SEBI notifications - Page 10

Promoters Holding of Non-Compliant Listed Companies to Freeze

PROMOTERS HOLDING OF NON-COMPLIANT LISTED COMPANIES ABOUT TO FREEZE On 5th June 2015, SEBI has issued a Circular directing issuers/RTA to 1. Update Distinctive Number (UDN) information in respect of all physical share capital and overall DN range for dematerialized share capital for all listed companies. 2. Take all necessary steps to upd...

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Consultation Paper on SEBI (Portfolio Managers) Regulations, 1993

The objective of the consultation paper is to seek comments / views from the public on the proposal to amend the SEBI (Portfolio Managers) Regulations, 1993 (PMS Regulations)....

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Posted Under: SEBI |

SEBI automates generation of SCORES user id and password

SEBI/HO/OIAE/IGRD/CIR/P/2019/86 (02/08/2019)

Generation of SCORES user id and password has been automated for all new SEBI registered intermediaries. This has been done to streamline the process of providing SCORES credentials in the interest of investors....

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SEBI Rationalises fines for false/incorrect/non reporting of margins

Circular No. CIR/HO/MIRSD/DOP/CIR/P/2019/88 (01/08/2019)

Rationalization of imposition of fines for false/incorrect reporting of margins or non-reporting of margins by Trading Member/Clearing Member in all segments...

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Distinctive Number of Shares- SEBI to freeze securities held by promoters & directors

Circular No. SEBI/HO/MRD/DOP2DSA2/CIR/P/2019/87 (01/08/2019)

Depositories (Wef August 01, 2019) shall freeze all the securities held by promoters and directors of listed companies that are not in compliance with provisions of SEBI circular dated June 05, 2015 [i.e. Beneficiary Owner a/c level freezing]....

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SEBI (Listing Obligations and Disclosure Requirements) (Fourth Amendment) Regulations, 2019

Notification No. SEBI/LAD-NRO/GN/2019/28 (29/07/2019)

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 29th July, 2019 SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (FOURTH AMENDMENT) REGULATIONS, 2019 No. SEBI/LAD-NRO/GN/2019/28.—In exercise of the powers conferred by section 11, sub-section (2) of section 11A and section 30 of the...

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SEBI (Substantial Acquisition of Shares and Takeovers) (Second Amendment) Regulations, 2019

Notification No. SEBI/LAD-NRO/GN/2019/27 (29/07/2019)

1. These regulations may be called the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) (Second Amendment) Regulations, 2019. 2. They shall come into force on the date of their publication in the Official Gazette....

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SEBI (Buy-Back of Securities) (Amendment) Regulations, 2019

Notification No. SEBI/LAD-NRO/GN/20 19/26 (29/07/2019)

1. These regulations may be called the Securities and Exchange Board of India (Buy-Back of Securities) (Amendment) Regulations, 2019. 2. These regulations shall come into force on the date of their publication in the Official Gazette....

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SEBI (Delisting of Equity Shares) (Amendment) Regulations, 2019

Notification No. SEBI/LAD-NRO/GN/2019/25 (29/07/2019)

1. These regulations may be called the Securities and Exchange Board of India (Delisting of Equity Shares) (Amendment) Regulations, 2019. 2. They shall come into force on the date of their publication in the Official Gazette....

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SEBI (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2019

Notification No. SEBI/LAD-NRO/GN/2019/29 (29/07/2019)

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 29th July, 2019 SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) (THIRD AMENDMENT) REGULATIONS, 2019 No. SEBI/LAD-NRO/GN/2019/29. ─ In exercise of the powers conferred under section 30 of the Securities and Exchange Board of India Act, ...

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