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The trustees’ reports shall contain a declaration on whether the trustees are satisfied with the systems and procedures of the mutual fund designed for the purpose of compliance with these Guidelines.
This has reference to Circular No.MIRSD/DR-1/FC/Cir-15/2006 dated September 29, 2006 regarding payment of fees by stock brokers pursuant to Notification No.S.O.1600 (E) dated September 25, 2006 amending SEBI (Stock brokers and Sub brokers) Regulations, 1992.
make necessary amendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately.
This circular is being issued in exercise of powers conferred under Section 11 (1) of the Securities and Exchange Board of India Act, 1992, to protect the interests of investors in securities and to promote the development of, and to regulate the securities market.
applications, duly time-stamped as above shall be maintained by the mutual funds at least for the minimum period mentioned in regulation 50(2) of the Regulations and shall be open to inspection by the Board or the auditors appointed by the Board.
Subsequent to the issue of above-referred SEBI Circulars, market participants have made further representations and suggestions and sought clarifications on the various issues from SEBI.
It is observed from the information provided by the depositories that the companies listed in Annexure ‘A’ have established connectivity with both the depositories on or before 31.07.2006.
The Reserve Bank of India in its Circular dated July 21, 2006 reviewed the guidelines governing the Innovative Perpetual Debt Instruments eligible for inclusion as Tier 1 Capital and Debt Capital.
It is observed from the information provided by the depositories that the companies listed in Annexure ‘A’ have established connectivity with both the depositories on or before 30.06.2006.
Enclosed please find a copy of the gazette notification no. S.O.1332 (E) dated August 21, 2006 pertaining to SEBI (Foreign Institutional Investors) (Amendment) Regulations, 2006 for your information and necessary action.
