SEBI - Background: SEBI formed a committee on corporate governance in June 2017 under the Chairmanship of Mr. Uday Kotak with a view to enhancing the standards of corporate governance of listed entities in India. The committee comprised of stalwarts from diverse fields viz. the government, industry, professional bodies, stock exchanges, academi...
Read MoreSEBI - Finalize the draft letter of offer for issuing equity shares through right issue. No specific format of Letter of offer is prescribed. However letter of offer shall contain offer price, face value of shares, Mode & terms of payment and right to renounce....
Read MoreSEBI - FPIs shall be permitted to acquire NCDs/bonds, which are under default, either fully or partly, in the repayment of principal on maturity or principal installment in the case of an amortising bond. FPIs shall be guided by RBI’s definition of an amortising bond in this regard....
Read MoreSEBI - A debenture is an instrument of debt executed by the company acknowledging its obligation to repay the sum at a specified rate and also carrying an interest. It is one of the methods of raising the loan capital of the company. A debenture is thus like a certificate of loan or a loan bond evidencing the fact that the company is liable to p...
Read MoreSEBI - The Bombay Stock Exchange has started issuing Notices to the Listed Companies who submitted Corporate Governance Report for the Quarter ended December, 2014 in old format. Submission of Report in old format considered as non compliance. ...
Read MoreSEBI - Always deal with SEBI registered Investment Advisers. Ensure that the Investment Adviser has a valid registration certificate. Pay only advisory fees to your Investment Adviser. Make payments of advisory fees through banking channels only and maintain duly signed receipts mentioning the details of your payments....
Read MoreSEBI - The regulatory framework for Institutional Trading Platform was put in place vide amendments to the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 on August 14, 2015, with a view to facilitate listing of new age start-ups in sectors like e-commerce, data analytics, bio-technology and other start-ups....
Read MoreSEBI - SEBI, inter alia, enhanced the focus on independent directors, prescribed separation of posts of CEO/ MD and Chairperson; enhanced role of the Audit Committee, Nomination and Remuneration Committee and Risk Management Committee; strengthened approval and disclosure of related party transactions...
Read MoreSEBI - SEBI requested the working group that pending detailed examination of the issues referred to the working group, an interim report containing recommendations on the issues arising out of the SEBI circular dated April 10, 2018 on KYC requirements for FPIs be submitted....
Read MoreSEBI - urrently, in voluntary delisting an issuer/promoter has to first take the approval of shareholders of that class, then an in-principal approval of the stock exchange followed by RBB Process to discover the price. The promoter may choose to pay a price equal to or more than the discovered price to the shareholders who had tendered their sh...
Read MoreCircular No. SEBI/HO/IMD/DF2/CIR/P/2019/17 - (16/01/2019) - Based on the suggestions of market participants and recommendations of Mutual Fund Advisory Committee (MFAC), it has been decided to permit mutual funds to write call options under a covered call strategy as prescribed below:...
Read MoreCircular No. SEBI/HO/DDHS/CIR/P/2019/16 - (15/01/2019) - With a view to further rationalise and ease the process of public issue of units of InvITs, it has been decided to provide for following in the InvIT Guidelines:...
Read MoreCircular No. SEBI/HO/DDHS/CIR/P/2019/15 - (15/01/2019) - With a view to further rationalise and ease the process of public issue of units of REITs, it has been decided to provide for following in the REIT Guidelines:...
Read MoreCircular No. SEBI/HO/MIRSD/DOP/CIR/P/2019/14 - (11/01/2019) - Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2019/14 January 11, 2019 To, 1. All Recognized Stock Exchanges 2. All Clearing Corporations Dear Sir / Madam, Sub: Uniform membership structure across segments 1. In cash segment, all the Stock Brokers are trading cum self-clear...
Read MoreCircular No. SEBI/HO/MRD/DOP2DSA2/CIR/P/2019/13 - (10/01/2019) - Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD/DOP2DSA2/CIR/P/2019/13 Date: January 10, 2019 To All Stock Exchanges, Clearing Corporations and Depositories. Sir/ Madam, Subject: Committees at Market Infrastructure Institutions (MIIs) 1. The erstwhile Securities Contracts (Regulation) (S...
Read MoreCircular No. SEBI/HO/IMD/DF2/CIR/P/2019/17 - (16/01/2019) -
Circular No. SEBI/HO/DDHS/CIR/P/2019/16 - (15/01/2019) -
Circular No. SEBI/HO/DDHS/CIR/P/2019/15 - (15/01/2019) -
Circular No. SEBI/HO/MIRSD/DOP/CIR/P/2019/14 - (11/01/2019) -
Circular No. SEBI/HO/MRD/DOP2DSA2/CIR/P/2019/13 - (10/01/2019) -
Circulra No. SEBI/HO/IMD/DF2/CIR/P/2019/12 - (10/01/2019) -
SEBI/HO/IMD/DF3/CIR/P/2019/011 - (10/01/2019) -
Circular No. SEBI/HO/CDMRD/DNPMP/CIR/P/201 9/08 - (04/01/2019) -
Circular No. SEBI/HO/MIRSD/DOS2/CIR/P/2019/10 - (04/01/2019) -
Circualr No. SEBI/HO/MIRSD/DOP/CIR/P/2019/05 - (04/01/2019) -