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Government has now decided to allow mutual funds to invest in equity of listed overseas companies. Subsequently, RBI has also written to SEBI in this regard.
These guidelines are issued in accordance with the provisions of Regulation 77 of SEBI (Mutual Funds) Regulations, 1996.
The exchanges are also directed to communicate to SEBI, the status of the implementation of the provisions of this circular in Section II, item no. 13 of the Monthly Development Report for the month of March 2003.
Further, any new company which gets listed in the exchanges shall also be required to upload financial statements/documents on-line in the EDIFAR web site.
As the risk containment measures and eligibility criteria for selection of stocks for derivatives trading have undergone a change, the monthly reporting format stands modified in the following aspects:
You should send a communication to SEBI requesting for issue of “No Due Certificate” and cancellation of certificate of registration of the broker, with a confirmation that as on the date of communication,
While the above risk management measures is expected to contain risk in the system, however, the efficacy of the same would be dependent on monitoring, surveillance and timely collection of margin by the stock exchanges.
As you are aware, Eighth Schedule to SEBI (Mutual Funds Regulations), 1996 lays down the parameters for valuation of securities. Further, vide circulars dated September 18, 2000, March 28, 2001 and February 20, 2002, SEBI has prescribed detailed guidelines for valuation of securities.
Depositories are also required to put up systems to facilitate settlement of transactions by the Clearing House / Clearing Corporation arising out of securities lending and borrowing to meet shortages of pay-in obligations.
The Custodians shall issue instructions in the physical form upto 4 p.m. and in electronic form upto 6 p.m. on T+1 to the DPs for pay-in of securities.
