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In the meeting of the derivative exchange/segments, held on August 2, 2001, it was decided that reporting of derivative transactions to the media and the newspapers should be in a uniform format.
The issue of the holidays affecting the schedule of the settlements was also discussed in the meeting of the Group on Risk Management Systems for the Equity Markets held on August 14, 2001. When a particular day is holiday for both trading and settlement.
ccording to Clause 10 of the Seventh Schedule of the SEBI (Mutual Funds) Regulations, 1996, a mutual fund scheme can invest upto 10% of its NAV in the equity shares or equity related instruments of any company
It has come to the notice of SEBI that there is a conflicting interpretation of clause 97 and clause 100 of uniform norms for Good/Bad delivery with respect to validity period of company objection memos.
In this respect, you are advised that it has been decided to grant permission to these subsidiaries of the stock exchanges to become trading.
It has been decided that the stocks, which are not under compulsory rolling settlement as on July 02, 2001, would be brought under compulsory rolling settlement with effect from January 02, 2002.
In terms of SEBI circular SMDRP/Policy/Cir-39/2001 dated July 18, 2001 issued to the stock exchanges, it is mandatory for the stock brokers to use unique codes for their clients w.e.f. August 01, 2001. Accordingly,
You are now advised not to send us the hard/ soft copies (floppy/email) of the MSTATs. However, the Monthly Cumulative Reports (MCRs) must reach us by the 3rd of each month as advised in our aforesaid circular of July 31, 2000.
The Stock Exchange shall maintain the details of the clients of the members in confidence and that it shall not disclose to any person / entity such details of the client as mentioned in the client registration form or any other information pertaining to the client except as required under the law or by any authority.
advised that the stipulations as prescribed in the above press releases are complied with and volatility margins on net outstanding sale position are paid at the end of day to the brokers by Foreign Institutional Investors.
