SEBI notifications

Compilation of monthly Corporate Law updates of August 2019

SEBI - Article contains update on Amendment to Companies Act, 2013 and its Rules, Amendment to SEBI Law, NCLT Order, Highlights of Consumer Protection Bill, Labour laws, E-commerce guidelines for Consumer Protection ICSI – Recognition to Company Secretaries to act as Arbitrator under the Arbitration and Conciliation (Amendment) Act, 2019, upda...

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Promoters Holding of Non-Compliant Listed Companies to Freeze

SEBI - PROMOTERS HOLDING OF NON-COMPLIANT LISTED COMPANIES ABOUT TO FREEZE On 5th June 2015, SEBI has issued a Circular directing issuers/RTA to 1. Update Distinctive Number (UDN) information in respect of all physical share capital and overall DN range for dematerialized share capital for all listed companies. 2. Take all necessary steps to upd...

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REITs and InvITs – The new superstar on the block

SEBI - The real estate and infrastructure sectors are the backbone of any successful economy. In order to provide impetus to these sectors, the government introduced the concept of REITs and InvITs in India. REITs and InvITs have been creating quite a buzz in recent times, especially because of the first ever listing of REIT in India. In this ba...

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SEBI’S New Borrowing Framework for Large Corporate

SEBI - Securities and Exchange Board of India vide circular dated November 26, 2018, introduced the new borrowing framework for the large entities in order to bring into the effect announcement made under the Union Budget for 2018-19. The Union Budget for 2018-19 which inter alia include the following announcement “SEBI will also consider mand...

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Regulation 24 A-SEBI (LODR); 2015- Annual Secretarial Compliance Report

SEBI - Regulation 24A of SEBI (LODR), Regulations, 2015 & SEBI Circular dated Feb. 8, 2019 1. The Annual Secretarial Compliance Report is applicable to all Listed Entities. 2. Listed entity means an entity which has listed, on a recognized stock exchange(s), the designated securities issued by it or designated securities issued under schemes...

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Thoughts and perspectives on Mutual Fund industry of SEBI Chairman

SEBI - As a capital market regulator, one of our objectives is to promote the growth of the securities market through greater investor participation. Mutual Funds are one of the most important institutions through which money collected from various investors, especially retail investors are channelized into the capital market....

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GIFT IFSC- Onshoring the Offshore

SEBI - Globally, the concept of an International Finance Centre or an IFC has been prevalent for quite some time and the experience in various jurisdictions has been quite encouraging. Various IFCs have been set up worldwide, amongst which the centres located in London, New York, Singapore and Dubai are among the prominent ones. These centres ha...

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Consultation Paper on SEBI (Portfolio Managers) Regulations, 1993

SEBI - The objective of the consultation paper is to seek comments / views from the public on the proposal to amend the SEBI (Portfolio Managers) Regulations, 1993 (PMS Regulations)....

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Resignation of Statutory Auditors from Listed Companies- Proposed Disclosure Norms

SEBI - There have been a significant number of instances of abrupt resignation of Statutory Auditors from listed entities in recent times. In most of the cases, the statutory auditors have suddenly resigned without completing their assignments for the year, generally citing ‘pre-occupation’ as the reason for resignation....

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SEBI Discussion Paper on Framework for Regulatory Sandbox

SEBI - Participants in the capital market in India have been early adopters of technology. SEBI believes that encouraging adoption and usage of financial technology (‘FinTech’) would have a profound impact on the development of securities market. FinTech can act as an instrument to further develop and maintain an efficient, fair and transpar...

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Diamond, base metals & alloys in liquid assets list by SEBI

Circular No. SEBI/HO/CDMRD/DRMP/CIR/P/2019/100 - (13/09/2019) - Currently the list of commodities/commodity groups permitted as Liquid Assets consists of Bullion, Steel and Agricultural commodities. Considering the introduction of compulsory delivery based Diamond and Base metal derivatives contracts and feedback received from the stakeholders, it has been decid...

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SEBI amends Circular No.CFD/DIL3/CIR/2018/2 dated March 10, 2017

Circular No. SEBI/HO/CFD/DIL1/CIR/P/2019/192 - (12/09/2019) - In order to streamline the processing of draft schemes, it has been decided to seek additional information further, at one go. The amendment to the Circular No. CFD/DIL3/CIR/2017/21 dated March 10, 2017, in relation to payment of outstanding dues of SEBI, Stock exchanges and the Depositories is as p...

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Implement guideline on Handling of Clients’ Securities: SEBI

Circular No. SEBI/HO/MIRSD/DOP/CIR/P/2019/95 - (29/08/2019) - The Stock Exchanges, Clearing Corporations and Depositories are advised to bring the provisions of circular related to Handling of Clients’ Securities by Trading Members / Clearing Members to the notice of all TM / CM, Depository Participants and also disseminate the same on their respective websi...

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SEBI reviews Foreign Portfolio Investors / Buy Back Regulations etc.

Press Release No. 20/2019 - (21/08/2019) - Securities and Exchange Board of India PR No.20/2019 SEBI Board Meeting The SEBI Board met in Mumbai today and took the following decisions: I. Review of SEBI (Foreign Portfolio Investors) Regulations The Board considered the recommendations of the working group constituted for reviewing the SEBI (F...

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Non-compliance with certain provisions of SEBI ICDR Regulations

Circular No. SEBI/HO/CFD/DIL2/CIR/P/2019/94 - (19/08/2019) - SEBI Circular on Non-compliance with certain provisions of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 (ICDR Regulations)...

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Recent Posts in "SEBI notifications"

Diamond, base metals & alloys in liquid assets list by SEBI

Circular No. SEBI/HO/CDMRD/DRMP/CIR/P/2019/100 (13/09/2019)

Currently the list of commodities/commodity groups permitted as Liquid Assets consists of Bullion, Steel and Agricultural commodities. Considering the introduction of compulsory delivery based Diamond and Base metal derivatives contracts and feedback received from the stakeholders, it has been decided to include Diamond, Base metals and A...

Read More

SEBI amends Circular No.CFD/DIL3/CIR/2018/2 dated March 10, 2017

Circular No. SEBI/HO/CFD/DIL1/CIR/P/2019/192 (12/09/2019)

In order to streamline the processing of draft schemes, it has been decided to seek additional information further, at one go. The amendment to the Circular No. CFD/DIL3/CIR/2017/21 dated March 10, 2017, in relation to payment of outstanding dues of SEBI, Stock exchanges and the Depositories is as provided in the Annexure...

Read More

Compilation of monthly Corporate Law updates of August 2019

Article contains update on Amendment to Companies Act, 2013 and its Rules, Amendment to SEBI Law, NCLT Order, Highlights of Consumer Protection Bill, Labour laws, E-commerce guidelines for Consumer Protection ICSI – Recognition to Company Secretaries to act as Arbitrator under the Arbitration and Conciliation (Amendment) Act, 2019, upda...

Read More
Posted Under: SEBI |

Implement guideline on Handling of Clients’ Securities: SEBI

Circular No. SEBI/HO/MIRSD/DOP/CIR/P/2019/95 (29/08/2019)

The Stock Exchanges, Clearing Corporations and Depositories are advised to bring the provisions of circular related to Handling of Clients’ Securities by Trading Members / Clearing Members to the notice of all TM / CM, Depository Participants and also disseminate the same on their respective websites....

Read More

Thoughts and perspectives on Mutual Fund industry of SEBI Chairman

As a capital market regulator, one of our objectives is to promote the growth of the securities market through greater investor participation. Mutual Funds are one of the most important institutions through which money collected from various investors, especially retail investors are channelized into the capital market....

Read More
Posted Under: SEBI |

GIFT IFSC- Onshoring the Offshore

Globally, the concept of an International Finance Centre or an IFC has been prevalent for quite some time and the experience in various jurisdictions has been quite encouraging. Various IFCs have been set up worldwide, amongst which the centres located in London, New York, Singapore and Dubai are among the prominent ones. These centres ha...

Read More
Posted Under: SEBI |

SEBI reviews Foreign Portfolio Investors / Buy Back Regulations etc.

Press Release No. 20/2019 (21/08/2019)

Securities and Exchange Board of India PR No.20/2019 SEBI Board Meeting The SEBI Board met in Mumbai today and took the following decisions: I. Review of SEBI (Foreign Portfolio Investors) Regulations The Board considered the recommendations of the working group constituted for reviewing the SEBI (Foreign Portfolio Investors) Regulations,...

Read More

Non-compliance with certain provisions of SEBI ICDR Regulations

Circular No. SEBI/HO/CFD/DIL2/CIR/P/2019/94 (19/08/2019)

SEBI Circular on Non-compliance with certain provisions of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 (ICDR Regulations)...

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Parking of Funds in Short Term Deposits of Scheduled Commercial Banks by Mutual Funds

SEBI/HO/IMD/DF4/CIR/P/2019/093 (16/08/2019)

Trustees/Asset Management Companies (AMCs) shall ensure that no funds of a scheme is parked in STD of a bank which has invested in that scheme. Trustees/AMCs shall also ensure that the bank in which a scheme has STD do not invest in the said scheme until the scheme has STD with such bank....

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Permissible investments by AIFs operating in IFSC

Circular No. SEBI/HO/IFSC/CIR/P/2019/91 (09/08/2019)

AIFs incorporated in IFSC shall be permitted to make investments as per the provisions of the SEBI (Alternative Investment Fund) Regulations, 2012, and the guidelines and circulars issued thereunder, including the operating guidelines for AIFs in IFSC....

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