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#SEBI notifications

Every article filed under the “SEBI notifications” tag — analysis, news and updates.

5,095 articles
SEBINo fresh registration to any person as Sub-Broker; Registered Sub-Brokers to migrate to act as AP and / or TP
SEBI

No fresh registration to any person as Sub-Broker; Registered Sub-Brokers to migrate to act as AP and / or TP

Editor8 years ago
SEBISEBI (Stock Brokers and Sub-Brokers) (Second Amendment) Regulations, 2018
SEBI

SEBI (Stock Brokers and Sub-Brokers) (Second Amendment) Regulations, 2018

Editor8 years ago
SEBIDiscussion Paper on Delisting of Equity Shares – Review of “Reverse Book Building Process”
SEBI

Discussion Paper on Delisting of Equity Shares – Review of “Reverse Book Building Process”

Editor8 years ago
SEBISEBI Issues Consultation Paper on “Revisiting the public issue process”
SEBI

SEBI Issues Consultation Paper on “Revisiting the public issue process”

Editor48 years ago
SEBIPaper on Revision of Provisions Pertaining to Re-Classification of Shareholders
SEBI

Paper on Revision of Provisions Pertaining to Re-Classification of Shareholders

Editor8 years ago
SEBIFramework for Enhanced Market Borrowings by large Corporates
SEBI

Framework for Enhanced Market Borrowings by large Corporates

Editor48 years ago
SEBIConsultation Paper on proposed SEBI (Fiduciaries in Securities Market) (Amendment) Regulations
SEBI

Consultation Paper on proposed SEBI (Fiduciaries in Securities Market) (Amendment) Regulations

Editor8 years ago
SEBISEBI extends time limit for RTAs to send letters seeking PAN & bank details
SEBI

SEBI extends time limit for RTAs to send letters seeking PAN & bank details

Editor48 years ago
SEBIUse PAN to check compliance for a single foreign portfolio investor: SEBI
SEBI

Use PAN to check compliance for a single foreign portfolio investor: SEBI

Editor48 years ago
SEBIStock Brokers shall not accept cash from their clients : SEBI
SEBI

Stock Brokers shall not accept cash from their clients : SEBI

Editor48 years ago
SEBISEBI modifies Stress testing method for credit risk for commodity derivatives
SEBI

SEBI modifies Stress testing method for credit risk for commodity derivatives

Editor8 years ago
SEBISEBI Circular on adjustment in strike price on declaration of dividend
SEBI

SEBI Circular on adjustment in strike price on declaration of dividend

Editor48 years ago
SEBIGuidelines on AML/ CFT – Obligations of Securities Market Intermediaries
SEBI

Guidelines on AML/ CFT – Obligations of Securities Market Intermediaries

Editor8 years ago
SEBIDisclosure by AIFs/ VCFs to monitor utilization of overseas investment limits
SEBI

Disclosure by AIFs/ VCFs to monitor utilization of overseas investment limits

TG Team8 years ago