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SEBI - CS Ambika Mehrotra Background of the Regulations The strong and decisive steps taken by the Securities and Exchange Board of India with respect to the Prohibition of Insider Trading Regulations have been quite a matter of concern for last couple of months. The modifications in the existing SEBI (Prohibition of Insider Trading) Regulation...
Read MoreSEBI - SEBI circular dated February 8, 2019 brought in concept of annual secretarial compliance report and Annual secretarial audit report. This write-up deliberates upon the above mentioned reports and the motive behind bringing in the same. ...
Read MoreSEBI - The SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 have been amended to include the following Regulation: 24A: Secretarial Audit Every listed entity and its material unlisted subsidiaries incorporated in India shall undertake secretarial audit and shall annex with its ann...
Read MoreSEBI - Background: SEBI formed a committee on corporate governance in June 2017 under the Chairmanship of Mr. Uday Kotak with a view to enhancing the standards of corporate governance of listed entities in India. The committee comprised of stalwarts from diverse fields viz. the government, industry, professional bodies, stock exchanges, academi...
Read MoreSEBI - Finalize the draft letter of offer for issuing equity shares through right issue. No specific format of Letter of offer is prescribed. However letter of offer shall contain offer price, face value of shares, Mode & terms of payment and right to renounce....
Read MoreSEBI - Securities and Exchange Board of India 1. BACKGROUND 1.1. There is increasing debate about the need to enable issuance and listing of shares with differential voting rights, commonly known as DVRs in India; and dual class shares or DCS in the international context. Such shares have rights disproportionate to their economic ownership. In p...
Read MoreSEBI - Consultation Paper on Amendment of SEBI (Infrastructure Investment Trusts) Regulation, 2014 and SEBI (Real Estate Investment Trusts) Regulation, 2014 ...
Read MoreSEBI - Always deal with SEBI registered Investment Advisers. Ensure that the Investment Adviser has a valid registration certificate. Pay only advisory fees to your Investment Adviser. Make payments of advisory fees through banking channels only and maintain duly signed receipts mentioning the details of your payments....
Read MoreSEBI - The regulatory framework for Institutional Trading Platform was put in place vide amendments to the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 on August 14, 2015, with a view to facilitate listing of new age start-ups in sectors like e-commerce, data analytics, bio-technology and other start-ups....
Read MoreSEBI - SEBI, inter alia, enhanced the focus on independent directors, prescribed separation of posts of CEO/ MD and Chairperson; enhanced role of the Audit Committee, Nomination and Remuneration Committee and Risk Management Committee; strengthened approval and disclosure of related party transactions...
Read MoreNo. SEBI/LAD-NRO/GN/2019/04 - (22/03/2019) - 1. These Regulations may be called the Securities and Exchange Board of India (Custodian) (Amendment) Regulations, 2019.2. They shall come into force on the date of their publication in the Official Gazette....
Read MoreSEBI/HO/IMD/DF4/CIR/P/2019/41 - (22/03/2019) - Valuation of money market and debt securities which are rated below investment grade:2.1 In order to have uniformity and consistency across the Mutual Fund industry on valuation of money market and debt securities rated below investment grade, the following has been decided:...
Read MoreSEBI/HO/CDMRD/DMP/CIR/P/2019/40 - (20/03/2019) - SEBI has reduced the regulatory fee on Stock Exchanges with respect to turnover in agricultural commodity derivatives. The objective was to reduce the cost burden on farmers/FPOs from the amount saved by the Exchanges due to reduction of regulatory fee....
Read MorePR No.: 10/2019 - (19/03/2019) - SEBI signed a MoU today with IBBI at Mumbai. The said MoU was signed by Shri Anand R. Baiwar - Executive Director, SEBI and Shri Ritesh Kavdia – Executive Director, IBBI....
Read MoreSEBI/HO/MRD/DRMNP/CIR/P/2019/39 - (18/03/2019) - EFIs may participate in commodity derivatives contracts traded in stock exchanges in IFSC subject to the following conditions:-2.1. The participation would be limited to the derivatives contracts in non-agricultural commodities only,2.2. Contracts would be cash settled on the settlement price determ...
Read MoreNo. SEBI/LAD-NRO/GN/2019/04 - (22/03/2019) -
SEBI/HO/IMD/DF4/CIR/P/2019/41 - (22/03/2019) -
SEBI/HO/CDMRD/DMP/CIR/P/2019/40 - (20/03/2019) -
PR No.: 10/2019 - (19/03/2019) -
SEBI/HO/MRD/DRMNP/CIR/P/2019/39 - (18/03/2019) -
Circular No. CIR/HO/MIRSD/DOS2/CIR/PB/2019/038 - (15/03/2019) -
SEBI/HO/CFD/DCR2/CIR/P/2019/35 - (13/03/2019) -
Circular No. IMD/FPIC/CIR/P/2019/37 - (12/03/2019) -
