SEBI - We all are aware (or may be some of us are already fed up) with the news of CoVID-19 which is pandemic and led to thousands death tolls around world with Italy the most affected country. Likewise CoVID-19 has reached in India through residents who have visited and/or returned from affected countries. In India, the […]...
Read MoreSEBI - -Every unlisted public Company shall issue securities only in dematerialized form and facilitate dematerialization of all its existing securities. [Rule 9A(1) of the companies (Prospectus and Allotment of Securities) Rules, 2014]. -A Private Company can also obtain DEMAT connectivity for the purpose of dematerialization of shares, with on...
Read MoreSEBI - SEBI issued circular on 22nd January, 2020 and revised the existing Standard Operating Procedure (SoP) to incorporate the amendments to Listing Regulations and streamline the SoP for dealing with non-compliance. Further, the circular says that listed entities are required to inform their promoters about this circular. Read- SEBI SOP for s...
Read MoreSEBI - HIGHLIGHTS OF SEBI’S CONSULTATION PAPERS ON RIA REGULATION IA Regulations were notified on January 21, 2013. The object of the IA Regulations, was to lay the framework for independent financial advisers. SEBI had issued a consultation paper on October 07, 2016 seeking public comments on the clarifications/amendments to IA Regulations. A...
Read MoreSEBI - Amendments in the Process of Right Issue in case of Listed Companies SEBI Circular: Dated 22.01.2020 Purpose: To Streamlining the process of Right Issue Amendments in Following Regulations: – (a) SEBI (ICDR) Regulations, 2018 & (b) SEBI (LODR) Regulations 2015 Followings changes are made in the Right Issue Process in case of Lis...
Read MoreSEBI - The objective of the consultation paper is to seek comments/views from the public on the proposals that are expected to strengthen the regulatory framework for Corporate bonds, secure the interest of the debenture holders, enhance the role of the Debenture Trustees (DTs) and empower them to effectively discharge their responsibilities tow...
Read MoreSEBI - The objective of this discussion paper is to seek comments / views from the public on the proposed amendments in Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011...
Read MoreSEBI - The act of Insider Trading does not only shake the capital markets, but also impacts the genuine Investors and the country’s economic growth. Various committees constituted by the Government have recommended measures to prohibit the practice of insider trading and the need to regulate the same. To deal with market abuse related to “in...
Read MoreSEBI - i. Pooling of funds/units by Stock Brokers, MFDs, IAs and other platforms may be discontinued for Mutual Fund Transactions. For implementation of the same, following may be ensured:...
Read MoreSEBI - As a capital market regulator, one of our objectives is to promote the growth of the securities market through greater investor participation. Mutual Funds are one of the most important institutions through which money collected from various investors, especially retail investors are channelized into the capital market....
Read MoreNotification No. SEBI/LAD-NRO/GN/2020/09 - (07/04/2020) - (1) These regulations may be called the Securities and Exchange Board of India (Foreign Portfolio Investors) (Amendment) Regulations, 2020. (2) They shall come into force on the date of their publication in the Official Gazette....
Read MoreNotification No. SEBI/H0/1MD/DF1/CIR/P/2020/58 - (30/03/2020) - SEBI extends the due date for regulatory filings for AIFs and VCFs for the periods ending March 31, 2020 and April 30, 2020 by two months, over and above the timelines prescribed under SEBI (Alternative Investment Funds) Regulations, 2012 and circulars issued thereunder. Securities and Exchange Boar...
Read MoreCircular No. SEBI/H0/IMD/DFI/CIR/P/2020/57 - (30/03/2020) - In light of the recent market events due to CoVID-19 pandemic, SEBI relaxes the timeline for compliance with certain requirements for Portfolio Managers....
Read MoreCircular No. SEBI/HO/FPI&C/CIR/P/2020/056 - (30/03/2020) - SEBI has decided to grant the following relaxations in a situation where FPIs are not in a position to send original and/or certified documents as specified in Operational guidelines for Foreign Portfolio Investors (FPIs) & Designated Depository Participants (DDPs) issued under Securities and Exchan...
Read MoreCircular No. SEBI/HO/CFD/CMD1/CIR/P/2020/55 - (30/03/2020) - Extension of deadline for implementation of the circular on Stewardship Code for all Mutual Funds and all categories of AIFs due to the CoVID– 19 pandemic- It has now been decided to extend the implementation of the circular on Stewardship Code to July 1, 2020. Securities and Exchange Board of Ind...
Read MoreNotification No. SEBI/LAD-NRO/GN/2020/09 - (07/04/2020) -
Notification No. SEBI/H0/1MD/DF1/CIR/P/2020/58 - (30/03/2020) -
Circular No. SEBI/H0/IMD/DFI/CIR/P/2020/57 - (30/03/2020) -
Circular No. SEBI/HO/FPI&C/CIR/P/2020/056 - (30/03/2020) -
Circular No. SEBI/HO/CFD/CMD1/CIR/P/2020/55 - (30/03/2020) -
Circular No. SEBI/HO/MIRSD/CRADT/CIR/P/2020/53 - (30/03/2020) -
Circular No. SEBI/HO/CFD/DIL2/CIR/P/2020/50 - (30/03/2020) -
Circular No. SEBI/HO/CFD/DCR1/CIR/P/2020/49 - (27/03/2020) -
Notification No. SEBI/HO/CFD/CMD1/CIR/P/2020/48 - (26/03/2020) -