SEBI notifications

REITs and InvITs – The new superstar on the block

SEBI - The real estate and infrastructure sectors are the backbone of any successful economy. In order to provide impetus to these sectors, the government introduced the concept of REITs and InvITs in India. REITs and InvITs have been creating quite a buzz in recent times, especially because of the first ever listing of REIT in India. In this ba...

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SEBI’S New Borrowing Framework for Large Corporate

SEBI - Securities and Exchange Board of India vide circular dated November 26, 2018, introduced the new borrowing framework for the large entities in order to bring into the effect announcement made under the Union Budget for 2018-19. The Union Budget for 2018-19 which inter alia include the following announcement “SEBI will also consider mand...

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Regulation 24 A-SEBI (LODR); 2015- Annual Secretarial Compliance Report

SEBI - Regulation 24A of SEBI (LODR), Regulations, 2015 & SEBI Circular dated Feb. 8, 2019 1. The Annual Secretarial Compliance Report is applicable to all Listed Entities. 2. Listed entity means an entity which has listed, on a recognized stock exchange(s), the designated securities issued by it or designated securities issued under schemes...

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Compulsory dematerialisation of Securities for Unlisted Public Limited Companies

SEBI - The Ministry of Corporate Affairs vide notification dated.10.09.2018 had introduced a new set of compliance regime for Unlisted Public Companies under Companies (Prospectus and Allotment of Securities) Third Amendment Rules, 2018 by inserting a new sub rule 9A after the existing Rule . Benefits  entailed 1.  Transparency 2. Protection o...

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Innovators Growth Platform – Good Opportunity for Startup Listing

SEBI - SEBI has come up with revised version along with relax norms for listing of new-age venture start-ups operating in e-commerce, data analytics, bio-technology and nano-technology sectors to raise funds and get their shares traded on stock exchanges. The name of platform is changed from 'Institutional Trading Platform' to 'Innovators Growth...

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Resignation of Statutory Auditors from Listed Companies- Proposed Disclosure Norms

SEBI - There have been a significant number of instances of abrupt resignation of Statutory Auditors from listed entities in recent times. In most of the cases, the statutory auditors have suddenly resigned without completing their assignments for the year, generally citing ‘pre-occupation’ as the reason for resignation....

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SEBI Discussion Paper on Framework for Regulatory Sandbox

SEBI - Participants in the capital market in India have been early adopters of technology. SEBI believes that encouraging adoption and usage of financial technology (‘FinTech’) would have a profound impact on the development of securities market. FinTech can act as an instrument to further develop and maintain an efficient, fair and transpar...

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SEBI Discussion paper on review of buy-back of securities

SEBI - The objective of this discussion paper is to seek comments / views from the public on suggestions relating to review of conditions for buy-back of securities....

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Consultation Paper on Norms for Companies listed on IGP to trade under regular category of main board of recognized Stock Exchanges

SEBI - SEBI Consultation Paper on Innovators Growth Platform (IGP)- Norms for Companies listed on IGP to trade under regular category of mainboard of Recognized Stock Exchanges...

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Self Regulatory Organizations in Securities Market

SEBI - The distributors of MF products and Investment Advisers (IAs) are becoming important players in the market and growing in numbers. There are approx. 1.24 Lakh distributors of MF products as on February 28, 2019 and 1,136 IAs registered with SEBI as on March 19, 2019. ...

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Amendment of Guidance Note on SEBI (Prohibition of Insider Trading) Regulations, 2015

PR No.: 17/2019 - (22/07/2019) - Consequent to amendment to the PIT Regulations after approval of the report submitted by Committee on Fair Market Conduct, various clarifications have been sought by Market Participants on the amendments. Hence, the Guidance Note has been revised on July 5, 2019 to provide clarity on (i) Requirement...

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Insider Trading- Reporting of violations related to Code of Conduct

SEBIMO/ISD/ISD/CIR/P/2019/82 - (19/07/2019) - With an objective to standardize the process relating to dealing with such violations of the Code of Conduct, all listed companies, intermediaries and fiduciaries shall: a. Report such violations by the designated persons and immediate relatives of designated persons in the standardized format t...

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Revised Procedure and formats for limited review of listed entity

Circular No. CIR/CFD/CMD1/80/2019 - (19/07/2019) - Revised Procedure and formats for limited review / audit report of the listed entity and those entities whose accounts are to be consolidated with the listed entity Securities and Exchange Board of India CIRCULAR CIR/CFD/CMD1/ 80 /2019 July 19 , 2019 To All listed entities (whose equity shares and c...

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Changes in disclosure norms of divergence in asset classification & provisioning by banks

Circular No. CIR/CFD/CMD1/79/2019 - (17/07/2019) - Vide Circular No. SEBI/CIR/CFD/CMD/80/2017 dated July 18, 2017, it was specified that banks which have listed specified securities shall disclose to the stock exchanges, divergences in the asset classification and provisioning wherever the additional provisioning requirements assessed by RBI/ the ad...

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SEBI amends formats for Compliance Report on Corporate Governance

Circular No. SEBI/HO/CFD/CMD1/CIR/P/2019/78 - (16/07/2019) - SEBI amends  formats for Compliance Report on Corporate Governance as per Annexure I, II and III to this circular are being prescribed:- Annex – I – on quarterly basis; Annex – II – at the end of a financial year (for the whole of financial year); Annex – III – w...

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Recent Posts in "SEBI notifications"

Amendment of Guidance Note on SEBI (Prohibition of Insider Trading) Regulations, 2015

PR No.: 17/2019 (22/07/2019)

Consequent to amendment to the PIT Regulations after approval of the report submitted by Committee on Fair Market Conduct, various clarifications have been sought by Market Participants on the amendments. Hence, the Guidance Note has been revised on July 5, 2019 to provide clarity on (i) Requirement of Maintaining Structured Digital Datab...

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Insider Trading- Reporting of violations related to Code of Conduct

SEBIMO/ISD/ISD/CIR/P/2019/82 (19/07/2019)

With an objective to standardize the process relating to dealing with such violations of the Code of Conduct, all listed companies, intermediaries and fiduciaries shall: a. Report such violations by the designated persons and immediate relatives of designated persons in the standardized format to SEBI, as placed at Annexure A....

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Revised Procedure and formats for limited review of listed entity

Circular No. CIR/CFD/CMD1/80/2019 (19/07/2019)

Revised Procedure and formats for limited review / audit report of the listed entity and those entities whose accounts are to be consolidated with the listed entity Securities and Exchange Board of India CIRCULAR CIR/CFD/CMD1/ 80 /2019 July 19 , 2019 To All listed entities (whose equity shares and convertible securities are listed) All th...

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Resignation of Statutory Auditors from Listed Companies- Proposed Disclosure Norms

There have been a significant number of instances of abrupt resignation of Statutory Auditors from listed entities in recent times. In most of the cases, the statutory auditors have suddenly resigned without completing their assignments for the year, generally citing ‘pre-occupation’ as the reason for resignation....

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Posted Under: SEBI |

Changes in disclosure norms of divergence in asset classification & provisioning by banks

Circular No. CIR/CFD/CMD1/79/2019 (17/07/2019)

Vide Circular No. SEBI/CIR/CFD/CMD/80/2017 dated July 18, 2017, it was specified that banks which have listed specified securities shall disclose to the stock exchanges, divergences in the asset classification and provisioning wherever the additional provisioning requirements assessed by RBI/ the additional Gross NPAs identified by RBI ex...

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SEBI amends formats for Compliance Report on Corporate Governance

Circular No. SEBI/HO/CFD/CMD1/CIR/P/2019/78 (16/07/2019)

SEBI amends  formats for Compliance Report on Corporate Governance as per Annexure I, II and III to this circular are being prescribed:- Annex – I – on quarterly basis; Annex – II – at the end of a financial year (for the whole of financial year); Annex – III – within six months from end […]...

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SEBI to Implement Phase II of Unified Payments Interface with ASBA

SEBI/HO/CFD/DIL2/CIR/P/2019/76 (28/06/2019)

Streamlining the Process of Public Issue of Equity Shares and convertibles- Implementation of Phase II of Unified Payments Interface with Application  Supported by Block Amount Securities and Exchange Board of India SEBI/HO/CFD/DIL2/CIR/P/2019/76 June 28, 2019 To Recognized Stock Exchanges Depositories Registered Stock Brokers Registered...

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Framework for Issuance of Differential Voting Rights (DVR) Shares

Press Relases No. 16/2019 (27/06/2019)

SEBI has held a Board Meeting on 27th June 2019 and discuss on following-  I. Framework for Issuance of Differential Voting Rights (DVR) Shares II. Amendments to SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 – payment relating to royalty and brand usage III. Disclosure of Encumbrances IV. Review of Risk Manag...

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SEBI (Listing Obligations and Disclosure Requirements) (Third Amendment) Regulations, 2019

Notification No. SEBI/LAD-NRO/GN/2019/22 (27/06/2019)

Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Third Amendment) Regulations, 2019 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 27th June, 2019 SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (THIRD AMENDMENT) REGULATIONS, 2019 No. SEBI/L...

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Handling of Clients’ Securities by Trading Members/Clearing Members

Circular No. CIR/HO/MIRSD/DOP/CIR/P/2019/75 (20/06/2019)

stock broker shall segregate securities or moneys of the client or clients or shall not use the securities or moneys of a client or clients for self or for any other client....

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