SEBI

Annual Report of Listed Company

SEBI - There are followings points that to be considered while preparing the Annual Report of the Listed Company....

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Reverse Book Building (solved question of CS executive Dec 2017 attempt)

SEBI - Concept of Reverse Book Building It is a process of book building used when the shares of a company are delisted from Stock Exchanges. This concept is conceptualised in SEBI (Delisting of Equity Shares) Regulations 2009 which provides a comprehensive framework for delisting of equity shares. Special provisions have been provided in case o...

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Amendments to SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015

SEBI - SEBI vide Notification No. SEBI/LAD-NRO/GN/2018/10 dated May 9, 2018 Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2018. The key amendments to the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 are as under: Regulation No. Changes / Amendment Rem...

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Free Intraday Trading (FIT) – A game-changing investing tool

SEBI - For an investor, brokerage charges form a large part of his share trading experience and as an investor one must be vigilant about the amount being charged in the form of brokerage. Depending on the sum of money invested, brokerage fees could play a big role in the overall trading experience. The brokerage cost is […]...

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Actionables for LODR (Amendment) Regulations, 2018

SEBI - Pursuant to the recommendations made by Uday Kotak Committee Report, Securities and Exchange Board of India (SEBI) notified SEBI (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2018 (Amendment Regulations) on May 9, 2018. The Amendment Regulations specifies various dates from which the amendments made shall come...

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Draft framework for participation of foreign entities in Indian commodity derivatives market’

SEBI - Consultation paper on draft framework for participation of foreign entities, having actual exposure to Indian commodity markets, in the commodity derivatives market ...

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Methodology for pricing of non-traded and thinly traded non convertible debt securities

SEBI - To solicit the comments/views from public on Consultation paper for determining uniform methodology for pricing of non-traded and thinly traded non convertible debt securities ...

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Consultation paper for review of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015

SEBI - 1. Objective: The objective of this consultation paper is to seek comments on the changes proposed in the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (hereinafter referred as LODR Regulations) with respect to listed companies which have listed its Non-convertible debt securities (NCDs) or Non-convertible redee...

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Reduction in timelines for public issue of debt securities under SEBI ILDS Regulations, 2008

SEBI - In the last few years, the corporate bonds market has emerged as one of the major sources of funding for the corporates as evidenced by increased number of issuances. Concurrently, various regulatory initiatives such as implementation of centralized database for corporate bonds, introduction of electronic book platform, capping of number ...

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Discussion paper on Share Buyback & Substantial Acquisition Regulations

SEBI - SEBI issues Discussion Paper on Review of SEBI (Buyback of Securities) Regulations, 1998 and SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 ...

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SC ask IBC and SEBI to join Process in ‘Ponzi scheme’ matter

Anant Kajare Vs. Eknath Aher & Anr.(Supreme Court) - Anant Kajare Vs. Eknath Aher & Anr. (Supreme Court) Battery of lawyers appeared in the high profile alleged ‘Ponzi scheme’ matter. This matter has been travelling to Supreme Court time and again. Previously, SEBI held that the scheme run by Citrus Check inn Limited and Royal Twinkle Star Clu...

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SEBI bars ‘Reliance Industries’ from accessing equity market

Re. Reliance Petroleum Ltd. (RPL) (SEBI) - Going by the facts narrated by Noticee No. 1, liquidation of 5 % stake was decided. The same had to be done in an orderly manner. There was no outer time fixed for liquidation. Being guided by the analysts reports and the price trends of the scrip, Noticee No. 1 decided to start the sale in November...

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Liability of Directors for Events Taken Place Before Appointment- SAT Ruling

Mr. Nimain Charan Biswal (Securities And Exchange Board Of India) - In one of the recent rulings of the SAT, Mumbai, the interim order passed by SEBI in the matter of Neesa Technologies Limited(Company) has been quashed qua one of the directors i.e. Mr. Nimain Charan Biswal who had joined and resigned from the directorship of the Company before the issuance of Non-c...

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Facebook friends may be treated as connected for Insider Trading

In the matter of trading in the shares of Palred Technologies Limited (Securities and Exchange Board of India) - In this case observed that having mutual friends on Facebook will form the basis of determination and to establish connection between the parties who have committed Insider Trading in Violation of SEBI (Prohibition of Insider Trading) Regulations, 2015. ...

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SEBI orders attachment of properties owned by Sahara India Red Estate & its directors

I further direct the attachment of all movable and immovable properties standing in the names of Shri Subrata Roy Sahara, Ms Vandana Bhargava, Shri Ravi Shanker Dubey and Shri Ashok Roy Choudhary with immediate effect. These individuals are directed to furnish details of all movable and immovable p...

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SEBI (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2018

No. SEBI/LAD-NRO/GN/2018/10 - (09/05/2018) - 1. These regulations may be called the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2018. 2. Save as otherwise specifically provided for in these regulations, they shall come into force with effect from April 1, 2019....

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Strengthening Guidelines & Raising Industry standards for RTA, Issuer Companies & Banker to an Issue

Circular No. SEBI/HO/MIRSD/DOP1/CIR/P/2018/73 - (20/04/2018) - These guidelines cover the following broad areas: i. Provisions with respect to Payment of Dividend/interest/redemption/ redemption ii. Provisions with respect to Transfer/Transmission/ Correction of errors etc. iii. Compulsory internal audit of RTAs...

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Monitoring of Foreign Investment limits in listed Indian companies

IMD/FPIC/CIR/P/2018/61 - (05/04/2018) - As per FEMA, the onus of compliance with the various foreign investment limits rests on the Indian company. In order to facilitate the listed Indian companies to ensure compliance with the various foreign investment limits, SEBI in consultation with RBI has decided to put in place a new system for m...

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Orders per second limit and requirement of empanelment of system auditors for algorithmic trading in commodity derivatives

SEBI/HO/CDMRD/DRMP/CIR/P/2018/60 - (03/04/2018) - Based on representations from exchanges it has also been decided to do away with the requirement of empanelment of system auditors by the exchanges for system audit of algorithmic trading. ...

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Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Amendment) Regulations, 2018

Notfication No. SEBI/LAD-NRO/GN/2018/04 - (02/04/2018) - 1. These regulations may be called the Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Amendment) Regulations, 2018. 2. These regulations shall come into force on October 1, 2018....

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SEBI’s Popular Posts

Recent Posts in "SEBI"

Annual Report of Listed Company

There are followings points that to be considered while preparing the Annual Report of the Listed Company....

Read More
Posted Under: SEBI |

Reverse Book Building (solved question of CS executive Dec 2017 attempt)

Concept of Reverse Book Building It is a process of book building used when the shares of a company are delisted from Stock Exchanges. This concept is conceptualised in SEBI (Delisting of Equity Shares) Regulations 2009 which provides a comprehensive framework for delisting of equity shares. Special provisions have been provided in case o...

Read More
Posted Under: SEBI |

Amendments to SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015

SEBI vide Notification No. SEBI/LAD-NRO/GN/2018/10 dated May 9, 2018 Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2018. The key amendments to the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 are as under: Regulation No. Changes / Amendment Rem...

Read More
Posted Under: SEBI |

Draft framework for participation of foreign entities in Indian commodity derivatives market’

Consultation paper on draft framework for participation of foreign entities, having actual exposure to Indian commodity markets, in the commodity derivatives market ...

Read More
Posted Under: SEBI |

Methodology for pricing of non-traded and thinly traded non convertible debt securities

To solicit the comments/views from public on Consultation paper for determining uniform methodology for pricing of non-traded and thinly traded non convertible debt securities ...

Read More
Posted Under: SEBI |

Free Intraday Trading (FIT) – A game-changing investing tool

For an investor, brokerage charges form a large part of his share trading experience and as an investor one must be vigilant about the amount being charged in the form of brokerage. Depending on the sum of money invested, brokerage fees could play a big role in the overall trading experience. The brokerage cost is […]...

Read More
Posted Under: SEBI |

Consultation paper for review of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015

1. Objective: The objective of this consultation paper is to seek comments on the changes proposed in the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (hereinafter referred as LODR Regulations) with respect to listed companies which have listed its Non-convertible debt securities (NCDs) or Non-convertible redee...

Read More
Posted Under: SEBI |

Actionables for LODR (Amendment) Regulations, 2018

Pursuant to the recommendations made by Uday Kotak Committee Report, Securities and Exchange Board of India (SEBI) notified SEBI (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2018 (Amendment Regulations) on May 9, 2018. The Amendment Regulations specifies various dates from which the amendments made shall come...

Read More
Posted Under: SEBI |

SEBI (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2018

No. SEBI/LAD-NRO/GN/2018/10 (09/05/2018)

1. These regulations may be called the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2018. 2. Save as otherwise specifically provided for in these regulations, they shall come into force with effect from April 1, 2019....

Read More

How to Change Name on Physical Share Certificates

There are multiple reasons why people change their name. Major Examples are Due to Marriage, Astrological Believes, Due to Divorce etc. For the reason whatsoever, people change their name, it is recommended to update the new name on all the important documents such as PAN, Aadhar, Voter id, Passport, Shares and Securities, Insurance etc. ...

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Posted Under: SEBI |
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