SEBI - The real estate and infrastructure sectors are the backbone of any successful economy. In order to provide impetus to these sectors, the government introduced the concept of REITs and InvITs in India. REITs and InvITs have been creating quite a buzz in recent times, especially because of the first ever listing of REIT in India. In this ba...
Read MoreSEBI - Securities and Exchange Board of India vide circular dated November 26, 2018, introduced the new borrowing framework for the large entities in order to bring into the effect announcement made under the Union Budget for 2018-19. The Union Budget for 2018-19 which inter alia include the following announcement “SEBI will also consider mand...
Read MoreSEBI - Regulation 24A of SEBI (LODR), Regulations, 2015 & SEBI Circular dated Feb. 8, 2019 1. The Annual Secretarial Compliance Report is applicable to all Listed Entities. 2. Listed entity means an entity which has listed, on a recognized stock exchange(s), the designated securities issued by it or designated securities issued under schemes...
Read MoreSEBI - The Ministry of Corporate Affairs vide notification dated.10.09.2018 had introduced a new set of compliance regime for Unlisted Public Companies under Companies (Prospectus and Allotment of Securities) Third Amendment Rules, 2018 by inserting a new sub rule 9A after the existing Rule . Benefits entailed 1. Transparency 2. Protection o...
Read MoreSEBI - SEBI has come up with revised version along with relax norms for listing of new-age venture start-ups operating in e-commerce, data analytics, bio-technology and nano-technology sectors to raise funds and get their shares traded on stock exchanges. The name of platform is changed from 'Institutional Trading Platform' to 'Innovators Growth...
Read MoreSEBI - There have been a significant number of instances of abrupt resignation of Statutory Auditors from listed entities in recent times. In most of the cases, the statutory auditors have suddenly resigned without completing their assignments for the year, generally citing ‘pre-occupation’ as the reason for resignation....
Read MoreSEBI - Participants in the capital market in India have been early adopters of technology. SEBI believes that encouraging adoption and usage of financial technology (‘FinTech’) would have a profound impact on the development of securities market. FinTech can act as an instrument to further develop and maintain an efficient, fair and transpar...
Read MoreSEBI - The objective of this discussion paper is to seek comments / views from the public on suggestions relating to review of conditions for buy-back of securities....
Read MoreSEBI - SEBI Consultation Paper on Innovators Growth Platform (IGP)- Norms for Companies listed on IGP to trade under regular category of mainboard of Recognized Stock Exchanges...
Read MoreSEBI - The distributors of MF products and Investment Advisers (IAs) are becoming important players in the market and growing in numbers. There are approx. 1.24 Lakh distributors of MF products as on February 28, 2019 and 1,136 IAs registered with SEBI as on March 19, 2019. ...
Read MorePR No.: 17/2019 - (22/07/2019) - Consequent to amendment to the PIT Regulations after approval of the report submitted by Committee on Fair Market Conduct, various clarifications have been sought by Market Participants on the amendments. Hence, the Guidance Note has been revised on July 5, 2019 to provide clarity on (i) Requirement...
Read MoreSEBIMO/ISD/ISD/CIR/P/2019/82 - (19/07/2019) - With an objective to standardize the process relating to dealing with such violations of the Code of Conduct, all listed companies, intermediaries and fiduciaries shall: a. Report such violations by the designated persons and immediate relatives of designated persons in the standardized format t...
Read MoreCircular No. CIR/CFD/CMD1/80/2019 - (19/07/2019) - Revised Procedure and formats for limited review / audit report of the listed entity and those entities whose accounts are to be consolidated with the listed entity Securities and Exchange Board of India CIRCULAR CIR/CFD/CMD1/ 80 /2019 July 19 , 2019 To All listed entities (whose equity shares and c...
Read MoreCircular No. CIR/CFD/CMD1/79/2019 - (17/07/2019) - Vide Circular No. SEBI/CIR/CFD/CMD/80/2017 dated July 18, 2017, it was specified that banks which have listed specified securities shall disclose to the stock exchanges, divergences in the asset classification and provisioning wherever the additional provisioning requirements assessed by RBI/ the ad...
Read MoreCircular No. SEBI/HO/CFD/CMD1/CIR/P/2019/78 - (16/07/2019) - SEBI amends formats for Compliance Report on Corporate Governance as per Annexure I, II and III to this circular are being prescribed:- Annex – I – on quarterly basis; Annex – II – at the end of a financial year (for the whole of financial year); Annex – III – w...
Read MorePR No.: 17/2019 - (22/07/2019) -
SEBIMO/ISD/ISD/CIR/P/2019/82 - (19/07/2019) -
Circular No. CIR/CFD/CMD1/80/2019 - (19/07/2019) -
Circular No. CIR/CFD/CMD1/79/2019 - (17/07/2019) -
Circular No. SEBI/HO/CFD/CMD1/CIR/P/2019/78 - (16/07/2019) -
SEBI/HO/CFD/DIL2/CIR/P/2019/76 - (28/06/2019) -
Press Relases No. 16/2019 - (27/06/2019) -
Notification No. SEBI/LAD-NRO/GN/2019/22 - (27/06/2019) -
Circular No. CIR/HO/MIRSD/DOP/CIR/P/2019/75 - (20/06/2019) -