SEBI notifications

FAQs on the SEBI Settlement Scheme, 2020

SEBI - Frequently Asked Questions (FAQs) on the SEBI Settlement Scheme, 2020 One-time opportunity for settlement to the entities that have executed reversal trades in the stock options segment of BSE during the period from April 1, 2014 to September 30, 2015 against whom any proceedings are pending. Scheme issued by the Securities Exchange Board...

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27 Relief Measure taken by SEBI & MCA during Covid-19

SEBI - As we all know that COVID 19 is an unprecedented crisis and challenge which is currently being faced by the whole World. Amidst the spread of the pandemic and the imposition of lockdowns, there are various challenges before all the stakeholders in the corporate world. Regulators in many countries are revising the filing deadlines, changin...

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SEBI New Guidelines For Local Proxy Advisors

SEBI - The Securities and Exchange Board of India notified on 3rd Aug 2020 that it shall be compulsory for the proxy advisors to share their report with its clients and the company at the same time. This is the first time the regulator has come out with guidelines for local proxy advisors after framing regulations in 2014. This notification ...

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Analysis of SEBI’s Settlement Scheme 2020

SEBI - Under SEBI’s Settlement Scheme 2020, the entities who have executed trade reversals on the stock options segment of BSE during the period from April 1, 2014 to September 30, 2015 against whom any proceedings are pending are eligible to avail the one time settlement opportunity....

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New SEBI Regulatory Norms for Brokers in India

SEBI - 1. Definition of a Stock Broker as per SEBI norms: By general definition, a stockbroker is an intermediary having the authority to trade in stocks and securities them on a stock exchange on the behalf of investors. As it is difficult for the investor to directly trade in the stock exchange, he takes the assistance […]...

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Extend due date for filing under Regulation 24A of LODR Regulations

SEBI - Company Secretaries in Practice are also facing same difficulties in the issuance of the Annual Secretarial Compliance Report as been faced by the Auditors due to continuing lockdown in the Country particularly in the State of Tamilnadu, location of the listed companies, its subsidiaries and associates in containment zones and other opera...

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Report on Measures for Strengthening Enforcement Mechanism of SEBI & Incidental Issues

SEBI - HIGH LEVEL COMMITTEE UNDER THE CHAIRMANSHIP OF JUSTICE ANIL R. DAVE, RETIRED JUDGE, SUPREME COURT OF INDIA A REPORT ON THE MEASURES FOR STRENGTHENING THE ENFORCEMENT MECHANISM OF THE BOARD AND INCIDENTAL ISSUES PREFACE The Securities and Exchange Board of India was set-up with the following mandates, – (i) to protect the interest of...

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SEBI invites comment on Report on Measures for Strengthening Enforcement Mechanism

SEBI - Securities and Exchange Board of India Notice inviting comments on the recommendation made by High Level Committee under the Chairmanship of Justice A. R. Dave, Retired Judge, Supreme Court of India, on the Measures for Strengthening the Enforcement Mechanism of the Board and Incidental Issues. Dated the 16th June, 2020 1. The High Level...

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Pricing of Preferential Issues and exemption from open offer for acquisitions in Companies having Stressed Assets

SEBI - The objective of this discussion paper on ‘Pricing of Preferential Issues and exemption from open offer for acquisitions in Companies having Stressed Assets’ is to seek comments / views from all stakeholders including listed companies, market intermediaries and public on pricing of Preferential Issues and exemption from making an open...

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Consultation paper on Review of Regulatory Framework for Corporate bonds & Debenture Trustees

SEBI - The objective of the consultation paper is to seek comments/views from the public on the proposals that are expected to strengthen the regulatory framework for Corporate bonds, secure the interest of the debenture holders, enhance the role of the Debenture Trustees (DTs) and empower them to effectively discharge their responsibilities tow...

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7 Important decision in SEBI Board Meeting held on 29.09.2020

Press Release No. 52/2020-SEBI - (29/09/2020) - SEBI Board, inter-alia, took the following decisions: I. Amendments to SEBI (Debenture Trustee) Regulations, 1993, SEBI (Issue and Listing of Debt Securities) Regulations, 2008 and SEBI (Listing Obligations and Disclosure Requirements), 2015...

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Relaxation related to Validity of SEBI Observations & Revision in issue size

SEBI/HO/CFD/DIL1/CIR/P/2020/188 - (29/09/2020) - SEBI vide circular no. SEBI/HO/CFD/DIL1/CIR/P/2020/66 dated April 21, 2020 had given certain relaxations with respect to validity of SEBI Observations and filing of fresh offer document in case of increase or decrease of issue size beyond a particular threshold....

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SEBI on Recovery of assets of defaulter member & debit Balance in clients Accounts

Circulars No. SEBI/HO/MIRSD/DPIEA/CIR/P/2020/186 - (28/09/2020) - Recovery of assets of defaulter member and recovery of funds from debit balance clients of defaulter member for meeting the obligations of clients / Stock Exchange / Clearing Corporation...

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SEBI amends guidelines for preferential issue & institutional placement of units by a listed REIT

Circular No. SEBI/HO/DDHS/DDHS/CIR/P/2020/184 - (28/09/2020) - EBI has granted certain relaxations for raising of equity capital. On similar lines the extant guidelines for preferential issue and institutional placement of units by listed REITs stand modified as set out in the Annexure to this circular....

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SEBI amends guidelines for preferential issue & institutional placement of units by a listed InvIT

Circular No. SEBI/HO/DDHS/DDHS/CIR/P/2020/183 - (28/09/2020) - SEBI has granted certain relaxations for raising of equity capital. On similar lines the extant guidelines for preferential issue and institutional placement of units by listed InvITs stand modified as set out in the Annexure to this circular....

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Recent Posts in "SEBI notifications"

7 Important decision in SEBI Board Meeting held on 29.09.2020

Press Release No. 52/2020-SEBI (29/09/2020)

SEBI Board, inter-alia, took the following decisions: I. Amendments to SEBI (Debenture Trustee) Regulations, 1993, SEBI (Issue and Listing of Debt Securities) Regulations, 2008 and SEBI (Listing Obligations and Disclosure Requirements), 2015...

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Relaxation related to Validity of SEBI Observations & Revision in issue size

SEBI/HO/CFD/DIL1/CIR/P/2020/188 (29/09/2020)

SEBI vide circular no. SEBI/HO/CFD/DIL1/CIR/P/2020/66 dated April 21, 2020 had given certain relaxations with respect to validity of SEBI Observations and filing of fresh offer document in case of increase or decrease of issue size beyond a particular threshold....

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SEBI on Recovery of assets of defaulter member & debit Balance in clients Accounts

Circulars No. SEBI/HO/MIRSD/DPIEA/CIR/P/2020/186 (28/09/2020)

Recovery of assets of defaulter member and recovery of funds from debit balance clients of defaulter member for meeting the obligations of clients / Stock Exchange / Clearing Corporation...

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SEBI amends guidelines for preferential issue & institutional placement of units by a listed REIT

Circular No. SEBI/HO/DDHS/DDHS/CIR/P/2020/184 (28/09/2020)

EBI has granted certain relaxations for raising of equity capital. On similar lines the extant guidelines for preferential issue and institutional placement of units by listed REITs stand modified as set out in the Annexure to this circular....

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SEBI amends guidelines for preferential issue & institutional placement of units by a listed InvIT

Circular No. SEBI/HO/DDHS/DDHS/CIR/P/2020/183 (28/09/2020)

SEBI has granted certain relaxations for raising of equity capital. On similar lines the extant guidelines for preferential issue and institutional placement of units by listed InvITs stand modified as set out in the Annexure to this circular....

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SEBI constitutes Technical group on Social Stock Exchange

Press Releases No. 50/2020 (21/09/2020)

The Working Group (WG) on Social Stock Exchange (SSE), chaired by Shri Ishaat Hussain submitted its report1 on June 01, 2020. The WG has outlined its vision and made high level recommendations which include participation of Non-profit organizations (NPOs) and For-profit enterprises (FPEs) on SSE subject to committing to minimum reporting ...

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Rationalization of Eligibility criteria & Disclosure requirements for Rights Issues

Press Release No. 51/2020-SEBI (23/09/2020)

Securities and Exchange Board of India Press Release No. 51/2020 Rationalization of Eligibility criteria and Disclosure requirements for Rights Issues SEBI has decided to amend SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 to rationalise eligibility criteria and disclosure requirements for Rights Issues’ with an ...

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Procedure of capturing PAN of promoters from listed companies- Reg.

SEBI/CIR/CFD/DCR1/CIR/P/2020/181 (23/09/2020)

It has been decided to use the procedure of capturing the PAN of the promoters from listed companies as mentioned in para 2,3 & 4 of the Annexure A of the circular dated September 09, 2020 for SAST disclosures too....

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SEBI guidelines on resources for Mutual Fund Trustees applicable from 01.01.2021

SEBI/HO/IMD/DF4/CIR/P/2020/178 (23/09/2020)

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF4/CIR/P/2020/178 September 23, 2020 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir/ Madam, Sub: Resources for Trustees of Mutual Funds 1. SEBI, vide circular no. SE...

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SEBI Guidelines for Investment Advisers

SEBI/HO/IMD/DF1/CIR/P/2020/182 (23/09/2020)

Securities an Exchange Board of India CIRCULAR SEBI/HO/I M D/DF1/CIR/P/2020/182 September 23, 2020 All SEBI Registered Investment Advisers Sir/Madam, Subject: Guidelines for Investment Advisers 1. Securities and Exchange Board of India (SEBI), after considering the inputs from public consultation, reviewed the framework for regulation of ...

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