SEBI

Green Shoe Option : A Protective Tool For Companies coming up with an IPO

SEBI - 1. The Green Shoe Option (GSO), also known as Over Allotment option allows companies to intervene in the market to stabilise share prices during the 30-day stabilization period immediately after listing. This involves purchase of equity shares from the market by the company-appointed agent in case the shares fall below issue price. 2. The...

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Calendar of Compliances Applicable on Listed Entities

SEBI - We are in the smart era of economy with wide range of listed Companies/Entities and their compliances are very stringent here we will gain some more summarized knowledge of quarterly/half yearly compliances applicable on listed companies which has made transparency in the system also save time & avoid big data analysis....

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SEBI’s yet another attempt to give domestic bond market a push

SEBI - SEBI proposed that listed Companies with outstanding long-term borrowings of Rs. 100 crores and a credit rating of AA and above will have to compulsorily raise 25% of their debt from the bond market from the next financial year, as a part of corroborating the same. Lower rated corporates have been exempted from the framework for the time ...

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Some Aspects of Pledge of Shares Under SEBI Take Over Code

SEBI - Pledge of shares by promoters of a listed public company with lenders of money by way of providing security for borrowing by the listed company from such lenders would not tantamount to an acquisition of shares and voting rights by the lenders and would not trigger making of Open Offer under SEBI Take over Code....

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New SEBI Regulations on Age of Director

SEBI - ANY NON-EXECUTIVE INDEPENDENT DIRECTOR OF A LISTED COMPANY OF 75 YEARS OR ABOVE AGE NEEDS SHAREHOLDERS APPROVAL TO CONTINUE...

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SEBI HLC Report on Settlement Mechanism

SEBI - SEBI seeks public comments on the ‘Report on the Settlement Mechanism’ submitted by the High Level Committee (HLC) under the Chairmanship of Justice A. R. Dave (retd.)...

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PAN Sole identifier for all participants transacting in securities market

SEBI - Securities and Exchange Board of India (SEBI), vide circular dated April 27, 2007, has mandated that PAN would be the sole identification number for all participants transacting in the securities market, irrespective of the amount of transaction....

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Empanelment of CA Firms as forensic auditors with SEBI

SEBI - SEBI invites applications of eligible CA firms / companies for empanelment to take up assignments relating to forensic audit of financial statements of listed companies....

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Framework for Enhanced Market Borrowings by large Corporates

SEBI - 1.1. Government of India in the Union Budget of 2018-19, made the following announcement: “SEBI will also consider mandating, beginning with large Corporates, to meet about one-fourth of their financing needs from the debt market.” 1.2. A series of steps have been taken, over time, by Government in consultation with Regulators, ...

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Draft framework for participation of foreign entities in Indian commodity derivatives market’

SEBI - Consultation paper on draft framework for participation of foreign entities, having actual exposure to Indian commodity markets, in the commodity derivatives market ...

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SC ask IBC and SEBI to join Process in ‘Ponzi scheme’ matter

Anant Kajare Vs. Eknath Aher & Anr.(Supreme Court) - Anant Kajare Vs. Eknath Aher & Anr. (Supreme Court) Battery of lawyers appeared in the high profile alleged ‘Ponzi scheme’ matter. This matter has been travelling to Supreme Court time and again. Previously, SEBI held that the scheme run by Citrus Check inn Limited and Royal Twinkle Star Clu...

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SEBI bars ‘Reliance Industries’ from accessing equity market

Re. Reliance Petroleum Ltd. (RPL) (SEBI) - Going by the facts narrated by Noticee No. 1, liquidation of 5 % stake was decided. The same had to be done in an orderly manner. There was no outer time fixed for liquidation. Being guided by the analysts reports and the price trends of the scrip, Noticee No. 1 decided to start the sale in November...

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Liability of Directors for Events Taken Place Before Appointment- SAT Ruling

Mr. Nimain Charan Biswal (Securities And Exchange Board Of India) - In one of the recent rulings of the SAT, Mumbai, the interim order passed by SEBI in the matter of Neesa Technologies Limited(Company) has been quashed qua one of the directors i.e. Mr. Nimain Charan Biswal who had joined and resigned from the directorship of the Company before the issuance of Non-c...

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Facebook friends may be treated as connected for Insider Trading

In the matter of trading in the shares of Palred Technologies Limited (Securities and Exchange Board of India) - In this case observed that having mutual friends on Facebook will form the basis of determination and to establish connection between the parties who have committed Insider Trading in Violation of SEBI (Prohibition of Insider Trading) Regulations, 2015. ...

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SEBI orders attachment of properties owned by Sahara India Red Estate & its directors

I further direct the attachment of all movable and immovable properties standing in the names of Shri Subrata Roy Sahara, Ms Vandana Bhargava, Shri Ravi Shanker Dubey and Shri Ashok Roy Choudhary with immediate effect. These individuals are directed to furnish details of all movable and immovable p...

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SEBI Circular on adjustment in strike price on declaration of dividend

Circular No. CIR/MRD/DoP-1/P/00108/2018 - (05/07/2018) - Based on the recommendations of SMAC, it has been decided to review the mechanism of dividend adjustment for stock options. The adjustment in strike price shall be carried out in the following cases of declaration of dividends...

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SEBI proposes to amend takeover, buyback & Capital Disclosure Norms

PR No. 20/2018 - (21/06/2018) - The Board has approved certain amendments to SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011. As part of the amendments, it has been decided to grant additional time for upward revision of open offer price till one working day before the commencement of the tendering period....

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SEBI (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2018

No. SEBI/LAD-NRO/GN/2018/10 - (09/05/2018) - 1. These regulations may be called the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2018. 2. Save as otherwise specifically provided for in these regulations, they shall come into force with effect from April 1, 2019....

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Strengthening Guidelines & Raising Industry standards for RTA, Issuer Companies & Banker to an Issue

Circular No. SEBI/HO/MIRSD/DOP1/CIR/P/2018/73 - (20/04/2018) - These guidelines cover the following broad areas: i. Provisions with respect to Payment of Dividend/interest/redemption/ redemption ii. Provisions with respect to Transfer/Transmission/ Correction of errors etc. iii. Compulsory internal audit of RTAs...

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Monitoring of Foreign Investment limits in listed Indian companies

IMD/FPIC/CIR/P/2018/61 - (05/04/2018) - As per FEMA, the onus of compliance with the various foreign investment limits rests on the Indian company. In order to facilitate the listed Indian companies to ensure compliance with the various foreign investment limits, SEBI in consultation with RBI has decided to put in place a new system for m...

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Recent Posts in "SEBI"

SEBI HLC Report on Settlement Mechanism

SEBI seeks public comments on the ‘Report on the Settlement Mechanism’ submitted by the High Level Committee (HLC) under the Chairmanship of Justice A. R. Dave (retd.)...

Read More
Posted Under: SEBI |

PAN Sole identifier for all participants transacting in securities market

Securities and Exchange Board of India (SEBI), vide circular dated April 27, 2007, has mandated that PAN would be the sole identification number for all participants transacting in the securities market, irrespective of the amount of transaction....

Read More
Posted Under: SEBI |

Green Shoe Option : A Protective Tool For Companies coming up with an IPO

1. The Green Shoe Option (GSO), also known as Over Allotment option allows companies to intervene in the market to stabilise share prices during the 30-day stabilization period immediately after listing. This involves purchase of equity shares from the market by the company-appointed agent in case the shares fall below issue price. 2. The...

Read More
Posted Under: SEBI |

Calendar of Compliances Applicable on Listed Entities

We are in the smart era of economy with wide range of listed Companies/Entities and their compliances are very stringent here we will gain some more summarized knowledge of quarterly/half yearly compliances applicable on listed companies which has made transparency in the system also save time & avoid big data analysis....

Read More
Posted Under: SEBI |

Empanelment of CA Firms as forensic auditors with SEBI

SEBI invites applications of eligible CA firms / companies for empanelment to take up assignments relating to forensic audit of financial statements of listed companies....

Read More
Posted Under: SEBI |

SEBI’s yet another attempt to give domestic bond market a push

SEBI proposed that listed Companies with outstanding long-term borrowings of Rs. 100 crores and a credit rating of AA and above will have to compulsorily raise 25% of their debt from the bond market from the next financial year, as a part of corroborating the same. Lower rated corporates have been exempted from the framework for the time ...

Read More
Posted Under: SEBI |

Framework for Enhanced Market Borrowings by large Corporates

1.1. Government of India in the Union Budget of 2018-19, made the following announcement: “SEBI will also consider mandating, beginning with large Corporates, to meet about one-fourth of their financing needs from the debt market.” 1.2. A series of steps have been taken, over time, by Government in consultation with Regulators, ...

Read More
Posted Under: SEBI |

SEBI Circular on adjustment in strike price on declaration of dividend

Circular No. CIR/MRD/DoP-1/P/00108/2018 (05/07/2018)

Based on the recommendations of SMAC, it has been decided to review the mechanism of dividend adjustment for stock options. The adjustment in strike price shall be carried out in the following cases of declaration of dividends...

Read More

Some Aspects of Pledge of Shares Under SEBI Take Over Code

Pledge of shares by promoters of a listed public company with lenders of money by way of providing security for borrowing by the listed company from such lenders would not tantamount to an acquisition of shares and voting rights by the lenders and would not trigger making of Open Offer under SEBI Take over Code....

Read More
Posted Under: SEBI |

New SEBI Regulations on Age of Director

ANY NON-EXECUTIVE INDEPENDENT DIRECTOR OF A LISTED COMPANY OF 75 YEARS OR ABOVE AGE NEEDS SHAREHOLDERS APPROVAL TO CONTINUE...

Read More
Posted Under: SEBI |
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