SEBI notifications

Relaxation under different statues during pandemic of COVID-19

SEBI - We all are aware (or may be some of us are already fed up) with the news of CoVID-19 which is pandemic and led to thousands death tolls around world with Italy the most affected country. Likewise CoVID-19 has reached in India through residents who have visited and/or returned from affected countries. In India, the […]...

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Procedure for obtaining DEMAT connectivity from Depositories

SEBI - -Every unlisted public Company shall issue securities only in dematerialized form and facilitate dematerialization of all its existing securities. [Rule 9A(1) of the companies (Prospectus and Allotment of Securities) Rules, 2014]. -A Private Company can also obtain DEMAT connectivity for the purpose of dematerialization of shares, with on...

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SEBI Sop Gives Meaningful Rights To Promoters

SEBI - SEBI issued circular on 22nd January, 2020 and revised the existing Standard Operating Procedure (SoP) to incorporate the amendments to Listing Regulations and streamline the SoP for dealing with non-compliance. Further, the circular says that listed entities are required to inform their promoters about this circular. Read- SEBI SOP for s...

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Digest on Consultation Paper on RIA Regulation by SEBI

SEBI - HIGHLIGHTS OF SEBI’S CONSULTATION PAPERS ON RIA REGULATION IA Regulations were notified on January 21, 2013. The object of the IA Regulations, was to lay the framework for independent financial advisers. SEBI had issued a consultation paper on October 07, 2016 seeking public comments on the clarifications/amendments to IA Regulations. A...

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Streamlining the Process of Right Issue SEBI Circular 22.01.2020

SEBI - Amendments in the Process of Right Issue in case of Listed Companies SEBI Circular: Dated 22.01.2020 Purpose: To Streamlining the process of Right Issue Amendments in Following Regulations: – (a) SEBI (ICDR) Regulations, 2018 & (b) SEBI (LODR) Regulations 2015 Followings changes are made in the Right Issue Process in case of Lis...

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Consultation paper on Review of Regulatory Framework for Corporate bonds & Debenture Trustees

SEBI - The objective of the consultation paper is to seek comments/views from the public on the proposals that are expected to strengthen the regulatory framework for Corporate bonds, secure the interest of the debenture holders, enhance the role of the Debenture Trustees (DTs) and empower them to effectively discharge their responsibilities tow...

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Discussion paper on proposed changes to SEBI Takeover Regulations

SEBI - The objective of this discussion paper is to seek comments / views from the public on the proposed amendments in Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011...

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ICSI Guidance Note on Prevention of Insider Trading

SEBI - The act of Insider Trading does not only shake the capital markets, but also impacts the genuine Investors and the country’s economic growth. Various committees constituted by the Government have recommended measures to prohibit the practice of insider trading and the need to regulate the same. To deal with market abuse related to “in...

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Discussion Paper on ‘Usage of pool accounts in Mutual Fund Transactions’

SEBI - i. Pooling of funds/units by Stock Brokers, MFDs, IAs and other platforms may be discontinued for Mutual Fund Transactions. For implementation of the same, following may be ensured:...

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Thoughts and perspectives on Mutual Fund industry of SEBI Chairman

SEBI - As a capital market regulator, one of our objectives is to promote the growth of the securities market through greater investor participation. Mutual Funds are one of the most important institutions through which money collected from various investors, especially retail investors are channelized into the capital market....

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SEBI (Foreign Portfolio Investors) (Amendment) Regulations, 2020

Notification No. SEBI/LAD-NRO/GN/2020/09 - (07/04/2020) - (1) These regulations may be called the Securities and Exchange Board of India (Foreign Portfolio Investors) (Amendment) Regulations, 2020. (2) They shall come into force on the date of their publication in the Official Gazette....

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SEBI relaxes compliance pertaining to AIFs & VCFs

Notification No. SEBI/H0/1MD/DF1/CIR/P/2020/58 - (30/03/2020) - SEBI extends the due date for regulatory filings for AIFs and VCFs for the periods ending March 31, 2020 and April 30, 2020 by two months, over and above the timelines prescribed under SEBI (Alternative Investment Funds) Regulations, 2012 and circulars issued thereunder. Securities and Exchange Boar...

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SEBI relaxes compliance requirements related to Portfolio Managers

Circular No. SEBI/H0/IMD/DFI/CIR/P/2020/57 - (30/03/2020) - In light of the recent market events due to CoVID-19 pandemic, SEBI relaxes the timeline for compliance with certain requirements for Portfolio Managers....

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Processing of documents pertaining to FPIs relaxed due to COVID-19

Circular No. SEBI/HO/FPI&C/CIR/P/2020/056 - (30/03/2020) - SEBI has decided to grant the following relaxations in a situation where FPIs are not in a position to send original and/or certified documents as specified in Operational guidelines for Foreign Portfolio Investors (FPIs) & Designated Depository Participants (DDPs) issued under Securities and Exchan...

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Implementation date of Stewardship Code for all MFs & AIFs extended

Circular No. SEBI/HO/CFD/CMD1/CIR/P/2020/55 - (30/03/2020) - Extension of deadline for implementation of the circular on Stewardship Code for all Mutual Funds and all categories of AIFs due to the CoVID– 19 pandemic- It has now been decided to extend the implementation of the circular on Stewardship Code to July 1, 2020. Securities and Exchange Board of Ind...

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Recent Posts in "SEBI notifications"

SEBI (Foreign Portfolio Investors) (Amendment) Regulations, 2020

Notification No. SEBI/LAD-NRO/GN/2020/09 (07/04/2020)

(1) These regulations may be called the Securities and Exchange Board of India (Foreign Portfolio Investors) (Amendment) Regulations, 2020. (2) They shall come into force on the date of their publication in the Official Gazette....

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SEBI relaxes compliance pertaining to AIFs & VCFs

Notification No. SEBI/H0/1MD/DF1/CIR/P/2020/58 (30/03/2020)

SEBI extends the due date for regulatory filings for AIFs and VCFs for the periods ending March 31, 2020 and April 30, 2020 by two months, over and above the timelines prescribed under SEBI (Alternative Investment Funds) Regulations, 2012 and circulars issued thereunder. Securities and Exchange Board of India SEBI/H0/1MD/DF1/CIR/P/2020/58...

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SEBI relaxes compliance requirements related to Portfolio Managers

Circular No. SEBI/H0/IMD/DFI/CIR/P/2020/57 (30/03/2020)

In light of the recent market events due to CoVID-19 pandemic, SEBI relaxes the timeline for compliance with certain requirements for Portfolio Managers....

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Processing of documents pertaining to FPIs relaxed due to COVID-19

Circular No. SEBI/HO/FPI&C/CIR/P/2020/056 (30/03/2020)

SEBI has decided to grant the following relaxations in a situation where FPIs are not in a position to send original and/or certified documents as specified in Operational guidelines for Foreign Portfolio Investors (FPIs) & Designated Depository Participants (DDPs) issued under Securities and Exchange Board of India (FPI) Regulations, 201...

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Implementation date of Stewardship Code for all MFs & AIFs extended

Circular No. SEBI/HO/CFD/CMD1/CIR/P/2020/55 (30/03/2020)

Extension of deadline for implementation of the circular on Stewardship Code for all Mutual Funds and all categories of AIFs due to the CoVID– 19 pandemic- It has now been decided to extend the implementation of the circular on Stewardship Code to July 1, 2020. Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD1/CIR/P/2020/...

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SEBI relaxes compliance related to Credit Rating Agencies Regulations

Circular No. SEBI/HO/MIRSD/CRADT/CIR/P/2020/53 (30/03/2020)

Relaxation from compliance with certain provisions of the circulars issued under SEBI (Credit Rating Agencies) Regulations, 1999 due to the COVID-19 pandemic and moratorium permitted by RBI. Securities and Exchange Board of India SEBI/HO/MIRSD/CRADT/CIR/P/2020/53 March 30, 2020 To, All Credit Rating Agencies (CRAs) registered with SEBI De...

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Continuation of Phase II of UPI with ASBA due to Covid-19

Circular No. SEBI/HO/CFD/DIL2/CIR/P/2020/50 (30/03/2020)

Continuation of Phase II of Unified Payments Interface with Application  Supported by Block Amount due to Covid-19 virus pandemic- It has been decided to continue with the current Phase II of the UPI ASBA till further notice. Securities and Exchange Board of India SEBI/HO/CFD/DIL2/CIR/P/2020/50 March 30, 2020 To Recognized Stock Exchange...

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Relaxation under different statues during pandemic of COVID-19

We all are aware (or may be some of us are already fed up) with the news of CoVID-19 which is pandemic and led to thousands death tolls around world with Italy the most affected country. Likewise CoVID-19 has reached in India through residents who have visited and/or returned from affected countries. In India, the […]...

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Posted Under: SEBI |

SEBI Relaxation w.r.t. SAST Regulation 2011, Due to COVID-19

Circular No. SEBI/HO/CFD/DCR1/CIR/P/2020/49 (27/03/2020)

SEBI vide notification / Circular No. SEBI/HO/CFD/DCR1/CIR/P/2020/49 dated 27th March 2020, has provide Relaxation from compliance with certain provisions of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 due to the COVID-19 pandemic. Applicability : with immediate effect.  Relaxations: 1. The disclosure fil...

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SEBI further Relaxes LODR Regulations, 2015

Notification No. SEBI/HO/CFD/CMD1/CIR/P/2020/48 (26/03/2020)

Further relaxations from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (LODR) and the SEBI circular dated January 22, 2020 relating to Standard Operating Procedure due to the CoVID -19 virus pandemic...

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