SEBI notifications

SEBI Operational Framework for Transactions in Defaulted Debt Securities Post Maturity

SEBI - Securities Exchange Board of India (SEBI) vide Circular no. SEBI/HO/DDHS/CIR/P/103/2020 dated 23rd June, 2020 has came out with Operational framework for transactions in defaulted debt securities post maturity date/redemption date under provisions of SEBI (Issue and Listing of Debt Securities) Regulations, 2008. SEBI has received various ...

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SEBI (Prohibition of Insider Trading) Regulations, 2015

SEBI - Insider trading is trading in the securities of a company by persons who are in the management of the company or those who are connected to them on the basis of knowledge of an Unpublished Price Sensitive Information (UPSI) which is not available to the general public. Insider trading, based on UPSI, is illegal and […]...

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A Sigh of Respite: Additional Relaxations in SEBI LODR Regulations

SEBI - At a time when many listed entities are facing challenges to comply with the various provisions specified in Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations 2015 (‘SEBI LODR’ or ‘LODR’) due to COVID-19 Pandemic, the Securities and Exchange Board of India (‘SEBI’) has...

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Preferential Issue of Shares by Listed Company

SEBI - Meaning of Preferential Issue: As per Regulation 2(1)(nn) of SEBI (ICDR) Regulation 2018- ‘Preferential issue’ means an issue of specified securities by a listed issuer to any select person or group of persons on a private placement basis in accordance with Chapter V of these regulations and does not include an offer of specif...

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SEBI eases compliance of Rights Issue/Public Issue

SEBI - Following the various relaxations provided by SEBI owing to covid-19 pandemic and lockdown extension, temporary relaxation has been granted by SEBI with respect to Rights Issue and public issue of shares under by issuing 2 circulars dated April 21, 2020 relaxing requirements of SEBI (Issue of Capital and Disclosure Requirements) Regulatio...

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Extend due date for filing under Regulation 24A of LODR Regulations

SEBI - Company Secretaries in Practice are also facing same difficulties in the issuance of the Annual Secretarial Compliance Report as been faced by the Auditors due to continuing lockdown in the Country particularly in the State of Tamilnadu, location of the listed companies, its subsidiaries and associates in containment zones and other opera...

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Report on Measures for Strengthening Enforcement Mechanism of SEBI & Incidental Issues

SEBI - HIGH LEVEL COMMITTEE UNDER THE CHAIRMANSHIP OF JUSTICE ANIL R. DAVE, RETIRED JUDGE, SUPREME COURT OF INDIA A REPORT ON THE MEASURES FOR STRENGTHENING THE ENFORCEMENT MECHANISM OF THE BOARD AND INCIDENTAL ISSUES PREFACE The Securities and Exchange Board of India was set-up with the following mandates, – (i) to protect the interest of...

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SEBI invites comment on Report on Measures for Strengthening Enforcement Mechanism

SEBI - Securities and Exchange Board of India Notice inviting comments on the recommendation made by High Level Committee under the Chairmanship of Justice A. R. Dave, Retired Judge, Supreme Court of India, on the Measures for Strengthening the Enforcement Mechanism of the Board and Incidental Issues. Dated the 16th June, 2020 1. The High Level...

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Pricing of Preferential Issues and exemption from open offer for acquisitions in Companies having Stressed Assets

SEBI - The objective of this discussion paper on ‘Pricing of Preferential Issues and exemption from open offer for acquisitions in Companies having Stressed Assets’ is to seek comments / views from all stakeholders including listed companies, market intermediaries and public on pricing of Preferential Issues and exemption from making an open...

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Consultation paper on Review of Regulatory Framework for Corporate bonds & Debenture Trustees

SEBI - The objective of the consultation paper is to seek comments/views from the public on the proposals that are expected to strengthen the regulatory framework for Corporate bonds, secure the interest of the debenture holders, enhance the role of the Debenture Trustees (DTs) and empower them to effectively discharge their responsibilities tow...

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SEBI extends timelines for issuers of Municipal Debt Securities

Circular No. SEBI/HO/DDHS/CIR/P/2020/116 - (07/07/2020) - It has been decided to partially modify the clause 7 of the circular (dealing with investor grievance report, financial results and Accounts maintained by issuers under ILDM Regulations) and further extend the timelines for submission to July 31, 2020....

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SEBI (Investment Advisers) (Amendment) Regulations, 2020

No. SEBI/LAD-NRO/GN/2020/22 - (03/07/2020) - 1. These Regulations may be called the Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2020. 2. They shall come into force on the ninetieth day from the date of their publication in the Official Gazette....

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SEBI (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2020

Notification No. SEBI/LAD-NRO/GN/2020/21 - (01/07/2020) - 1. These regulations may be called the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2020. 2. They shall come into force on the date of their publication in the Official Gazette....

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SEBI (Substantial Acquisition of Shares and Takeovers) (Third Amendment) Regulations, 2020

Notification No. SEBI/LAD-NRO/GN/2020/20 - (01/07/2020) - These regulations may be called the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) (Third Amendment) Regulations, 2020. They shall come into force on the date of their publication in the Official Gazette....

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Relaxation from compliance to REITs & InvITs due to CoVID-19

Circulars No. SEBI/HO/DDHS/DDHS/CIR/P/2020/114 - (01/07/2020) - SEBI further extends due date for regulatory filings and compliances for REIT and InvIT for te period ending March 31, 2020 by a month over and above the extended timelines specified vide the aforementioned  Circular....

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Recent Posts in "SEBI notifications"

SEBI extends timelines for issuers of Municipal Debt Securities

Circular No. SEBI/HO/DDHS/CIR/P/2020/116 (07/07/2020)

It has been decided to partially modify the clause 7 of the circular (dealing with investor grievance report, financial results and Accounts maintained by issuers under ILDM Regulations) and further extend the timelines for submission to July 31, 2020....

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Extend due date for filing under Regulation 24A of LODR Regulations

Company Secretaries in Practice are also facing same difficulties in the issuance of the Annual Secretarial Compliance Report as been faced by the Auditors due to continuing lockdown in the Country particularly in the State of Tamilnadu, location of the listed companies, its subsidiaries and associates in containment zones and other opera...

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Posted Under: SEBI |

SEBI (Investment Advisers) (Amendment) Regulations, 2020

No. SEBI/LAD-NRO/GN/2020/22 (03/07/2020)

1. These Regulations may be called the Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2020. 2. They shall come into force on the ninetieth day from the date of their publication in the Official Gazette....

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SEBI (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2020

Notification No. SEBI/LAD-NRO/GN/2020/21 (01/07/2020)

1. These regulations may be called the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2020. 2. They shall come into force on the date of their publication in the Official Gazette....

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SEBI (Substantial Acquisition of Shares and Takeovers) (Third Amendment) Regulations, 2020

Notification No. SEBI/LAD-NRO/GN/2020/20 (01/07/2020)

These regulations may be called the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) (Third Amendment) Regulations, 2020. They shall come into force on the date of their publication in the Official Gazette....

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Relaxation from compliance to REITs & InvITs due to CoVID-19

Circulars No. SEBI/HO/DDHS/DDHS/CIR/P/2020/114 (01/07/2020)

SEBI further extends due date for regulatory filings and compliances for REIT and InvIT for te period ending March 31, 2020 by a month over and above the extended timelines specified vide the aforementioned  Circular....

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SEBI SOP in cases of Trading/Clearing Member leading to default

SEBI/HO/MIRSD/DPIEA/CIR/P/2020/115 (01/07/2020)

On analysis of early warning signals or any of the following triggers, if the SE / CC is of the view that the TM / CM is likely to default in the repayment of funds / securities to its clients and / or fail to meet the settlement obligations...

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SEBI relaxes timelines for regulatory compliance by DPs / RTAs

Circular No. SEBI/HO/MIRSD/DOP/CIR/P/2020/112 (30/06/2020)

In view of the prevailing situation due to COVID-19 pandemic and representation received from the Depositories, it has been decided to further extend the timelines for compliance with the regulatory requirements by DPs / RTAs....

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Collection of Stamp Duty on Issue, Transfer & Sale of Units of AIFs

Circulars No. SEBI/HO/IMD/DF6/CIR/P/2020/113 (30/06/2020)

As regards transactions (issue, transfer and sale of units of AIFs in demat mode) through recognized Stock Exchange or Depository as defined under SCRA, 1956 and Depositories Act, 1996 respectively, the respective Stock Exchange/authorized Clearing Corporation or a Depository is already empowered to collect stamp duty as per the amended I...

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‘Guidelines for Portfolio Managers’ – Extension of implementation timeline

SEBI/HO/IMD/DF1/CIR/P/2020/111 (29/06/2020)

After taking into consideration requests received from portfolio managers and the prevailing business and market conditions, it has been decided to extend the timeline for compliance with the requirements of SEBI Circular No. SEBI/HO/IMD/DF1/CIR/P/2020/26 dated February 13, 2020, by further three months. Accordingly, the provisions of sai...

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