SEBI notifications

Annual Compliance calendar for Listed Companies for FY 2020-21 (3 SEBI Regulations)

SEBI - Annual Compliance calendar for Listed Companies for the Financial Year (FY) 2020-21 [Under the SEBI (Listing Obligations and Disclosure Requirements) Regulation, 2015]  [Under SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 2011] [Under SEBI (Depositories and Participants) Regulations, 2018]  Sr. No. Compliance Regula...

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SEBI & Company Laws Amendments/News -December 2020

SEBI - CS Akansha Rathi Dear Professionals, Our December 2020 edition on the recent amendments/ news in the field of Corporate Laws and allied laws is below. SEBI’s newly proposed norms for listing on Innovators Growth Platform (IGP) may lead to boost in funding in startups from Institutional Investors. MCA has notified certain sections of the...

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Analysis of SEBI’s Settlement Scheme 2020

SEBI - Under SEBI’s Settlement Scheme 2020, the entities who have executed trade reversals on the stock options segment of BSE during the period from April 1, 2014 to September 30, 2015 against whom any proceedings are pending are eligible to avail the one time settlement opportunity....

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FAQs on the SEBI Settlement Scheme, 2020

SEBI - Frequently Asked Questions (FAQs) on the SEBI Settlement Scheme, 2020 One-time opportunity for settlement to the entities that have executed reversal trades in the stock options segment of BSE during the period from April 1, 2014 to September 30, 2015 against whom any proceedings are pending. Scheme issued by the Securities Exchange Board...

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27 Relief Measure taken by SEBI & MCA during Covid-19

SEBI - As we all know that COVID 19 is an unprecedented crisis and challenge which is currently being faced by the whole World. Amidst the spread of the pandemic and the imposition of lockdowns, there are various challenges before all the stakeholders in the corporate world. Regulators in many countries are revising the filing deadlines, changin...

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How do I Open a Demat Account

SEBI - You can obtain application form from any Depository Participant (DP) registered with Depository and SEBI. To identify the nearest DP available in your locality, you may obtain the contact details from Depository or SEBI Website (www.sebi.gov.in). The duly filled application form along with PAN Card and Proff of Address can be submitted to...

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Consultation Paper on Innovators Growth platform under SEBI (ICDR) Regulations, 2018

SEBI - Objective of this Consultation Paper on 'Review of framework of Innovators Growth platform (IGP) under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018' is to seek comments / views from various stakeholders including start-ups in particular, market intermediaries and the public on the framework of Innovators Growth pl...

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Consultation paper on review of SEBI (Delisting of Equity Shares) Regulations, 2009 

SEBI - SEBI vide notification dated June 10, 2009 notified the SEBI (Delisting of Equity Shares) Regulations, 2009 (Delisting Regulations), thereby superseding the earlier SEBI (Delisting of Securities) Guidelines, 2003. Since then, several amendments have been carried out in the Delisting Regulations according to the changing needs and developm...

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SEBI Consultation Paper on Applicability & role of Risk Management Committee

SEBI - Considering the multitude of risks faced by listed entities, risk management has emerged as a very important function of the board. The Covid-19 pandemic has also reinforced the need for a robust risk management framework....

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IFSCA introduces Framework for Regulatory Sandboxto tap into innovative FinTech solutions

SEBI - The International Financial Services Centres Authority (IFSCA), with an objective to develop a world class FinTech hub at the IFSC located at GIFT City in Gandhinagar (Gujarat, India), endeavours to encourage the promotion of financial technologies (‘FinTech’) initiatives in financial products and financial services across the spectru...

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Relaxation from compliance of SEBI (LODR) Regulations

Circular No. SEBI/HO/CFD/CMD2/CIR/P/2021/11 - (15/01/2021) - MCA vide Circular dated December 31, 2020 has further extended relaxations to companies to conduct their Extraordinary General Meeting (EGM) through Video Conferencing (VC) or through other audio-visual means (OAVM) (hereinafter referred to in this circular as ‘electronic mode’) upto June 30, 20...

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Norms for investment & disclosure by Mutual Funds in ETCDs

Notification No. SEBI/HO/IMD/DF2/CIR/P/2021/10 - (15/01/2021) - a. Short position in Exchange Traded Commodity Derivatives (ETCDs) not exceeding the holding of the underlying goods received in physical settlement of ETCD contracts. b. Short position in ETCDs not exceeding the long position in ETCDs on the same goods....

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SEBI (Central Database of Market Participants) Regulations, 2003 repealed

Notification No. SEBI/LAD-NRO/GN/2021/05 - (13/01/2021) - SEBI hereby repeals with immediate effect the Securities and Exchange Board of India (Central Database of Market Participants) Regulations, 2003...

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Consultation paper on Role of KRAs/MIIs in performing KYC of clients in securities market

Press Release No. 2/2021-SEBI - (13/01/2021) - Consultation paper on Role of KYC Registration Agencies (KRAs) / Market Infrastructure Institutions (MIIs) in performing KYC (Know Your Client) of clients in securities market...

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Review of Volatility Scan Range for Option contracts in Commodity Derivatives Segment

SEBI/HO/CDMRD/DRMP/CIR/P/2021/08 - (11/01/2021) - Exchanges shall fix prudent price scan range, volatility scan range and/or plausible changes in any other parameters impacting options price. Exchange shall impose appropriate short option minimum margin, calendar spread charge and extreme loss margin for option contracts...

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Recent Posts in "SEBI notifications"

Relaxation from compliance of SEBI (LODR) Regulations

Circular No. SEBI/HO/CFD/CMD2/CIR/P/2021/11 (15/01/2021)

MCA vide Circular dated December 31, 2020 has further extended relaxations to companies to conduct their Extraordinary General Meeting (EGM) through Video Conferencing (VC) or through other audio-visual means (OAVM) (hereinafter referred to in this circular as ‘electronic mode’) upto June 30, 2021....

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Norms for investment & disclosure by Mutual Funds in ETCDs

Notification No. SEBI/HO/IMD/DF2/CIR/P/2021/10 (15/01/2021)

a. Short position in Exchange Traded Commodity Derivatives (ETCDs) not exceeding the holding of the underlying goods received in physical settlement of ETCD contracts. b. Short position in ETCDs not exceeding the long position in ETCDs on the same goods....

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Annual Compliance calendar for Listed Companies for FY 2020-21 (3 SEBI Regulations)

Annual Compliance calendar for Listed Companies for the Financial Year (FY) 2020-21 [Under the SEBI (Listing Obligations and Disclosure Requirements) Regulation, 2015]  [Under SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 2011] [Under SEBI (Depositories and Participants) Regulations, 2018]  Sr. No. Compliance Regula...

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Posted Under: SEBI |

SEBI (Central Database of Market Participants) Regulations, 2003 repealed

Notification No. SEBI/LAD-NRO/GN/2021/05 (13/01/2021)

SEBI hereby repeals with immediate effect the Securities and Exchange Board of India (Central Database of Market Participants) Regulations, 2003...

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Consultation paper on Role of KRAs/MIIs in performing KYC of clients in securities market

Press Release No. 2/2021-SEBI (13/01/2021)

Consultation paper on Role of KYC Registration Agencies (KRAs) / Market Infrastructure Institutions (MIIs) in performing KYC (Know Your Client) of clients in securities market...

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Review of Volatility Scan Range for Option contracts in Commodity Derivatives Segment

SEBI/HO/CDMRD/DRMP/CIR/P/2021/08 (11/01/2021)

Exchanges shall fix prudent price scan range, volatility scan range and/or plausible changes in any other parameters impacting options price. Exchange shall impose appropriate short option minimum margin, calendar spread charge and extreme loss margin for option contracts...

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Revision in Daily Price Limits for Commodity Futures Contracts

SEBI/HO/CDMRD/DNPMP/CIR/P/2021/9 (11/01/2021)

Daily Price Limits in commodity futures market serve an important function of defining maximum range within which price of a commodity futures contract can move in one trading session....

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SEBI (Investment Advisers) (Amendment) Regulations, 2021

Notification No. SEBI/LAD-NRO/GN/2021/04 (11/01/2021)

1. These Regulations may be called the Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2021. 2. They shall come into force on the date of their publication in the Official Gazette...

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SEBI modifies format of Monthly Reporting of Portfolio Managers

SEBI/HO/IMD/DF1/CIR/P/2021/02 (08/01/2021)

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF1/CIR/P/2021/02 January 08, 2021 To, All Portfolio Managers Dear Sir/ Madam, Sub: Monthly Reporting of Portfolio Managers 1. Securities and Exchange Board of India (SEBI) had mandated certain changes to the regulatory framework for Portfolio Managers vide circular no. SEBI/HO/I...

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Format of waiver to be provided by investors under SEBI (AIF) Regulations

Notification No. SEBI/HO/IMD/DF6/CIR/P/2021/004 (08/01/2021)

Waiver in respect of compliance with clause (i) and (ii) of the first proviso to Regulation 20(6), as per amendment to SEBI (AIF) Regulations, 2012, notified on January 08, 2021....

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