake was decided. The same had to be done in an orderly manner. There was no outer time fixed for liquidation. Being guided by the analysts reports and the price trends of the scrip, Noticee No. 1 decided to start the sale in November...

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Liability of Directors for Events Taken Place Before Appointment- SAT Ruling

Mr. Nimain Charan Biswal (Securities And Exchange Board Of India) - In one of the recent rulings of the SAT, Mumbai, the interim order passed by SEBI in the matter of Neesa Technologies Limited(Company) has been quashed qua one of the directors i.e. Mr. Nimain Charan Biswal who had joined and resigned from the directorship of the Company before the issuance of Non-c...

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Facebook friends may be treated as connected for Insider Trading

In the matter of trading in the shares of Palred Technologies Limited (Securities and Exchange Board of India) - In this case observed that having mutual friends on Facebook will form the basis of determination and to establish connection between the parties who have committed Insider Trading in Violation of SEBI (Prohibition of Insider Trading) Regulations, 2015. ...

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SEBI orders attachment of properties owned by Sahara India Red Estate & its directors

I further direct the attachment of all movable and immovable properties standing in the names of Shri Subrata Roy Sahara, Ms Vandana Bhargava, Shri Ravi Shanker Dubey and Shri Ashok Roy Choudhary with immediate effect. These individuals are directed to furnish details of all movable and immovable p...

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SEBI have no jurisdiction in the matter related to issue of shares by unlisted companies

Kunnamkulam Paper Mills Ltd. Vs Securities and Exchange Board of India (Kerala high Court) - Before resolving the disputed questions as to whether the offer can be treated as public issue or not, and as to whether the right of renunciation was offered only under the mandate of section 81(3), etc.; the question regarding jurisdiction of the first respondent need be looked into. It is evident...

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Sebi creates new category of reporting FPI investment in hybrid securities

Circular No. IMD/FPIC/CIR/P/2017/121 - (15/11/2017) - In order to capture FPI investment data in hybrid securities, a third category termed as Hybrid Security shall be created for the purpose of capturing and disseminating FPI investment data in hybrid securities....

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SEBI (International Financial Services Centres) Guidelines, 2015 –Amendments

Circular No. SEBI/HO/MRD/DRMNP/CIR/P/2017/120 - (14/11/2017) - (i) any entity incorporated in India seeking to raise capital in foreign currency other than Indian rupee which has obtained requisite approval under Foreign Exchange Management Act, 1999 (FEMA) or exchange control regulations as may be applicable; or...

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Criteria for Settlement Mode of Commodity Derivative Contracts

SEBI/HO/CDMRD/DMP/CIR/P/2017/116 - (16/10/2017) - In order to effectively discharge their hedging function, commodity derivative contracts must be anchored to their respective underlying physical markets. An appropriate settlement mode and/or presence of other supporting conditions play a crucial role in ensuring convergence of prices between the d...

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SEBI: Submission of report of Committee on Corporate Governance

PR No. 60/2017- SEBI - (05/10/2017) - SEBI formed a Committee on Corporate Governance in June 2017 under the Chairmanship of Mr. Uday Kotak with a view to enhancing the standards of corporate governance of listed entities in India. The committee consisted of officials from the government, industry, professional bodies, stock exchanges, ...

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SEBI revises limit for investment by FPIs in Govt Securities for Oct to Dec 2017

IMD/FPIC/CIR/P/2017/113- SEBI - (04/10/2017) - It has been decided to revise the limit for investment by FPIs in Government Securities, for the October - December 2017 quarter, as follows: a. Limit for FPIs in Central Government securities shall be enhanced to INR 189,700 cr. b. Limit for Long Term FPIs (Sovereign Wealth Funds (SWFs), Multilater...

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Recent Posts in "SEBI"

Sebi creates new category of reporting FPI investment in hybrid securities

Circular No. IMD/FPIC/CIR/P/2017/121 (15/11/2017)

In order to capture FPI investment data in hybrid securities, a third category termed as Hybrid Security shall be created for the purpose of capturing and disseminating FPI investment data in hybrid securities....

Read More

SEBI (International Financial Services Centres) Guidelines, 2015 –Amendments

Circular No. SEBI/HO/MRD/DRMNP/CIR/P/2017/120 (14/11/2017)

(i) any entity incorporated in India seeking to raise capital in foreign currency other than Indian rupee which has obtained requisite approval under Foreign Exchange Management Act, 1999 (FEMA) or exchange control regulations as may be applicable; or...

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Categorization and Rationalization of Mutual Fund Scheme

Categorization and Rationalization of Mutual Fund Scheme. All the scheme launched by Mutual Funds should be similar ; with having standard characteristics in each category . It will help the investors of Mutual Fund to evaluate the different options available before taking a decision....

Read More
Posted Under: SEBI |

Criteria for Settlement Mode of Commodity Derivative Contracts

SEBI/HO/CDMRD/DMP/CIR/P/2017/116 (16/10/2017)

In order to effectively discharge their hedging function, commodity derivative contracts must be anchored to their respective underlying physical markets. An appropriate settlement mode and/or presence of other supporting conditions play a crucial role in ensuring convergence of prices between the derivatives market and the spot market....

Read More

More powers for Independent directors – Uday Kotak Committee recommendations: A heated discussion

SEBI formed a committee on corporate governance in June 2017 under the Chairmanship of Mr. Uday Kotak with a view to enhancing the standards of corporate governance of listed entities in India. The committee consisted of officials from the government, industry, professional bodies, stock exchanges, academicians, lawyers, proxy advisors, e...

Read More
Posted Under: SEBI |

Non Compliance with Minimum Public Shareholding Law- Implications

SEBI has directed stock exchanges to crack whip on companies that do not comply with minimum public shareholding requirements vide Circular dated 10th October, 2017. ...

Read More
Posted Under: SEBI |

SEBI Compel Minimum Public Shareholding

CFD/CMD/CIR/P/2017/115 (11/10/2017)

As per Regulation 38 of LODR, 2015 companies has to maintain Minimum Public Shareholding (MPS) in accordance with the methods prescribed in Circular SEBI circular No. CIR/CFD/CMD/14/2015 dated November 30, 2015. Reg. 97 (1) of the Listing Reg. mandates recognized stock exchange to monitor the compliance of listed company with the pro...

Read More
Posted Under: SEBI |

SEBI: Submission of report of Committee on Corporate Governance

PR No. 60/2017- SEBI (05/10/2017)

SEBI formed a Committee on Corporate Governance in June 2017 under the Chairmanship of Mr. Uday Kotak with a view to enhancing the standards of corporate governance of listed entities in India. The committee consisted of officials from the government, industry, professional bodies, stock exchanges, academicians, lawyers, proxy advisors, e...

Read More

SEBI revises limit for investment by FPIs in Govt Securities for Oct to Dec 2017

IMD/FPIC/CIR/P/2017/113- SEBI (04/10/2017)

It has been decided to revise the limit for investment by FPIs in Government Securities, for the October - December 2017 quarter, as follows: a. Limit for FPIs in Central Government securities shall be enhanced to INR 189,700 cr. b. Limit for Long Term FPIs (Sovereign Wealth Funds (SWFs), Multilateral Agencies, Endowment Funds, Insurance ...

Read More

Review of norms for participation in derivatives by Mutual Funds

SEBI/HO/IMD/DF2/CIR/P/2017/109 (27/09/2017)

To reduce interest rate risk in a debt portfolio, mutual funds may hedge the portfolio or part of the portfolio (including one or more securities) on weighted average modified duration basis by using Interest Rate Futures (IRFs)....

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