SEBI notifications

Checklist on Right Issue of Shares to existing shareholders

SEBI - Finalize the draft letter of offer for issuing equity shares through right issue. No specific format of Letter of offer is prescribed. However letter of offer shall contain offer price, face value of shares, Mode & terms of payment and right to renounce....

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Sebi allows FPIs to invest in REITs, InvIts, AIFs & Corporate Bonds

SEBI - FPIs shall be permitted to acquire NCDs/bonds, which are under default, either fully or partly, in the repayment of principal on maturity or principal installment in the case of an amortising bond. FPIs shall be guided by RBI’s definition of an amortising bond in this regard....

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Debenture Trustees – Frequently Asked Questions (FAQs)

SEBI - A debenture is an instrument of debt executed by the company acknowledging its obligation to repay the sum at a specified rate and also carrying an interest. It is one of the methods of raising the loan capital of the company. A debenture is thus like a certificate of loan or a loan bond evidencing the fact that the company is liable to p...

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Listed Companies to Submit Revised Corporate Governance Report

SEBI - The Bombay Stock Exchange has started issuing Notices to the Listed Companies who submitted Corporate Governance Report for the Quarter ended December, 2014 in old format. Submission of Report in old format considered as non compliance. ...

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FAQs on applicability of SEBI (Research Analysts) Regulations, 2014

SEBI - Frequently Asked Questions (FAQs) on the applicability of SEBI (Research Analysts) Regulations, 2014 SEBI (Research Analysts) Regulations, 2014 (“RA Regulations”) were notified on September 01, 2014 and came into effect from December 01, 2014. The RA Regulations are available on the SEBI website. In order to address the queries of var...

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Important measures by SEBI pertaining to Corporates

SEBI - SEBI, inter alia, enhanced the focus on independent directors, prescribed separation of posts of CEO/ MD and Chairperson; enhanced role of the Audit Committee, Nomination and Remuneration Committee and Risk Management Committee; strengthened approval and disclosure of related party transactions...

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Interim Report of working group on KYC Requirements for FPIs

SEBI - SEBI requested the working group that pending detailed examination of the issues referred to the working group, an interim report containing recommendations on the issues arising out of the SEBI circular dated April 10, 2018 on KYC requirements for FPIs be submitted....

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Discussion Paper on Delisting of Equity Shares – Review of “Reverse Book Building Process”

SEBI - urrently, in voluntary delisting an issuer/promoter has to first take the approval of shareholders of that class, then an in-principal approval of the stock exchange followed by RBB Process to discover the price. The promoter may choose to pay a price equal to or more than the discovered price to the shareholders who had tendered their sh...

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Paper on Revision of Provisions Pertaining to Re-Classification of Shareholders

SEBI - Regulation 31A of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (SEBI LODR Regulations) provides for conditions with respect to re-classification of shareholders of listed entities. ...

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Framework for Enhanced Market Borrowings by large Corporates

SEBI - 1.1. Government of India in the Union Budget of 2018-19, made the following announcement: “SEBI will also consider mandating, beginning with large Corporates, to meet about one-fourth of their financing needs from the debt market.” 1.2. A series of steps have been taken, over time, by Government in consultation with Regulators, ...

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Amendment to SEBI (Credit Rating Agencies) Regulations, 1999 & Circular

Circular No. SEBI/HO/MIRSD/DOS3/CIR/P/2018/130 - (19/09/2018) - Cases of requests by an issuer for review of the rating(s) provided to its instrument(s) shall be reviewed by a rating committee of the CRA that shall consist of majority of members that are different from those in the Rating Committee of the CRA that assigned the earlier rating, and at least one-th...

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SEBI (Credit Rating Agencies) (Second Amendment) Regulations, 2018

Notification No. SEBI/LAD-NRO/GN/2018/36 - (11/09/2018) - In exercise of the powers conferred by section 30 read with section 11 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following Regulations to further amend the Securities and Exchange Board of India (Credit Rating Agencies) Regulations, 1999, namely...

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SEBI (Substantial Acquisition of Shares and Takeovers) (Second Amendment) Regulations, 2018

Notification No. SEBI/LAD-NRO/GN/2018/33 - (11/09/2018) - SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 11th of September, 2018  SECURITIES AND EXCHANGE BOARD OF INDIA (SUBSTANTIAL ACQUISITION OF SHARES AND TAKEOVERS) (SECOND AMENDMENT) REGULATIONS, 2018 No. SEBI/LAD-NRO/GN/2018/33. ─ In exercise of the powers conferred under section 3...

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SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018

Notification No. SEBI/LAD-NRO/GN/2018/31 - (11/09/2018) - SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 11th September, 2018 SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2018 No. SEBI/LAD-NRO/GN/2018/31. – In exercise of the powers conferred by section 30 of the Securities and E...

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SEBI (Listing Obligations and Disclosure Requirements) (Fifth Amendment) Regulations, 2018

Notification No. SEBI/LAD-NRO/GN/2018/30 - (06/09/2018) - In exercise of the powers conferred by section 11, sub-section (2) of section 11A and section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992) read with section 31 of the Securities Contracts (Regulation) Act, 1956 (42 of 1956), the Board hereby makes the following regulations...

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Recent Posts in "SEBI notifications"

Amendment to SEBI (Credit Rating Agencies) Regulations, 1999 & Circular

Circular No. SEBI/HO/MIRSD/DOS3/CIR/P/2018/130 (19/09/2018)

Cases of requests by an issuer for review of the rating(s) provided to its instrument(s) shall be reviewed by a rating committee of the CRA that shall consist of majority of members that are different from those in the Rating Committee of the CRA that assigned the earlier rating, and at least one-third of members are independent....

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SEBI (Credit Rating Agencies) (Second Amendment) Regulations, 2018

Notification No. SEBI/LAD-NRO/GN/2018/36 (11/09/2018)

In exercise of the powers conferred by section 30 read with section 11 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following Regulations to further amend the Securities and Exchange Board of India (Credit Rating Agencies) Regulations, 1999, namely:-...

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SEBI (Substantial Acquisition of Shares and Takeovers) (Second Amendment) Regulations, 2018

Notification No. SEBI/LAD-NRO/GN/2018/33 (11/09/2018)

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 11th of September, 2018  SECURITIES AND EXCHANGE BOARD OF INDIA (SUBSTANTIAL ACQUISITION OF SHARES AND TAKEOVERS) (SECOND AMENDMENT) REGULATIONS, 2018 No. SEBI/LAD-NRO/GN/2018/33. ─ In exercise of the powers conferred under section 30 of the Securities and Exchange Board o...

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SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018

Notification No. SEBI/LAD-NRO/GN/2018/31 (11/09/2018)

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 11th September, 2018 SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2018 No. SEBI/LAD-NRO/GN/2018/31. – In exercise of the powers conferred by section 30 of the Securities and Exchange Board of India Act, 1992 (15 of ...

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SEBI (Listing Obligations and Disclosure Requirements) (Fifth Amendment) Regulations, 2018

Notification No. SEBI/LAD-NRO/GN/2018/30 (06/09/2018)

In exercise of the powers conferred by section 11, sub-section (2) of section 11A and section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992) read with section 31 of the Securities Contracts (Regulation) Act, 1956 (42 of 1956), the Board hereby makes the following regulations to further amend the Securities and Exc...

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Amendment to SEBI (Credit Rating Agencies) Regulations, 1999

Circular No. SEBI/HO/MIRSD/DOS3/CIR/P/201 8/130 (19/09/2018)

Amendment to SEBI (Credit Rating Agencies) Regulations, 1999 and modification to SEBI Circular dated May 30, 2018. A. Securities and Exchange Board of India (Credit Rating Agencies) (Second Amendment) Regulations, 2018...

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SEBI (Buy-Back of Securities) Regulations, 2018

Notification No. SEBI/LAD-NRO/GN/2018/32 (11/09/2018)

SEBI has notified Securities Exchange Board of India (Buy-Back of Securities) Regulations, 2018. These regulations shall be applicable to buy -back of shares or other specified securities of a company in accordance with the applicable provisions of the Companies Act, 2013. THE GAZETTE OF INDIA EXTRAORDINARY PART –III – SECTION 4 PUBL...

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Important measures by SEBI pertaining to Corporates

SEBI, inter alia, enhanced the focus on independent directors, prescribed separation of posts of CEO/ MD and Chairperson; enhanced role of the Audit Committee, Nomination and Remuneration Committee and Risk Management Committee; strengthened approval and disclosure of related party transactions...

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Interim Report of working group on KYC Requirements for FPIs

SEBI requested the working group that pending detailed examination of the issues referred to the working group, an interim report containing recommendations on the issues arising out of the SEBI circular dated April 10, 2018 on KYC requirements for FPIs be submitted....

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Posted Under: SEBI |

SEBI Master Circular for Commodity Derivatives Market

Master Circular No. CDMRD/DMP/CIR/P/2018/126 (07/09/2018)

This Master Circular is a compilation of the circulars issued by Commodity Derivatives Market Regulation Department (CDMRD) pertaining to domestic commodity derivatives segment , which are issued till the date of this circular....

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