SEBI notifications - Page 20

FAQs on Secretarial Compliance Report

The SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 have been amended to include the following Regulation: 24A: Secretarial Audit Every  listed  entity  and  its  material  unlisted  subsidiaries  incorporated  in  India  shall  undertake  secretarial  audit  and  shall  annex  with  its  ann...

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Posted Under: SEBI |

SEBI notifies Format for annual secretarial audit report & compliance report

Circular No. CIR/CFD/CMD1/27/2019 (08/02/2019)

Format for annual secretarial audit report and annual secretarial compliance report for listed entities and their material subsidiaries as notified by SEBI on 08.02.2019...

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Criteria for Physical settlement of stock derivatives

Circular No. SEBI/HO/MRD/DOP1/CIR/P/2019/28 (08/02/2019)

In addition to the existing schedule of stock derivatives moving to physical settlement, if a stock satisfies any of the following criteria, then derivative on such stock shall be moved to physical settlement from the new expiry cycle....

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SEBI: Performance review of Public Interest Directors (PIDs)

Circular No. SEBI/HO/MRD/DOP2DSA2/CIR/P/2019/26 (05/02/2019)

As a part of framing performance review policy, NRC shall be primarily responsible for formulation of performance evaluation criteria. The criteria for performance review of PIDs, which shall be considered for both internal evaluation and external evaluation, may be framed by NRC taking into consideration guiding principles provided at An...

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SEBI: Systems deemed to be based on AI and ML technology

Circular No. SEBI/HO/MRD/DOP1/CIR/P/201 9/24 (31/01/2019)

SEBI is conducting a survey and creating an inventory of the AI / ML landscape in the Indian financial markets to gain an in-depth understanding of the adoption of such technologies in the markets and to ensure preparedness for any AI / ML policies that may arise in the future....

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Paper on Amendment of SEBI InvIT / REIT Regulations, 2014

Consultation Paper on Amendment of SEBI (Infrastructure Investment Trusts) Regulation, 2014 and SEBI (Real Estate Investment Trusts) Regulation, 2014 ...

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Posted Under: SEBI |

Uniform trading & delivery lot size for commodity derivatives

Circular No. SEBI/HO/CDMRD/DNPMP/CIR/P/201 9/023 (23/01/2019)

The practice of different trading and delivery lot sizes, at times, puts participants in disadvantageous positions. The matter was discussed in CDAC and based on the recommendation of CDAC it has been decided that the exchanges shall follow the policy of having uniform trading and delivery lot size for the commodity derivatives contracts....

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Clarifications in SEBI (Depositories and Participants) Regulations, 2018

Circular No. SEBI/HO/MRD/DOP2-DSA2/CIR/P/2019/22 (23/01/2019)

(i) For the purpose of Regulation 24 (9) and Regulation 24 (10) of SEBI (D&P) Regulations 2018, a recognized clearing corporation shall not be considered as a Depository Participant....

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SEBI (Prohibition of Insider Trading) (Amendment) Regulations, 2019

Notification No. SEBI/LAD-NRO/GN/2019/02 (21/01/2019)

These regulations may be called Securities and Exchange Board of India (Prohibition of Insider Trading) (Amendment) Regulations, 2019. ...

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Mutual funds permitted to write call options under a covered call strategy

Circular No. SEBI/HO/IMD/DF2/CIR/P/2019/17 (16/01/2019)

Based on the suggestions of market participants and recommendations of Mutual Fund Advisory Committee (MFAC), it has been decided to permit mutual funds to write call options under a covered call strategy as prescribed below:...

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