SEBI notifications

Actions As Per Amendment In SEBI (LODR) Regulation 2015 (Part II)

SEBI - Background: SEBI formed a committee on corporate governance in June 2017 under the Chairmanship of Mr. Uday Kotak with a view to enhancing the standards of corporate governance of listed entities in India. The committee comprised of stalwarts from diverse fields viz. the government, industry, professional bodies, stock exchanges, academi...

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Checklist on Right Issue of Shares to existing shareholders

SEBI - Finalize the draft letter of offer for issuing equity shares through right issue. No specific format of Letter of offer is prescribed. However letter of offer shall contain offer price, face value of shares, Mode & terms of payment and right to renounce....

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Sebi allows FPIs to invest in REITs, InvIts, AIFs & Corporate Bonds

SEBI - FPIs shall be permitted to acquire NCDs/bonds, which are under default, either fully or partly, in the repayment of principal on maturity or principal installment in the case of an amortising bond. FPIs shall be guided by RBI’s definition of an amortising bond in this regard....

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Debenture Trustees – Frequently Asked Questions (FAQs)

SEBI - A debenture is an instrument of debt executed by the company acknowledging its obligation to repay the sum at a specified rate and also carrying an interest. It is one of the methods of raising the loan capital of the company. A debenture is thus like a certificate of loan or a loan bond evidencing the fact that the company is liable to p...

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Listed Companies to Submit Revised Corporate Governance Report

SEBI - The Bombay Stock Exchange has started issuing Notices to the Listed Companies who submitted Corporate Governance Report for the Quarter ended December, 2014 in old format. Submission of Report in old format considered as non compliance. ...

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Consultation Paper Review of framework for Institutional Trading Platform

SEBI - The regulatory framework for Institutional Trading Platform was put in place vide amendments to the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 on August 14, 2015, with a view to facilitate listing of new age start-ups in sectors like e-commerce, data analytics, bio-technology and other start-ups....

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Important measures by SEBI pertaining to Corporates

SEBI - SEBI, inter alia, enhanced the focus on independent directors, prescribed separation of posts of CEO/ MD and Chairperson; enhanced role of the Audit Committee, Nomination and Remuneration Committee and Risk Management Committee; strengthened approval and disclosure of related party transactions...

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Interim Report of working group on KYC Requirements for FPIs

SEBI - SEBI requested the working group that pending detailed examination of the issues referred to the working group, an interim report containing recommendations on the issues arising out of the SEBI circular dated April 10, 2018 on KYC requirements for FPIs be submitted....

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Discussion Paper on Delisting of Equity Shares – Review of “Reverse Book Building Process”

SEBI - urrently, in voluntary delisting an issuer/promoter has to first take the approval of shareholders of that class, then an in-principal approval of the stock exchange followed by RBB Process to discover the price. The promoter may choose to pay a price equal to or more than the discovered price to the shareholders who had tendered their sh...

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Paper on Revision of Provisions Pertaining to Re-Classification of Shareholders

SEBI - Regulation 31A of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (SEBI LODR Regulations) provides for conditions with respect to re-classification of shareholders of listed entities. ...

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Disclosures of commodity risks & risk management activities by listed entities

Circular No.: SEBI/HO/CFD/CMD1/CIR/P/2018/0000000141 - (15/11/2018) - Regulation 34(3) read with clause 9(n) of Part C of Schedule V of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 (SEBI LODR Regulations) mandates listed entities to make disclosures regarding commodity price risk and hedging activities in t...

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Guidelines for Enhanced Disclosures by Credit Rating Agencies (CRAs)

Circular No. SEBI/HO/MIRSD/DOS3/CIR/P/2018/140 - (13/11/2018) - SEBI, vide Circular dated November 01, 2016, had prescribed the standard format for press release regarding rating action by CRAs. While CRAs are required to monitor and analyse the relevant factors that affect the creditworthiness of an issuer and discuss the same in the rating notes considered by ...

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SEBI revises Procedure for Transfer of Securities in Physical Mode

Circular No. SEBI/HO/MIRSD/DOS3/CIR/P/2018/139 - (06/11/2018) - It has been brought to the notice of SEBI that RTAs are seeking various documents for effecting transfer of securities and the documents sought vary across RTAs. SEBI has also received representations, highlighting difficulties faced by transferees in providing these documents....

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SEBI Streamlines Process of Public Issue of Equity Shares & convertibles

Circular No. SEBI/HO/CFD/DIL2/CIR/P/2018/138 - (01/11/2018) - From January 01, 2019, the UPI mechanism for retail individual investors through intermediaries will be made effective along with the existing process and existing timeline of T+6 days. The same will continue, for a period of 3 months or floating of 5 main board public issues, whichever is later....

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SEBI Advisory in respect of Foreign Trading Portals

Press Releases No.: 47/2018 - (30/10/2018) - It has come to the notice of SEBI that investors in India are being offered services by various firms through online web portals to trade in a variety of financial products including various types of derivatives, which are apparently traded on overseas platform/exchange. ...

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Recent Posts in "SEBI notifications"

Disclosures of commodity risks & risk management activities by listed entities

Circular No.: SEBI/HO/CFD/CMD1/CIR/P/2018/0000000141 (15/11/2018)

Regulation 34(3) read with clause 9(n) of Part C of Schedule V of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 (SEBI LODR Regulations) mandates listed entities to make disclosures regarding commodity price risk and hedging activities in the Corporate Governance Report section o...

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Guidelines for Enhanced Disclosures by Credit Rating Agencies (CRAs)

Circular No. SEBI/HO/MIRSD/DOS3/CIR/P/2018/140 (13/11/2018)

SEBI, vide Circular dated November 01, 2016, had prescribed the standard format for press release regarding rating action by CRAs. While CRAs are required to monitor and analyse the relevant factors that affect the creditworthiness of an issuer and discuss the same in the rating notes considered by the rating committee for assignment of r...

Read More

SEBI revises Procedure for Transfer of Securities in Physical Mode

Circular No. SEBI/HO/MIRSD/DOS3/CIR/P/2018/139 (06/11/2018)

It has been brought to the notice of SEBI that RTAs are seeking various documents for effecting transfer of securities and the documents sought vary across RTAs. SEBI has also received representations, highlighting difficulties faced by transferees in providing these documents....

Read More

SEBI Streamlines Process of Public Issue of Equity Shares & convertibles

Circular No. SEBI/HO/CFD/DIL2/CIR/P/2018/138 (01/11/2018)

From January 01, 2019, the UPI mechanism for retail individual investors through intermediaries will be made effective along with the existing process and existing timeline of T+6 days. The same will continue, for a period of 3 months or floating of 5 main board public issues, whichever is later....

Read More

SEBI Advisory in respect of Foreign Trading Portals

Press Releases No.: 47/2018 (30/10/2018)

It has come to the notice of SEBI that investors in India are being offered services by various firms through online web portals to trade in a variety of financial products including various types of derivatives, which are apparently traded on overseas platform/exchange. ...

Read More

Consultation Paper Review of framework for Institutional Trading Platform

Review of framework for Institutional Trading Platform

The regulatory framework for Institutional Trading Platform was put in place vide amendments to the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 on August 14, 2015, with a view to facilitate listing of new age start-ups in sectors like e-commerce, data analytics, bio-technology and other start-ups....

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Posted Under: SEBI |

SEBI (Regulatory Fee On Stock Exchanges) (Amendment) Regulations, 2018

Notification No. SEBI/LAD-NRO/GN/2018/45 (23/10/2018)

1. These Regulations may be called the Securities and Exchange Board of India (Regulatory Fee on Stock Exchanges) (Amendment) Regulations, 2018. 2. They shall come into force with effect from April 1, 2018:...

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Total Expense Ratio & Performance Disclosure for Mutual Funds

Notification No. SEBI/HO/IMD/DF2/CIR/P/2018/137 (22/10/2018)

A. Transparency in TER- In order to bring transparency in expenses, reduce portfolio churning and misselling in mutual fund (MF) schemes, the following shall be adhered to:...

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Uniform procedure to obtain samples of goods at Exchange accredited warehouses

Circular No. SEBI/HO/CDMRD/DMP/CIR/P/2018/136 (16/10/2018)

Majority of the agricultural commodities traded on exchange platform requires assaying. The number and size of the samples are determined by the nature of commodity and the requirements of tests to be done in order to meet the exchange specifications. It has come to the notice that varied approaches are being followed by the exchanges in ...

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Eligible Foreign Entities can participate in commodity derivatives market

SEBI/HO/CDMRD/DMP/CIR/P/2018/134 (09/10/2018)

It has been decided to permit foreign entities having actual exposure to Indian commodity markets, to participate in the commodity derivative segment of recognized stock exchanges for hedging their exposure. ...

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