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Derivative contracts on a new stock index shall be permitted if the stocks contributing 90% weightage in the index are individually eligible for derivative trading as per the eligibility criteria. This requirement shall be applied only at the time of introduction of derivative contract on new indices.
The information submitted to SEBI at the time of registration/renewal application, shall be full and complete in all respects, otherwise it may delay processing of the registration/renewal application.
All entities desirous to be registered as Underwriters and all registered Underwriters desirous of renewing their registration as Underwriter, are required to furnish all the information as specified in ‘Additional Information.
1. The Securities and Exchange Board of India (Underwriters) Regulations, 1993, the Principal Regulations were published in the Gazette of India on October 8, 1993 vide No. LE/10(E). 2. The Securities and Exchange Board of India (Underwriters) Regulations, 1993 was subsequently amended
This has reference to the circulars issued by SEBI for reporting of FIIs trades/ investments in equity as well as debt through the local custodians by submission of floppies as well as hard copy.
The mutual funds shall report the compliance of above requirements in the periodical meetings of the Boards of AMCs and trustees and they shall report the compliance in their quarterly and half-yearly reports submitted to SEBI.
in its endeavor, to make processing of application for registration/renewal simpler, speedier and effective, has reviewed the existing procedure in consultation with Registrar Association of India (RAIN).
As you are aware, RBI has issued guidelines vide their circular No.P.D.O.SGL.CIRR/1945/2002-2003 dated November 1, 2002 to all SGL account holders regarding reconciliation procedure for Government Securities. In order to make the transactions in Government Securities transparent without any scope of misuse,
As per the information provided by the Depositories 117 more companies have established connectivity with both the depositories. Out of these 83 companies as given in Annexure ‘A’ (Serial No. 01 to 83) have established connectivity with both the depositories on or before July 31, 2002.
It has now been decided to raise the investment limit on foreign securities as outlined in the above Circular to 10% of net assets of each mutual fund as on March 31, 2002. However, a minimum of US$ 5 million and maximum of US$ 50 million is permissible to each mutual fund irrespective of size of assets.
