SEBI notifications - Page 20

New Exit Norms for statutory auditors from listed entities and their material subsidiaries

The Securities and Exchange Board of India (SEBI) on October 18, 2019 proposed to tighten disclosure norms with respect to resignation of statutory auditors in listed companies. SEBI has tightened its norms with respect to resignation of Auditors from listed companies and their material subsidiaries mainly due to:- ⇒ Resignation of Audi...

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Certain provisions of penalty under SEBI Act w.e.f. 20th Jan 2020

Notification No. S.O. 275(E) (20/01/2020)

Central Government hereby appoints the 20th day of January, 2020, as the date on which the provisions of Part III and sections 183, 184 and 185 of Part IX of Chapter VI of Finance (No. 2) Act, 2019 shall come into force...

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Guidelines for rights issue of units by a listed InvIT

Circular No. SEBI/HO/DDHS/DDHS/CIR/P/2020/10 (17/01/2020)

Regulation 2(1)(zw) of Securities and Exchange Board of India (Infrastructure Investment Trusts) Regulations, 2014 (InvIT Regulations), defines a rights issue as an offer of units by a listed InvIT to the unitholders of the InvIT as on the record date fixed for the said purpose. This circular details the guidelines in respect of a rights ...

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Guidelines for rights issue of units by a listed REIT

SEBI/HO/DDHS/DDHS/CIR/P/2020/09 (17/01/2020)

Regulation 2(1)(zq) of Securities and Exchange Board of India (Real Estate Investment Trusts) Regulations, 2014 (REIT Regulations), defines a rights issue as an offer of units by a listed REIT to the unitholders of the REIT as on the record date fixed for the said purpose. This circular details the guidelines in respect of a […]...

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Statement of Deviation in use of proceeds of issue of listed NCDs or NCRPs

Circulars No. SEBI/HO/DDHS/08/2020 (17/01/2020)

SEBI notifies Format for Statement indicating Deviation or Variation in the use of proceeds of issue of listed non-convertible debt securities (NCDs) or listed non-convertible redeemable preference shares (NCRPs) alongwith its salient features. Securities and Exchange Board of India Circular No. SEBI/HO/DDHS/08/2020 Dated: January 17, 202...

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SEBI amends Operational guidelines for FPIs & DDPs and EFIs

IMD/FPI&C/CIR/P/2020/07 (16/01/2020)

In line with rule 1(a)(iv) of Schedule II of Foreign Exchange Management (Non-debt Instruments) Rules, 2019 regarding Investments by Foreign Portfolio Investors, certain foreign Government agencies and its related entities are exempt from clubbing of investment limit requirements and other investment conditions either by way of an agreeme...

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Exchanges can launch ‘Option in Goods’ in commodity derivatives segment

Notification No. SEBI/HO/CDMRD/DMP/CIR/P/2020/05 (16/01/2020)

Stock Exchanges are now permitted to launch ‘Option in Goods’ in their commodity derivatives segment. This is in addition to ‘Options on commodity futures’, guidelines which were issued vide SEBI circular SEBI/HO/CDMRD/DMP/CIR/P/2017/55 dated June 13, 2017....

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SEBI (Portfolio Managers) Regulations, 2020

Notification No. SEBI/LAD-NRO/GN/2020/03 (16/01/2020)

(1) These regulations may be called the Securities and Exchange Board of India (Portfolio Managers) Regulations, 2020. (2) These regulations shall come into force on the date of their publication in the Official Gazette....

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PACL Investors| Facility to view status of/deficiency in claim applications

Press Releases No. 2/2020 (15/01/2020)

The Committee had vide press release dated December 03, 2019 informed that an opportunity will be provided to all PACL investors/applicants with claims upto Rs. 5,000/-, whose claim applications were found deficient, to make good deficiencies as may be applicable to their claims, so as to enable their claims to be processed....

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ICSI Guidance Note on Prevention of Insider Trading

The act of Insider Trading does not only shake the capital markets, but also impacts the genuine Investors and the country’s economic growth. Various committees constituted by the Government have recommended measures to prohibit the practice of insider trading and the need to regulate the same. To deal with market abuse related to “in...

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