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Compliance updates with respect to SEBI Registered investment Advisors (RIA)

SEBI : Stay updated on recent compliance changes for SEBI Registered Investment Advisors (RIAs). Learn about periodic reporting, CKYC dow...

June 11, 2024 243 Views 0 comment Print

SEBI Introduced greater transparency in AIF space

SEBI : Discover how SEBI's reforms enhance transparency in Alternative Investment Funds (AIFs), promoting investor trust, market integrit...

June 9, 2024 402 Views 0 comment Print

Inter se transfer of shares-Exemption from public offer under Takeover Code

SEBI : Learn about inter se transfer of shares & exemptions from public offer under Takeover Code. Understand SEBI (SAST) Regulations & r...

June 6, 2024 519 Views 1 comment Print

Dematerialization of Securities: Process and Liaisoning with RTA

SEBI : Learn about the dematerialization of securities, its process, and the role of RTAs in streamlining share trading and ownership. Es...

June 4, 2024 642 Views 0 comment Print

Regulating High Frequency Trading under Indian Securities Market

SEBI : Explore dynamics of high-frequency trading (HFT) in Indian securities market, its regulatory challenges, strategies, and SEBI's me...

April 30, 2024 714 Views 0 comment Print

Latest News

SEBI’s Consultation paper on Review of Eligibility Criteria of Stock Derivatives in line with market growth

SEBI : Explore SEBI proposal to update stock derivatives eligibility criteria for market integrity. Analysis of evolving market dynamics ...

June 9, 2024 324 Views 0 comment Print

Consultation Paper on Flexibility in Participation by Mutual Funds in Credit Default Swaps

SEBI : Participate in SEBI consultation on greater flexibility for Mutual Funds in Credit Default Swaps (CDS). Understand the proposed gu...

June 7, 2024 195 Views 0 comment Print

SEBI draft Circular on Review of Facility for Basic Services Demat Account

SEBI : Review of SEBI's BSDA facility aims to boost financial inclusion and ease investing by revising eligibility, AMC, and services for...

June 5, 2024 366 Views 0 comment Print

SEBI Consultation Paper on Valuation Framework for AIFs

SEBI : Delve into SEBI's consultation paper seeking public feedback on proposed changes to the valuation framework for Alternative Invest...

May 25, 2024 2595 Views 0 comment Print

SEBI Consultation Paper: Expert Committee Recommendations for BRSR

SEBI : Explore SEBI's consultation paper on Expert Committee recommendations for Business Responsibility and Sustainability Report (BRSR)...

May 22, 2024 936 Views 0 comment Print

Latest Judiciary

Sebi Bans 14 Entities In Lux Industries Insider Trading Case

SEBI : In Re Udit Todi & 13 Others (Securities and Exchange Board of India)  Capital markets regulator Sebi on Monday barred 14 enti...

January 27, 2022 2592 Views 0 comment Print

HC directs Advance ruling authorities to answer specific questions asked by Appellant

Goods and Services Tax : Kasturba Health Society Vs Union of India (Bombay High Court) On going through the impugned orders challenged here, we find that t...

September 13, 2021 753 Views 0 comment Print

SEBI Imposes Penalty for not complying with summonses

SEBI : In re Dwitiya Trading Limited (SEBI) The conduct of the Noticee in not paying heed to the summonses issued by SEBI and resultant n...

January 22, 2021 2610 Views 0 comment Print

SEBI imposes penalty for alleged manipulative trades on RIL, Mukesh Ambani & 2 Other entities

SEBI : In re Reliance Industries Ltd (SEBI) It was observed by RIL has entered into a scheme of manipulative trades in respect of the sal...

January 1, 2021 2817 Views 0 comment Print

Latest Notifications

SEBI simplifies Nomination Process for Investors

SEBI : SEBIs latest circular streamlines the nomination process for investors in the securities market, easing requirements for demat acc...

June 10, 2024 927 Views 1 comment Print

SEBI Master Circular 2024: Guidelines for Portfolio Managers

SEBI : Explore SEBIs latest Master Circular providing comprehensive guidelines for Portfolio Managers. Learn about regulations, updates, ...

June 7, 2024 363 Views 0 comment Print

BSE Notice: Systemic Improvements in Bidding Process of SME Public Issues

SEBI : Explore BSEs latest notice regarding systemic improvements in the bidding process for SME public issues. Learn about changes in va...

June 7, 2024 201 Views 0 comment Print

SEBI Circular: Modifications to KYC Norms for Intermediaries

SEBI : SEBI issues circular SEBI/HO/MIRSD/SECFATF/P/CIR/2024/79 regarding uploading of KYC information by KRAs to CKYCRR, modifying KYC n...

June 6, 2024 324 Views 0 comment Print

SEBI Guidelines: AML/CFT Standards & Obligations under PMLA 2002

SEBI : SEBI's master circular outlines AML/CFT guidelines for intermediaries. Learn about compliance procedures, client due diligence, an...

June 6, 2024 618 Views 0 comment Print

SEBI Mandates LEI for Non-Individual FPIs

July 27, 2023 477 Views 0 comment Print

SEBI issues circular mandating Legal Entity Identifier (LEI) for all non-individual Foreign Portfolio Investors (FPIs). Details and deadlines provided.

The Development of ESG Regulation in India

July 27, 2023 2088 Views 0 comment Print

Environmental, Social, and Governance (ESG) practice have become increasingly important over the past few years as investors and consumers have become more aware of the impact that business activities have on the environment, society, and governance practises.

SEBI Notifies Implementation Dates for Mutual Fund Regulations Amendments

July 26, 2023 396 Views 0 comment Print

SEBI has notified implementation dates for amendments to SEBI (Mutual Funds) Regulations, 2023. Certain provisions will come into force from 26th July 2023, while others will be effective from January 1, 2024.

SEBI Circular 2023: Resources for Mutual Fund Trustees

July 26, 2023 771 Views 0 comment Print

SEBI issues Circular No. SEBI/HO/IMD/IMD-I – PoD1/P/CIR/2023/126 dated July 26, 2023, outlining resources and arrangements for Mutual Fund Trustees.

Board & Committee Composition: Companies Act 2013 & SEBI Regulations

July 26, 2023 10269 Views 1 comment Print

Understand the Board & Committee Composition under Companies Act 2013 and SEBI Regulations. Learn about the requirements and roles of each committee.

Exploring the Recent Developments in India’s Alternative Investment Fund Landscape: SEBI’s 2023 Amendment Regulation

July 24, 2023 1083 Views 0 comment Print

Discover the transformative impact of SEBI’s 2023 Amendment Regulations on India’s Alternative Investment Fund (AIF) landscape. Explore key changes, including the introduction of Corporate Debt Market Development Fund (CDMDF), dematerialization of AIF units, and the appointment of compliance officers. Gain insights into the implications and potential benefits for investors, transparency, and governance in the evolving alternative investment sector. Stay informed about the latest regulatory developments shaping India’s AIF environment.

Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Second Amendment) Regulations, 2023

July 24, 2023 663 Views 0 comment Print

Insight into amendment to Securities Contracts Regulations by SEBI vide Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Second Amendment) Regulations, 2023

Shareholders below 25% threshold do not trigger open offer obligations: SEBI

July 21, 2023 909 Views 0 comment Print

Explore SEBI’s interpretative letter providing guidance on takeover regulations in response to Kreon Financial Services Ltd.’s query.

Top 1,000 companies in terms of BSE Market Capitalization as of June 30, 2023

July 21, 2023 4806 Views 0 comment Print

SEBI issues circular on restricting trading by Designated Persons (DPs) through PAN freezing at security level for the top 1,000 BSE companies based on market capitalization as of June 30, 2023

SEBI Circular: BRSR Core Assurance & Disclosure Format Revisions

July 20, 2023 5250 Views 0 comment Print

SEBI revises BRSR format and introduces BRSR Core Assurance for listed entities and value chain partners. Learn about the applicability and changes in the revised format.

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June 2024