SEBI notifications

Checklist on Right Issue of Shares to existing shareholders

SEBI - Finalize the draft letter of offer for issuing equity shares through right issue. No specific format of Letter of offer is prescribed. However letter of offer shall contain offer price, face value of shares, Mode & terms of payment and right to renounce....

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Sebi allows FPIs to invest in REITs, InvIts, AIFs & Corporate Bonds

SEBI - FPIs shall be permitted to acquire NCDs/bonds, which are under default, either fully or partly, in the repayment of principal on maturity or principal installment in the case of an amortising bond. FPIs shall be guided by RBI’s definition of an amortising bond in this regard....

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Debenture Trustees – Frequently Asked Questions (FAQs)

SEBI - A debenture is an instrument of debt executed by the company acknowledging its obligation to repay the sum at a specified rate and also carrying an interest. It is one of the methods of raising the loan capital of the company. A debenture is thus like a certificate of loan or a loan bond evidencing the fact that the company is liable to p...

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Listed Companies to Submit Revised Corporate Governance Report

SEBI - The Bombay Stock Exchange has started issuing Notices to the Listed Companies who submitted Corporate Governance Report for the Quarter ended December, 2014 in old format. Submission of Report in old format considered as non compliance. ...

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FAQs on applicability of SEBI (Research Analysts) Regulations, 2014

SEBI - Frequently Asked Questions (FAQs) on the applicability of SEBI (Research Analysts) Regulations, 2014 SEBI (Research Analysts) Regulations, 2014 (“RA Regulations”) were notified on September 01, 2014 and came into effect from December 01, 2014. The RA Regulations are available on the SEBI website. In order to address the queries of var...

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Consultation Paper on SEBI (Investment Advisers) Regulations, 2013

SEBI - Regulation 22 and other applicable provisions of IA Regulations are proposed to be amended as under: i. There shall be clear segregation between the investment advisory activities and distribution/execution services. An entity offering investment advisory services shall not be permitted to offer distribution/execution services....

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Scheme for conduct of Awareness Programs for Commodities Derivatives 2017

SEBI - This document sets contours for conduct of Commodities Derivatives Awareness Programs (CAPs) and gives guidelines to entities who may like to empanel with SEBI as Commodities Derivatives Trainers (CoTs)....

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SEBI discussion paper on Draft Code of Conduct for Index Providers

SEBI - To solicit the comments/ views from market participants on the issue of code of conduct for index providers to enhance greater level of transparency, increased disclosure requirements and to provide broad framework for Index Providers while managing/ maintaining Indices....

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SEBI Consultation Paper on streamlining process of monitoring of Offshore Derivative Instruments (ODIs)/Participatory Notes (PNs)

SEBI - SEBI has been taking steps for streamlining and tightening the conditions for issuance and reporting of ODIs by FPIs registered with SEBI. A list of the measures taken by SEBI in this regard during recent past is given as follows:-...

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Consultation paper for review of circular on Electronic book mechanism for issuance of debt securities on private placement basis

SEBI - The mandatory limit for EBP mechanism may be reduced from Rs. 500 crores to Rs. 50 crores (i.e. EBP mechanism may be mandated for all private placements of debt securities with an issue size of Rs.50 crores and above, inclusive of green shoe option, if any). Further, the issuer shall specify the amount of green shoe option upfront....

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Amendment in SEBI (International Financial Services Centres) Guidelines, 2015

CIRCULAR No. SEBI/HO/MRD/DSA/CIR/P/201 7/117 - (17/10/2017) - Any entity based in India or in a foreign jurisdiction may form a company in IFSC to act as a trading member of a stock exchange and/or a clearing member of a clearing corporation in IFSC....

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Criteria for Settlement Mode of Commodity Derivative Contracts

SEBI/HO/CDMRD/DMP/CIR/P/2017/116 - (16/10/2017) - In order to effectively discharge their hedging function, commodity derivative contracts must be anchored to their respective underlying physical markets. An appropriate settlement mode and/or presence of other supporting conditions play a crucial role in ensuring convergence of prices between the d...

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Master Direction on Issuance and Operation of Prepaid Payment Instruments

Master Direction DPSS.CO.PD.No.1164/02.14.006/2017-18 - (11/10/2017) - Please refer to paragraph 16 of Statement on Developmental and Regulatory Policies regarding issuance of Master Direction on Prepaid Payment Instruments (PPIs) announced in the Fourth Bi-monthly Monetary Policy Statement, 2017-18 by the Reserve Bank of India (RBI)....

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Non-compliance with Minimum Public Shareholding – Action to be taken by Stock Exchanges

Circular No. CFD/CMD/CIR/P/2017/115 - (10/10/2017) - In order to maintain consistency and uniformity of approach in the enforcement of MPS norms mandated under regulation 38 of the Listing Regulations, the below mentioned procedure shall be followed by the recognised stock exchanges/depositories, as applicable, with respect to non-compliant listed ent...

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Categorization and Rationalization of Mutual Fund Schemes

Circular No.: SEBI/HO/IMD/DF3/CIR/P/2017/114 - (06/10/2017) - It is desirable that different schemes launched by a Mutual Fund are clearly distinct in terms of asset allocation, investment strategy etc. Further, there is a need to bring in uniformity in the characteristics of similar type of schemes launched by different Mutual Funds. ...

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Recent Posts in "SEBI notifications"

Amendment in SEBI (International Financial Services Centres) Guidelines, 2015

CIRCULAR No. SEBI/HO/MRD/DSA/CIR/P/201 7/117 (17/10/2017)

Any entity based in India or in a foreign jurisdiction may form a company in IFSC to act as a trading member of a stock exchange and/or a clearing member of a clearing corporation in IFSC....

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Criteria for Settlement Mode of Commodity Derivative Contracts

SEBI/HO/CDMRD/DMP/CIR/P/2017/116 (16/10/2017)

In order to effectively discharge their hedging function, commodity derivative contracts must be anchored to their respective underlying physical markets. An appropriate settlement mode and/or presence of other supporting conditions play a crucial role in ensuring convergence of prices between the derivatives market and the spot market....

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Master Direction on Issuance and Operation of Prepaid Payment Instruments

Master Direction DPSS.CO.PD.No.1164/02.14.006/2017-18 (11/10/2017)

Please refer to paragraph 16 of Statement on Developmental and Regulatory Policies regarding issuance of Master Direction on Prepaid Payment Instruments (PPIs) announced in the Fourth Bi-monthly Monetary Policy Statement, 2017-18 by the Reserve Bank of India (RBI)....

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Non-compliance with Minimum Public Shareholding – Action to be taken by Stock Exchanges

Circular No. CFD/CMD/CIR/P/2017/115 (10/10/2017)

In order to maintain consistency and uniformity of approach in the enforcement of MPS norms mandated under regulation 38 of the Listing Regulations, the below mentioned procedure shall be followed by the recognised stock exchanges/depositories, as applicable, with respect to non-compliant listed entities, their promoters and directors:...

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Categorization and Rationalization of Mutual Fund Schemes

Circular No.: SEBI/HO/IMD/DF3/CIR/P/2017/114 (06/10/2017)

It is desirable that different schemes launched by a Mutual Fund are clearly distinct in terms of asset allocation, investment strategy etc. Further, there is a need to bring in uniformity in the characteristics of similar type of schemes launched by different Mutual Funds. ...

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SEBI: Submission of report of Committee on Corporate Governance

PR No. 60/2017- SEBI (05/10/2017)

SEBI formed a Committee on Corporate Governance in June 2017 under the Chairmanship of Mr. Uday Kotak with a view to enhancing the standards of corporate governance of listed entities in India. The committee consisted of officials from the government, industry, professional bodies, stock exchanges, academicians, lawyers, proxy advisors, e...

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SEBI revises limit for investment by FPIs in Govt Securities for Oct to Dec 2017

IMD/FPIC/CIR/P/2017/113- SEBI (04/10/2017)

It has been decided to revise the limit for investment by FPIs in Government Securities, for the October - December 2017 quarter, as follows: a. Limit for FPIs in Central Government securities shall be enhanced to INR 189,700 cr. b. Limit for Long Term FPIs (Sovereign Wealth Funds (SWFs), Multilateral Agencies, Endowment Funds, Insurance ...

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SEBI Circular on Foreign Portfolio Investment in Corporate Debt Securities

Circular No.: SEBI/HO/IMD/FPIC/CIR/P/2017/112 (29/09/2017)

SEBI, vide circular SEBI/HO/IMD/FPIC/CIR/P/2016/67 dated August 04, 2016 had redefined the INR 244,323 cr Corporate debt limit for FPIs as the Combined Corporate Debt Limit (CCDL) for all foreign investments in Rupee denominated bonds issued both onshore and overseas by Indian corporates....

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SEBI Changes reporting norms for Category III AIFs

Circular No.: SEBI/HO/IMD/DF1/CIR/P/2017/110 (29/09/2017)

It is decided to revise the reporting formats for Category III AIFs so as to capture the information pertaining to investment in commodity derivatives as per enclosed Annexure. Accordingly, circular no.CIR/IMD/DF/10/2013 dated July 29, 2013 issued for operational, prudential and reporting requirements for AIFs stands modified....

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Review of norms for participation in derivatives by Mutual Funds

SEBI/HO/IMD/DF2/CIR/P/2017/109 (27/09/2017)

To reduce interest rate risk in a debt portfolio, mutual funds may hedge the portfolio or part of the portfolio (including one or more securities) on weighted average modified duration basis by using Interest Rate Futures (IRFs)....

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