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SEBI notifications

Important updates of MCA, SEBI, BSE, NSE & RBI – October, 2021

SEBI - Important updates of MCA, SEBI, Stock Exchange(s) and RBI on Corporate Sector Edition – October, 2021 The corporate sector is undergoing tremendous changes. We are addressing amendments by regulatory authorities on daily basis. This edition gives an information of all regulatory updates by regulatory bodies introduced during the mon...

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Updates of MCA, SEBI, & RBI for the month of October 2021

SEBI - Updates of the Ministry of Corporate Affairs (MCA) Circulars ♦ Relaxation in payment of Additional Fees in case of delay in filing Form 8 (LLP): General Circular No. 16/2021 dated 26th October, 2021 The Ministry of Corporate Affairs (MCA) vide its General Circular No. 16/2021 dated 26th October, 2021 has provided relaxation in paying Ad...

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Clause by Clause Analysis of Powers of SEBI

SEBI - This article is a clause by clause analysis of the powers of the SEBI/Board. A preamble to a statute is a preliminary statement of the reasons which have made the passing of the statute. But the preamble of SEBI Act, 1992 is translated into function of Board under sub section (1) of section 11 of SEBI Act, 1992 (Act)....

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Cyber Security & Cyber Resilience framework for Stock Brokers/Depository Participants

SEBI - Cyber Security & Cyber Resilience framework for Stock Brokers/Depository Participants Stock brokers and depository participants perform significant functions in providing services to holders of securities. Thus, there is a need for maintaining robust cyber security and cyber resilience framework to protect the integrity of data an...

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Drafting : Annual Report of Listed Company

SEBI - As per 1. SEBI (LODR) REGULATIONS, 2015 2. COMPANIES ACT 2013 Applicable Section/Regulation Regulation 34 of (Listing Obligations and Disclosure Requirements), 2015. Provision The listed entity shall 1. Submit Annual Report to the stock exchange and 2. Publish of Annual Report on its website. Due Date A copy of the annual report sent to t...

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SEBI Consultation Paper on Environmental, Social and Governance (ESG) Rating Providers for Securities Markets

SEBI - In recent years, climate change concerns and sustainable development have taken centre stage in global and national priorities. There has been a growing recognition of the significant financial and economic impacts of environmental, social and governance (ESG) risks across the globe, with many international bodies and financial regulators...

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Consultation paper for Review of SEBI (Collective Investment Schemes) Regulations,1999

SEBI - Objective of Consultation paper for Review of SEBI (Collective Investment Schemes) Regulations, 1999 is to seek comments / views from the public on the proposals that are intended to strengthen the regulatory framework for Collective Investment Schemes (CIS) as well as empower the Collective Investment Management Company (CIMC) to effecti...

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Consultation Paper on Algorithmic Trading by Retail Investors

SEBI - The objective of Consultation Paper on Algorithmic Trading by Retail Investors is to seek comments/views from various stakeholders including market intermediaries and the public on algorithmic trading being done by retail investors including use of API access and automation of trades using the same....

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Review of provisions related to Preferential Issues Guidelines

SEBI - SEBI issues Consultation Paper on Review of provisions related to Preferential Issues Guidelines under Chapter V of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 (ICDR Regulations)...

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Roadmap for introduction of T+1 rolling settlement cycle in equity market

SEBI - SEBI, on September 07, 2021, permitted Stock exchanges to introduce T+1 settlement cycle from January 01, 2022 on any of the securities available in the equity segment....

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HC directs Advance ruling authorities to answer specific questions asked by Appellant

Kasturba Health Society Vs Union of India (Bombay High Court) - Kasturba Health Society Vs Union of India (Bombay High Court) On going through the impugned orders challenged here, we find that these orders do not answer the basic question raised by the petitioner-society. The question raised by the petitioner-society was as to whether or not, the petitioner-soci...

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SEBI Imposes Penalty for not complying with summonses

In re Dwitiya Trading Limited (SEBI) - In re Dwitiya Trading Limited (SEBI) The conduct of the Noticee in not paying heed to the summonses issued by SEBI and resultant non-cooperation with the process of investigation cannot be taken lightly. The SEBI Act grants powers of investigation and collection of information/documents for the purp...

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SEBI imposes penalty for alleged manipulative trades on RIL, Mukesh Ambani & 2 Other entities

In re Reliance Industries Ltd (SEBI) - In re Reliance Industries Ltd (SEBI) It was observed by RIL has entered into a scheme of manipulative trades in respect of the sale of 5% of RIL stake in RPL. However, before undertaking sale transactions in the Cash Segment, RIL fraudulently booked large short positions in the RPL November Futures ...

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SEBI (Credit Rating Agencies) (Amendment) Regulations, 2022

Notification No. SEBI/LAD-NRO/GN/2022/69 - (24/01/2022) - 1. These Regulations may be called the Securities and Exchange Board of India (Credit Rating Agencies) (Amendment) Regulations, 2022. 2. They shall come into force on the date of their publication in the Official Gazette....

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SEBI (Alternative Investment Funds) (Amendment) Regulations, 2022

Notification No. SEBI/LAD-NRO/GN/2022/68 - (24/01/2022) - The SEBI has notified a new set of regulations to amend the existing SEBI (Alternative Investment Funds) Regulations, 2012 which shall come into force on the date of its publication in the Official Gazette i.e., 24th January, 2022. The main aim of this amendment is to introduce the concept of Specia...

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SEBI (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2022

Notification No. SEBI/LAD-NRO/GN/2022/66 - (24/01/2022) - These regulations may be called the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2022....

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SEBI (Employees’ Service) (Amendment) Regulations, 2022

Notification No. SEBI/LAD-NRO/GN/2022/65 - (24/01/2022) - 1. These regulations may be called the Securities and Exchange Board of India (Employees' Service) (Amendment) Regulations, 2022. 2. They shall come into force on the date of their publication in the Official Gazette....

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SEBI Chairman launches ‘Saa₹thi’ – SEBI’s Mobile App on Investor Education

Press Release No. 03/2022 - (19/01/2022) - Shri Ajay Tyagi, Chairman, SEBI launched 'Saa₹thi' – SEBI’s Mobile App on Investor Education at a function held in Mumbai today. The SEBI Mobile App aims to create awareness among the investors about the basic concepts of Securities Market, KYC Process, trading and settlement, mutual funds, re...

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Recent Posts in "SEBI notifications"

SEBI (Credit Rating Agencies) (Amendment) Regulations, 2022

Notification No. SEBI/LAD-NRO/GN/2022/69 24/01/2022

1. These Regulations may be called the Securities and Exchange Board of India (Credit Rating Agencies) (Amendment) Regulations, 2022. 2. They shall come into force on the date of their publication in the Official Gazette....

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SEBI Consultation Paper on Environmental, Social and Governance (ESG) Rating Providers for Securities Markets

In recent years, climate change concerns and sustainable development have taken centre stage in global and national priorities. There has been a growing recognition of the significant financial and economic impacts of environmental, social and governance (ESG) risks across the globe, with many international bodies and financial regulators...

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Posted Under: SEBI |

SEBI (Alternative Investment Funds) (Amendment) Regulations, 2022

Notification No. SEBI/LAD-NRO/GN/2022/68 24/01/2022

The SEBI has notified a new set of regulations to amend the existing SEBI (Alternative Investment Funds) Regulations, 2012 which shall come into force on the date of its publication in the Official Gazette i.e., 24th January, 2022. The main aim of this amendment is to introduce the concept of Special Situation Funds. Sr. No. […]...

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SEBI (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2022

Notification No. SEBI/LAD-NRO/GN/2022/66 24/01/2022

These regulations may be called the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2022....

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SEBI (Employees’ Service) (Amendment) Regulations, 2022

Notification No. SEBI/LAD-NRO/GN/2022/65 24/01/2022

1. These regulations may be called the Securities and Exchange Board of India (Employees' Service) (Amendment) Regulations, 2022. 2. They shall come into force on the date of their publication in the Official Gazette....

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SEBI Chairman launches ‘Saa₹thi’ – SEBI’s Mobile App on Investor Education

Press Release No. 03/2022 19/01/2022

Shri Ajay Tyagi, Chairman, SEBI launched 'Saa₹thi' – SEBI’s Mobile App on Investor Education at a function held in Mumbai today. The SEBI Mobile App aims to create awareness among the investors about the basic concepts of Securities Market, KYC Process, trading and settlement, mutual funds, recent market developments, investor griev...

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SEBI: Empowering Investors through Investor Charters

Press Releases No. 2/2022 17/01/2022

SEBI has been publishing the status of disposal of investor grievances received in SCORES (SEBI Complaints Redress System) on its website on a monthly basis. Details of investor grievances, which are pending for more than three months with different intermediaries, are also being published....

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SEBI (Foreign Portfolio Investors) (Amendment) Regulations, 2022

Notification No. SEBI/LAD-NRO/GN/2022/64 14/01/2022

SEBI notifies Securities and Exchange Board of India (Foreign Portfolio Investors) (Amendment) Regulations, 2022 vide Notification No. SEBI/LAD-NRO/GN/2022/64 dated 14.01.2022....

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SEBI (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2022

Notification No. SEBI/LAD-NRO/GN/2022/63 14/01/2022

SEBI notifies Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2022 vide Notification No. SEBI/LAD-NRO/GN/2022/63 Dated: 14th January, 2022. SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 14th January, 2022 SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE OF CAPIT...

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SEBI (Settlement Proceedings) (Amendment) Regulations, 2022

Notification No SEBI/LAD-NRO/GN/2022/62 14/01/2022

SEBI notifies Securities and Exchange Board of India (Settlement Proceedings) (Amendment) Regulations, 2022 vide Notification No SEBI/LAD-NRO/GN/2022/62 Dated: 14th January, 2022. SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 14th January, 2022 SECURITIES AND EXCHANGE BOARD OF INDIA (SETTLEMENT PROCEEDINGS) (AMENDMENT) R...

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