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Compliance updates with respect to SEBI Registered investment Advisors (RIA)

SEBI : Stay updated on recent compliance changes for SEBI Registered Investment Advisors (RIAs). Learn about periodic reporting, CKYC dow...

June 11, 2024 261 Views 0 comment Print

SEBI Introduced greater transparency in AIF space

SEBI : Discover how SEBI's reforms enhance transparency in Alternative Investment Funds (AIFs), promoting investor trust, market integrit...

June 9, 2024 420 Views 0 comment Print

Inter se transfer of shares-Exemption from public offer under Takeover Code

SEBI : Learn about inter se transfer of shares & exemptions from public offer under Takeover Code. Understand SEBI (SAST) Regulations & r...

June 6, 2024 537 Views 1 comment Print

Dematerialization of Securities: Process and Liaisoning with RTA

SEBI : Learn about the dematerialization of securities, its process, and the role of RTAs in streamlining share trading and ownership. Es...

June 4, 2024 651 Views 0 comment Print

Regulating High Frequency Trading under Indian Securities Market

SEBI : Explore dynamics of high-frequency trading (HFT) in Indian securities market, its regulatory challenges, strategies, and SEBI's me...

April 30, 2024 750 Views 0 comment Print

Latest News

SEBI’s Consultation paper on Review of Eligibility Criteria of Stock Derivatives in line with market growth

SEBI : Explore SEBI proposal to update stock derivatives eligibility criteria for market integrity. Analysis of evolving market dynamics ...

June 9, 2024 339 Views 0 comment Print

Consultation Paper on Flexibility in Participation by Mutual Funds in Credit Default Swaps

SEBI : Participate in SEBI consultation on greater flexibility for Mutual Funds in Credit Default Swaps (CDS). Understand the proposed gu...

June 7, 2024 201 Views 0 comment Print

SEBI draft Circular on Review of Facility for Basic Services Demat Account

SEBI : Review of SEBI's BSDA facility aims to boost financial inclusion and ease investing by revising eligibility, AMC, and services for...

June 5, 2024 366 Views 0 comment Print

SEBI Consultation Paper on Valuation Framework for AIFs

SEBI : Delve into SEBI's consultation paper seeking public feedback on proposed changes to the valuation framework for Alternative Invest...

May 25, 2024 2595 Views 0 comment Print

SEBI Consultation Paper: Expert Committee Recommendations for BRSR

SEBI : Explore SEBI's consultation paper on Expert Committee recommendations for Business Responsibility and Sustainability Report (BRSR)...

May 22, 2024 936 Views 0 comment Print

Latest Judiciary

Sebi Bans 14 Entities In Lux Industries Insider Trading Case

SEBI : In Re Udit Todi & 13 Others (Securities and Exchange Board of India)  Capital markets regulator Sebi on Monday barred 14 enti...

January 27, 2022 2601 Views 0 comment Print

HC directs Advance ruling authorities to answer specific questions asked by Appellant

Goods and Services Tax : Kasturba Health Society Vs Union of India (Bombay High Court) On going through the impugned orders challenged here, we find that t...

September 13, 2021 753 Views 0 comment Print

SEBI Imposes Penalty for not complying with summonses

SEBI : In re Dwitiya Trading Limited (SEBI) The conduct of the Noticee in not paying heed to the summonses issued by SEBI and resultant n...

January 22, 2021 2610 Views 0 comment Print

SEBI imposes penalty for alleged manipulative trades on RIL, Mukesh Ambani & 2 Other entities

SEBI : In re Reliance Industries Ltd (SEBI) It was observed by RIL has entered into a scheme of manipulative trades in respect of the sal...

January 1, 2021 2817 Views 0 comment Print

Latest Notifications

SEBI Circular: OFS Shares to Employees – Updated Framework

SEBI : SEBI modifies the Offer for Sale (OFS) framework for employee shares via stock exchanges. Details on bid procedures, implementatio...

June 14, 2024 144 Views 0 comment Print

SEBI simplifies Nomination Process for Investors

SEBI : SEBIs latest circular streamlines the nomination process for investors in the securities market, easing requirements for demat acc...

June 10, 2024 957 Views 1 comment Print

SEBI Master Circular 2024: Guidelines for Portfolio Managers

SEBI : Explore SEBIs latest Master Circular providing comprehensive guidelines for Portfolio Managers. Learn about regulations, updates, ...

June 7, 2024 369 Views 0 comment Print

BSE Notice: Systemic Improvements in Bidding Process of SME Public Issues

SEBI : Explore BSEs latest notice regarding systemic improvements in the bidding process for SME public issues. Learn about changes in va...

June 7, 2024 210 Views 0 comment Print

SEBI Circular: Modifications to KYC Norms for Intermediaries

SEBI : SEBI issues circular SEBI/HO/MIRSD/SECFATF/P/CIR/2024/79 regarding uploading of KYC information by KRAs to CKYCRR, modifying KYC n...

June 6, 2024 330 Views 0 comment Print

SEBI’s Most Important Broker-Client Terms for Formalizing Relationships

November 13, 2023 465 Views 0 comment Print

Stay informed on SEBI’s latest circular on Most Important Terms and Conditions (MITC) for stock brokers. Understand the changes, compliance dates, and how it impacts investor relationships

SEBI Clarification on Non-Promoter Equity Warrant Transfer Rules

November 10, 2023 1329 Views 0 comment Print

Explore SEBI’s clarification on non-promoter equity warrant transfer rules in this in-depth analysis. Uncover the regulatory provisions and restrictions governing post-lock-in transfers, ensuring informed decision-making.

SEBI Circular: Procedural Framework for Unclaimed InvIT Distributions

November 8, 2023 555 Views 0 comment Print

Introduction: The Securities and Exchange Board of India (SEBI) has issued a circular (SEBI/HO/DDHS/DDHS-RAC-1/P/CIR/2023/178) on November 08, 2023, addressing the procedural framework for dealing with unclaimed amounts in Infrastructure Investment Trusts (InvITs). The circular outlines regulations and procedures for the transfer of unclaimed distributions, verification of claims, and the process involved in handling unclaimed amounts […]

SEBI Circular: Handling Unclaimed REIT Distributions

November 8, 2023 573 Views 0 comment Print

Read SEBI’s latest circular on handling unclaimed amounts in Real Estate Investment Trusts (REITs). Learn the procedural framework, claim process, and more

SEBI Circular: Framework for Unclaimed Amounts in Non-Convertible Securities

November 8, 2023 990 Views 0 comment Print

Learn about SEBI’s procedural framework for unclaimed amounts in non-convertible securities, including the transfer to Escrow Accounts and Investor Education and Protection Fund

Understanding GID and KID: SEBI’s Disclosure Requirements

November 6, 2023 4773 Views 0 comment Print

Learn about General Information Document (GID) and Key Information Document (KID) introduced by SEBI for debt securities issuers, their disclosures, and applicability. Discover the filing process and validity details.

Simplification & streamlining of Offer Documents of Mutual Fund Schemes

November 1, 2023 900 Views 0 comment Print

Securities and Exchange Board of India (SEBI) has issued Circular No. SEBI/HO/IMD/IMD-RAC-2/P/CIR/2023/000175 on November 1, 2023. This circular aims to simplify and streamline the preparation of Scheme Information Documents (SIDs) for mutual fund schemes, making it more reader-friendly and informative for investors. Revised SID Format Based on suggestions from AMFI and recommendations from the Mutual […]

SEBI Circular: New Methods for Unitholding in InvITs

October 31, 2023 441 Views 0 comment Print

Explore SEBI’s latest circular on achieving minimum public unitholding in InvITs. Discover revised methods for privately placed InvITs and important compliance changes

SEBI Extends Trading Suspension for Commodity Derivatives

October 27, 2023 462 Views 0 comment Print

SEBI extends trading suspension for commodities like Paddy, Wheat, Chana, and more. Learn about the latest developments in the derivatives market

SEBI Bans “Baap of Chart” from Securities Market, Orders ₹17.20 Crore Refund

October 25, 2023 6108 Views 0 comment Print

“SEBI bars Mohammad Nasiruddin Ansari, owner of ‘Baap of Chart,’ for misleading investors through financial ‘education.’ Details on the ban and refunds.”

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June 2024