SEBI : SEBI's 2026 fast-track AIF framework shifts responsibility from regulatory pre-approval to merchant bankers and fund managers. The...
SEBI : SEBI has introduced significant reforms by reclassifying REITs as equity instruments and easing operational rules for InvITs. The ...
SEBI : This article explains how Electronic Gold Receipts (EGRs) create a regulated, exchange-traded market backed by physical gold. It h...
SEBI : SEBI flagged alleged revenue misrepresentation, undisclosed fund transfers, and accounting irregularities, raising concerns over d...
CA, CS, CMA : A comprehensive review of significant developments across Income Tax, GST, Customs, DGFT, SEBI, MCA, IBBI, and RBI. The update hig...
SEBI : SEBI proposes amendments to the Municipal Debt Securities Regulations to encourage retail participation through investor incentive...
SEBI : SEBI proposes recognising intraday borrowing as a cash management tool by permitting broader borrowing purposes with board-approve...
SEBI : SEBI proposes revising the securities transmission framework by simplifying documentation, standardising procedures, and increasin...
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SEBI : SEBI has proposed amendments to align the SDI Regulations with the RBI's 2025 securitisation framework and support the listed secu...
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SEBI : In re Reliance Industries Ltd (SEBI) It was observed by RIL has entered into a scheme of manipulative trades in respect of the sal...
SEBI : SEBI has amended the framework for handling clients' unpaid securities by introducing direct demat pay-out with auto-pledge throug...
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SEBI : SEBI has proposed a unified advertisement framework replacing multiple entity-specific codes with a Common Advertisement Code. The...
In order to ensure easy tracking of the underlying shares released on the conversion of the “depository receipts”, it has been decided that all such shares shall mandatorily be credited to a separate Depository Receipts (DRs) account of the respective investor.
This is in continuation of our circular SMD/POLICY/Cir-13/02 dated June 20, 2002 on Electronic Data Information Filing and Retrieval system (EDIFAR). The additions/ changes to the earlier circular are indicated in bold/italics.
We are enclosing a copy of Gazette Notification dated June 11, 2002 – SEBI(Mutual Funds)(Second Amendment) Regulations, 2002 regarding nomination facility for the unitholders, for your information and implementation.
It has come to our notice that the exchanges are not entertaining the claims against the defaulter member for compensation from the Investor Protection Fund/ Customer Protection Fund (IPF/ CPF) where the clients have dealt through the registered sub-broker of the defaulting broker.
This has reference to our circular no. SMDRP/Policy/Cir-44/2001 dated August 31, 2001, advising the exchanges inter-alia to amend the listing agreement to make it mandatory for listed companies to comply with all Accounting Standards issued by The Institute of Chartered Accountants of India (ICAI) from time to time.
When marketing various schemes, remember that a client’s interest and suitability to their financial needs is paramount, and that extra commission or incentive earned should never form the basis for recommending a scheme to the client.
In view of the above, the letter dated May 20, 2002 of RBI is enclosed for your information and compliance, if any. You may like to bring the above to the notice of your members.
SEBI in association with National Informatics Center (NIC) has set up an Electronic Data Information Filing And Retrieval (EDIFAR) to facilitate filing of certain documents/statements by the listed companies on line on the web site to be maintained by NIC.
Some of the investments made by mutual funds may become non-performing (NPAs) or illiquid at the time of maturity/closure of schemes. In due course of time, these NPAs and illiquid securities may be realised by the mutual funds .
Please refer to circular no. D&CC/FITTC/CIR-05/2001 dated December 26, 2001 regarding the list of scrips, which shall trade under the normal rolling settlement mode of the stock exchanges.
