SEBI notifications

Checklist on Right Issue of Shares to existing shareholders

SEBI - Finalize the draft letter of offer for issuing equity shares through right issue. No specific format of Letter of offer is prescribed. However letter of offer shall contain offer price, face value of shares, Mode & terms of payment and right to renounce....

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Sebi allows FPIs to invest in REITs, InvIts, AIFs & Corporate Bonds

SEBI - FPIs shall be permitted to acquire NCDs/bonds, which are under default, either fully or partly, in the repayment of principal on maturity or principal installment in the case of an amortising bond. FPIs shall be guided by RBI’s definition of an amortising bond in this regard....

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Debenture Trustees – Frequently Asked Questions (FAQs)

SEBI - A debenture is an instrument of debt executed by the company acknowledging its obligation to repay the sum at a specified rate and also carrying an interest. It is one of the methods of raising the loan capital of the company. A debenture is thus like a certificate of loan or a loan bond evidencing the fact that the company is liable to p...

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Listed Companies to Submit Revised Corporate Governance Report

SEBI - The Bombay Stock Exchange has started issuing Notices to the Listed Companies who submitted Corporate Governance Report for the Quarter ended December, 2014 in old format. Submission of Report in old format considered as non compliance. ...

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FAQs on applicability of SEBI (Research Analysts) Regulations, 2014

SEBI - Frequently Asked Questions (FAQs) on the applicability of SEBI (Research Analysts) Regulations, 2014 SEBI (Research Analysts) Regulations, 2014 (“RA Regulations”) were notified on September 01, 2014 and came into effect from December 01, 2014. The RA Regulations are available on the SEBI website. In order to address the queries of var...

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SEBI Alternative Investment Policy Advisory Committee submits 3rd Report

SEBI - To solicit the comments/views from public on suggestions pertaining to the third report submitted by Alternative Investment Policy Advisory Committee....

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Paper on permitting MFs and PMs to participate in Commodity Derivatives Market

SEBI - The objective of the consultation paper is to seek comments / views from the public on the proposal of permitting Mutual Funds (MFs) and Portfolio Managers (PMs), who are authorized under an agreement to invest on behalf of their clients, for participation in exchange traded commodity derivatives and to determine an ideal regulatory frame...

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Consultation Paper on SEBI (Investment Advisers) Regulations, 2013

SEBI - Regulation 22 and other applicable provisions of IA Regulations are proposed to be amended as under: i. There shall be clear segregation between the investment advisory activities and distribution/execution services. An entity offering investment advisory services shall not be permitted to offer distribution/execution services....

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Scheme for conduct of Awareness Programs for Commodities Derivatives 2017

SEBI - This document sets contours for conduct of Commodities Derivatives Awareness Programs (CAPs) and gives guidelines to entities who may like to empanel with SEBI as Commodities Derivatives Trainers (CoTs)....

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SEBI discussion paper on Draft Code of Conduct for Index Providers

SEBI - To solicit the comments/ views from market participants on the issue of code of conduct for index providers to enhance greater level of transparency, increased disclosure requirements and to provide broad framework for Index Providers while managing/ maintaining Indices....

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SEBI eases access norms for investment by Foreign Portfolio Investors

Circular No. CIR/IMD/FPIC/26/2018 - (15/02/2018) - SEBI in consultation with stakeholders has decided to make following changes in extant regulatory provisions to ease the access norms for investment by Foreign Portfolio Investors (FPIs)...

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Compensation to Retail Individual Investors (RIIs) in an IPO

SEBI/HO/CFD/DIL2/CIR/P/2018/22 - (15/02/2018) - While the process of Applications Supported By Block Amount (ASBA) has resulted in almost complete elimination of complaints pertaining to refunds, there have been instances where the applicants in an Initial Public Offering have failed to get allotment of specified securities and in the process may...

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Auditors who conducted audit of Mutual Fund for 9 years or more may continue till the end of F.Y. 2018-19: SEBI

SEBI/HO/IMD/DF2/CIR/P/2018/19 - (07/02/2018) - Auditors who have conducted audit of the Mutual Fund for 9 years or more, in terms of clause B (2) (iii) (b) of the aforesaid circular, may continue till the end of F.Y. 2018-19....

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AMCs to prominently disclose TER of all scheme on daily basis: SEBI

SEBI/HO/IMD/DF2/CIR/P/2018/18 - (05/02/2018) - t is observed that there are frequent changes carried out in Total Expense Ratio (TER) and such changes are not prominently disclosed to investors. In order to bring uniformity in disclosure of actual TER charged to mutual fund schemes and to enable the investor to take informed decision, the follow...

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SEBI: Review of additional expenses of up to 0.30% towards inflows from beyond top 15 cities (B15)

Circular No. SEBI/HO/IMD/DF2/CIR/P/2018/16 - (02/02/2018) - Presently, in terms of para A(1) of SEBI circular CIR/IMD/DF/21/2012 dated September 13, 2012, additional TER can be charged up to 30 basis points on daily net assets of the scheme as per regulation 52 of SEBI (Mutual Funds) Regulations, 1996...

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Recent Posts in "SEBI notifications"

SEBI eases access norms for investment by Foreign Portfolio Investors

Circular No. CIR/IMD/FPIC/26/2018 (15/02/2018)

SEBI in consultation with stakeholders has decided to make following changes in extant regulatory provisions to ease the access norms for investment by Foreign Portfolio Investors (FPIs)...

Read More

Compensation to Retail Individual Investors (RIIs) in an IPO

SEBI/HO/CFD/DIL2/CIR/P/2018/22 (15/02/2018)

While the process of Applications Supported By Block Amount (ASBA) has resulted in almost complete elimination of complaints pertaining to refunds, there have been instances where the applicants in an Initial Public Offering have failed to get allotment of specified securities and in the process may have suffered an opportunity loss due t...

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Auditors who conducted audit of Mutual Fund for 9 years or more may continue till the end of F.Y. 2018-19: SEBI

SEBI/HO/IMD/DF2/CIR/P/2018/19 (07/02/2018)

Auditors who have conducted audit of the Mutual Fund for 9 years or more, in terms of clause B (2) (iii) (b) of the aforesaid circular, may continue till the end of F.Y. 2018-19....

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AMCs to prominently disclose TER of all scheme on daily basis: SEBI

SEBI/HO/IMD/DF2/CIR/P/2018/18 (05/02/2018)

t is observed that there are frequent changes carried out in Total Expense Ratio (TER) and such changes are not prominently disclosed to investors. In order to bring uniformity in disclosure of actual TER charged to mutual fund schemes and to enable the investor to take informed decision, the following has been decided:...

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SEBI: Review of additional expenses of up to 0.30% towards inflows from beyond top 15 cities (B15)

Circular No. SEBI/HO/IMD/DF2/CIR/P/2018/16 (02/02/2018)

Presently, in terms of para A(1) of SEBI circular CIR/IMD/DF/21/2012 dated September 13, 2012, additional TER can be charged up to 30 basis points on daily net assets of the scheme as per regulation 52 of SEBI (Mutual Funds) Regulations, 1996...

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Charging of additional expenses of up to 0.20% in terms of Regulation 52 (6A) (c) of SEBI (Mutual Funds) Regulations, 1996

SEBI/HO/IMD/DF2/CIR/P/2018/15 (02/02/2018)

Regulation 52 (6A) (c) of SEBI (Mutual Funds) Regulations, 1996, allows an AMC to charge additional expenses, incurred towards different heads mentioned under Regulation 52 (2) and Regulation 52 (4), not exceeding 0.20 per cent of daily net assets of the scheme....

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SEBI Online Registration Mechanism and Filing System for Depositories

SEBI/HO/MRD/DSA/CIR/P/2018/13 (29/01/2018)

In order to ease the process of application for recognition / renewal, reporting and other filings in terms of Securities and Exchange Board of India(Depositories and Participants) Regulations, 1996 and other circulars issued from time to time, SEBI has introduced a digital platform for online filings related to Depositories....

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Online Registration Mechanism and Filing System for Stock Exchanges

SEBI/HO/MRD/DSA/CIR/P/2018/14 (29/01/2018)

In order to ease the process of application for recognition / renewal, reporting and other filings in terms of the Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2012 and other circulars issued from time to time, SEBI has introduced a digital platform for online filings related to Stock Exchange...

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SEBI on Role of Independent Oversight Committee for Product Design

Circular No. SEBI/HO/CDMRD/DMP/CIR/P/2018/12 (22/01/2018)

It is observed that the commodity derivatives exchanges have been adopting varied approach in complying with the above requirement both in the constitution and the functioning of such oversight committees....

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SEBI Alternative Investment Policy Advisory Committee submits 3rd Report

To solicit the comments/views from public on suggestions pertaining to the third report submitted by Alternative Investment Policy Advisory Committee....

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