SEBI - What is an Alternate Investment Fund (AIF) Fund established or incorporated in India Privately pooled investment vehicle which collects funds from investors, whether Indian or foreign To invest in accordance with a defined investment policy for the benefit of its investors. Category of AIF Category I AIF: Venture capital funds Angel Fun...
Read MoreSEBI - Amendments Related to Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 (LODR Regulations) vide SEBI (Listing Obligations And Disclosure Requirements) (Fifth Amendment) Regulations, 2021 SENBI has recently notified SEBI (Listing Obligations And Disclosure Requirements) (Fifth Amen...
Read MoreSEBI - Introduction As per Section 172 of the Indian Contract Act, 1872 [ICA], pledge is a form of bailment where a debtor transfers their possession of an asset to the creditor as a security until the repayment of debt or fulfillment of promise. In India, it is a common practice for promoters of listed companies to […]...
Read MoreSEBI - The key synopsis of the Article encompassing November, 2021 updates is as under: 1. SEBI has notified SEBI (LODR) (Sixth Amendment) Regulations, 2021 to significantly widen and strengthen the ambit of Regulations with respect to Related party(ies) and Related Party Transactions (RPTs) w.e.f. 01st April, 2022 including requiring certain RP...
Read MoreSEBI - What is a Takeover? A takeover occurs when one company, known as the acquirer makes a successful bid to assume control of or acquire another company, also known as the target. A takeover can be done by purchasing majority share in target firm or commonly through the process of mergers and acquisitions.[1] Evolution of the […]...
Read MoreSEBI - SEBI issues Consultation Paper on Review of provisions related to Preferential Issues Guidelines under Chapter V of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 (ICDR Regulations)...
Read MoreSEBI - Consultation Paper on Review of certain aspects of Public issue framework under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018...
Read MoreSEBI - SEBI has published an Investor Charter for Investors in the Indian Securities Market. This Investor Charter, inter-alia, includes the rights and responsibilities of investors and do's and don'ts of investing in Securities market....
Read MoreSEBI - Market makers provide liquidity to facilitate efficiency in the functioning of the financial markets. Market makers as well as other liquidity providers and their role in creating liquidity in fixed income markets are of particular interest to policymakers, given the relevance of these markets to monetary policy and financial stability....
Read MoreSEBI - SEBI, on September 07, 2021, permitted Stock exchanges to introduce T+1 settlement cycle from January 01, 2022 on any of the securities available in the equity segment....
Read MoreAnimish Pradip Raje Vs SEBI (Telangana High Court) - Animish Pradip Raje Vs SEBI (Telangana High Court) The present petition has been filed challenging the order dated 20.10.2020, passed by SEBI, appointing Grant Thornton Bharat LLP (GTB) as a Forensic Auditor in respect of the financial statements of the Prabhat Dairy Limited for the Financial Years ...
Read MoreIn Re Ripu Sudan Kundra, Shilpa Shetty & Viaan Industries in the matter of Viaan Industries Limited (SEBI) - In Re Ripu Sudan Kundra, Shilpa Shetty & Viaan Industries in the matter of Viaan Industries Limited (SEBI) FACTS OF THE CASE 1. Securities and Exchange Board of India (hereinafter referred to as ‘SEBI’) had conducted an investigation into the trading/dealings in the scrip of Viaan Industries...
Read MoreIn re Mr. Pranshu Bhutra (SEBI) - In re Mr. Pranshu Bhutra (SEBI) Conclusion: Due to insider trading of the scrip of Infosys Limited (INFY), SEBI issued the Interim Order in the matter of insider trading in shares of Infosys Limited in order to protect the interests of investors and the integrity of the securities market, in exerc...
Read MoreIn Re Shri Mukesh D. Ambani & Ors (SEBI) - It was alleged that the obligation not to make additional acquisition of more than 5% of voting rights in any financial year unless such acquirer makes a public announcement to acquire shares in accordance with the regulations under regulation 11(1) of Takeover Regulations arose on January 7, 2000, ...
Read MoreIn re Future Retail Limited (SEBI) - In re Future Retail Limited (SEBI) (i) Noticee Future Corporate Resources Private Limited, Kishore Biyani, Anil Biyani, Rajesh Pathak and Rajkumar Pande are restrained from accessing the securities market and further prohibited from buying, selling or otherwise dealing in securities, directly or ind...
Read MoreNotification No. SEBI/HO/MIRSD/MIRSD_CRADT/P/CIR/2021/675 - (30/11/2021) - In order to facilitate investor awareness about various activities where an investor has to deal with DTs for availing various services, SEBI has developed an Investor Charter for DTs, inter-alia detailing the services provided to Investors, timelines for various DT services provided, Rights and Obl...
Read MoreMaster Circulars No. SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/673 - (29/11/2021) - Securities and Exchange Board of India MASTER CIRCULAR SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/673 November 29, 2021 All Infrastructure Investment Trusts (“InvITs”) All Parties to InvITs All Recognised Stock Exchanges All Merchant Bankers and other Intermediaries Madam/ Sir, Sub: Master Circular for I...
Read MoreCircular No. SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/672 - (26/11/2021) - Publishing Investor Charter and Disclosure of Investor Complaints by Merchant Bankers on their Websites for public offers by REITs and InvITs Securities and Exchange Board of India CIRCULAR No. SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/672| Dated: November 26, 2021 To, All Registered Merchant Bankers Madam/...
Read MoreCircular No. SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/670 - (26/11/2021) - SEBI has developed an Investor Charter for RTAs, inter-alia, detailing the services provided to Investors, Rights of Investors, various activities of RTAs with timelines, Dos and Don’ts for Investors and Grievance Redressal Mechanism....
Read MorePress Release No. 34/2021 - (26/11/2021) - Post examination of their application, BSE Administration and Supervision Limited (BASL), a wholly owned subsidiary of BSE Limited (BSE) has been granted recognition as an Accreditation Agency under Regulation 2(1) (aa) of SEBI (Alternative Investments Funds) Regulations, 2012...
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Notification No. SEBI/HO/MIRSD/MIRSD_CRADT/P/CIR/2021/675 - 30/11/2021
Master Circulars No. SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/673 - 29/11/2021
Circular No. SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/672 - 26/11/2021
Circular No. SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/670 - 26/11/2021