SEBI notifications

Compulsory dematerialisation of Securities for Unlisted Public Limited Companies

SEBI - The Ministry of Corporate Affairs vide notification dated.10.09.2018 had introduced a new set of compliance regime for Unlisted Public Companies under Companies (Prospectus and Allotment of Securities) Third Amendment Rules, 2018 by inserting a new sub rule 9A after the existing Rule . Benefits  entailed 1.  Transparency 2. Protection o...

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Innovators Growth Platform – Good Opportunity for Startup Listing

SEBI - SEBI has come up with revised version along with relax norms for listing of new-age venture start-ups operating in e-commerce, data analytics, bio-technology and nano-technology sectors to raise funds and get their shares traded on stock exchanges. The name of platform is changed from 'Institutional Trading Platform' to 'Innovators Growth...

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Compendium of Company Law, SEBI, RBI, NCLT Changes in Feb 2019

SEBI - Article Contains updates on Notifications/ Circulars issued by MCA, SEBI, RBI, BSE, NSE in February 2019 and on Recent Important NCLT Order. Updates includes updates on The Companies (Significant Beneficial Owners) Amendment Rules, 2019 – 8 February 2019, The Companies (Prospectus and Allotment of Securities) Second Amendment Rules, 201...

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Sensitization: The key to implementation of PIT Regulations

SEBI - CS Ambika Mehrotra Background of the Regulations The strong and decisive steps taken by the Securities and Exchange Board of India with respect to the Prohibition of Insider Trading Regulations have been quite a matter of concern for last couple of months. The modifications in the existing SEBI (Prohibition of Insider Trading) Regulation...

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SEBI comes with format of Annual Secretarial Compliance Report  

SEBI - SEBI circular dated February 8, 2019 brought in concept of annual secretarial compliance report and Annual secretarial audit report. This write-up deliberates upon the above mentioned reports and the motive behind bringing in the same. ...

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Self Regulatory Organizations in Securities Market

SEBI - The distributors of MF products and Investment Advisers (IAs) are becoming important players in the market and growing in numbers. There are approx. 1.24 Lakh distributors of MF products as on February 28, 2019 and 1,136 IAs registered with SEBI as on March 19, 2019. ...

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Transfer of shares in physical form to be stopped from April 1, 2019

SEBI - All the investors who are holding shares etc. in physical form, should consider opening a demat account at the earliest and submit request for dematerialization of their shares in order to protect the liquidity of the shares. Utilise this mandate to demat them so you and your family can actually make use of the wealth locked in them....

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Consultation Paper Issuance of shares with Differential Voting Rights [DVRs]

SEBI - Securities and Exchange Board of India 1. BACKGROUND 1.1. There is increasing debate about the need to enable issuance and listing of shares with differential voting rights, commonly known as DVRs in India; and dual class shares or DCS in the international context. Such shares have rights disproportionate to their economic ownership. In p...

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Paper on Amendment of SEBI InvIT / REIT Regulations, 2014

SEBI - Consultation Paper on Amendment of SEBI (Infrastructure Investment Trusts) Regulation, 2014 and SEBI (Real Estate Investment Trusts) Regulation, 2014 ...

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Do’s and Don’ts while dealing with Investment Advisers

SEBI - Always deal with SEBI registered Investment Advisers. Ensure that the Investment Adviser has a valid registration certificate. Pay only advisory fees to your Investment Adviser. Make payments of advisory fees through banking channels only and maintain duly signed receipts mentioning the details of your payments....

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SEBI (Portfolio Managers) (Amendment) Regulations, 2019

Notification No. SEBI/LAD-NRO/GN/2019/17 - (10/05/2019) - Securities and Exchange Board of India (Portfolio Managers) (Amendment) Regulations, 2019 shall come into force on the date of their publication in the Official Gazette....

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SEBI (Alternative Investment Funds) (Amendment) Regulations, 2019

Notification No. SEBI/LAD-NRO/GN/2019/16 - (10/05/2019) - Securities and Exchange Board of India (Alternative Investment Funds) (Amendment) Regulations, 2019 shall come into force on the date of their publication in the Official Gazette....

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SEBI (Employees’ Service) (Amendment) Regulations, 2019

No. SEBI/LAD-NRO/GN/2019/15 - (08/05/2019) - Securities and Exchange Board of India (Employees' Service) (Amendment) Regulations, 2019 shall come into force on the date of their publication in the Official Gazette....

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SEBI (Debenture Trustees) (Amendment) Regulations, 2019

Notification No. SEBI/LAD-NRO/GN/2019/14 - (07/05/2019) - SEBI notifies Securities and Exchange Board of India (Debenture Trustees) (Amendment) Regulations, 2019 which shall come into force on the date of their publication in the Official Gazette....

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SEBI (Listing Obligations and Disclosure Requirements) (Second Amendment) Regulations, 2019

Notification No. SEBI/LAD-NRO/GN/2019/12 - (07/05/2019) - SEBI notifies Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Second Amendment) Regulations, 2019 which shall come into force on the date of their publication in the Official Gazette. SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 7th May, 2...

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Recent Posts in "SEBI notifications"

SEBI (Portfolio Managers) (Amendment) Regulations, 2019

Notification No. SEBI/LAD-NRO/GN/2019/17 (10/05/2019)

Securities and Exchange Board of India (Portfolio Managers) (Amendment) Regulations, 2019 shall come into force on the date of their publication in the Official Gazette....

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SEBI (Alternative Investment Funds) (Amendment) Regulations, 2019

Notification No. SEBI/LAD-NRO/GN/2019/16 (10/05/2019)

Securities and Exchange Board of India (Alternative Investment Funds) (Amendment) Regulations, 2019 shall come into force on the date of their publication in the Official Gazette....

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SEBI (Employees’ Service) (Amendment) Regulations, 2019

No. SEBI/LAD-NRO/GN/2019/15 (08/05/2019)

Securities and Exchange Board of India (Employees' Service) (Amendment) Regulations, 2019 shall come into force on the date of their publication in the Official Gazette....

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SEBI (Debenture Trustees) (Amendment) Regulations, 2019

Notification No. SEBI/LAD-NRO/GN/2019/14 (07/05/2019)

SEBI notifies Securities and Exchange Board of India (Debenture Trustees) (Amendment) Regulations, 2019 which shall come into force on the date of their publication in the Official Gazette....

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SEBI (Listing Obligations and Disclosure Requirements) (Second Amendment) Regulations, 2019

Notification No. SEBI/LAD-NRO/GN/2019/12 (07/05/2019)

SEBI notifies Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Second Amendment) Regulations, 2019 which shall come into force on the date of their publication in the Official Gazette. SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 7th May, 2019 SECURITIES AND EXCHANGE BOARD OF IND...

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SEBI (Issue and Listing of Debt Securities) (Amendment) Regulations, 2019

Notification No. SEBI/LAD-NRO/GN/2019/13 (07/05/2019)

Securities and Exchange Board of India (Issue and Listing of Debt Securities) (Amendment) Regulations, 2019 shall come into force on the date of their publication in the Official Gazette....

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Reporting for AI & ML applications & systems offered & used by Mutual Funds

Circular No. SEBI/HO/IMD/DF5/CIR/P/2019/63 (09/05/2019)

As most AI / ML systems are black boxes and their behavior cannot be easily quantified, it is imperative to ensure that any advertised financial benefit owing to these technologies in investor facing financial products offered by intermediaries should not constitute to misrepresentation....

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Permitting Foreign Portfolio Investors (FPI) to invest in Municipal Bonds

Circular No. IMD/FPIC/CIR/P/2019/62 (08/05/2019)

2. It is decided that in accordance with the provisions of Regulation 21(1)(p) of SEBI (Foreign Portfolio Investors) Regulations, 2014, FPIs are, henceforth, permitted to invest in municipal bonds.3. This circular is issued in exercise of powers conferred under Section 11 (1) of the Securities and Exchange Board of India Act, 1992....

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Net worth Requirements for Clearing Corporations in IFSC

SEBI/HO/MRD/DRMNP/CIR/P/2019/60 (26/04/2019)

(a) Every applicant seeking recognition as a clearing corporation shall have, in the form of liquid assets, a minimum net worth equivalent of fifty crore rupees.b) Every recognized clearing corporation, on commencement of operations, shall have at all times, in the form of liquid assets, a minimum net worth equivalent of fifty crore rupee...

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SEBI (Mutual Funds) (Amendment) Regulations, 2019

No. SEBI/LAD-NRO/GN/2019/011 (26/04/2019)

Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2019 shall come into force on the date of their publication in the Official Gazette....

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