SEBI : SEBI's 2026 fast-track AIF framework shifts responsibility from regulatory pre-approval to merchant bankers and fund managers. The...
SEBI : SEBI has introduced significant reforms by reclassifying REITs as equity instruments and easing operational rules for InvITs. The ...
SEBI : This article explains how Electronic Gold Receipts (EGRs) create a regulated, exchange-traded market backed by physical gold. It h...
SEBI : SEBI flagged alleged revenue misrepresentation, undisclosed fund transfers, and accounting irregularities, raising concerns over d...
CA, CS, CMA : A comprehensive review of significant developments across Income Tax, GST, Customs, DGFT, SEBI, MCA, IBBI, and RBI. The update hig...
SEBI : SEBI proposes amendments to the Municipal Debt Securities Regulations to encourage retail participation through investor incentive...
SEBI : SEBI proposes recognising intraday borrowing as a cash management tool by permitting broader borrowing purposes with board-approve...
SEBI : SEBI proposes revising the securities transmission framework by simplifying documentation, standardising procedures, and increasin...
SEBI : SEBI proposes the GARUDA mechanism to reduce AIF scheme launch timelines while retaining post-facto regulatory oversight and compl...
SEBI : SEBI has proposed amendments to align the SDI Regulations with the RBI's 2025 securitisation framework and support the listed secu...
SEBI : In Re Udit Todi & 13 Others (Securities and Exchange Board of India) Capital markets regulator Sebi on Monday barred 14 enti...
Goods and Services Tax : Kasturba Health Society Vs Union of India (Bombay High Court) On going through the impugned orders challenged here, we find that t...
SEBI : In re Dwitiya Trading Limited (SEBI) The conduct of the Noticee in not paying heed to the summonses issued by SEBI and resultant n...
SEBI : In re Reliance Industries Ltd (SEBI) It was observed by RIL has entered into a scheme of manipulative trades in respect of the sal...
SEBI : SEBI has amended the framework for handling clients' unpaid securities by introducing direct demat pay-out with auto-pledge throug...
SEBI : SEBI has introduced a Settlement Helpdesk to assist applicants with filing settlement applications, computing indicative amounts, ...
SEBI : SEBI has constituted an Expert Working Group to review the Debenture Trustees regulatory framework, strengthen trustee responsibil...
SEBI : SEBI has introduced a lighter NISM certification for Persons Associated with Investment Advice who perform only sales and other no...
SEBI : SEBI has proposed a unified advertisement framework replacing multiple entity-specific codes with a Common Advertisement Code. The...
In view of the above, the cut-off date for the stock brokers to become Y2K compliant has been extended up to December 15, 1999. You are advised to invariably deactivate the trading terminals of those stock brokers, who are not Y2K compliant,
The stock exchange shall incorporate the above mentioned conditions in the Memorandum of Association/Articles of Association of the subsidiary/company.
Some of the companies, whose scrips were included in the above list, could not sign agreement and establish connectivity with both the depositories well on time or are in the process of doing so. The effective date for compulsory trading in dematerialized form for these scrips would be announced at a later date.
On receipt of registration fee, the Board shall grant a certificate in Form B, on such terms and conditions as are in the interest of investors and as may be specified by the Board.
“Necessary co-operation would be given to the credit rating agency (ies) in providing true and adequate information till the debt obligations in respect of the securities are outstanding.
SEBI has prescribed that every stock exchange has to submit a monthly development report containing developments during that month. In addition to this, stock exchanges are now advised to submit a report to SEBI immediately whenever a substantial number of trading terminal.
However, Part A of this Clarification shall not be applicable to those companies which have filed their prospectus with Registrar of Companies or Letter of Offer with Stock Exchanges on or before October 18, 1999. Unless otherwise modified by this clarification all the existing provisions of the Guidelines and the Clarifications issued by SEBI from time to time shall remain in force.
SEBI shall be monitoring the quality and promptness of submission of data. Custodians are advised to strictly adhere to the above deadline of 3.00 p.m. as SEBI shall be imposing penalty on defaulting custodians.
Securities and Exchange Board of India (Underwriters) Regulations, 1993, the principal regulation was published in the Gazette of India on October 8, 1993 vide No. LE/10/93. It was subsequently amended
The fee referred to in paragraph 2 shall be paid by the portfolio manager within 15 days from the date of receipt of intimation from the Board disposing of the application for renewal made under sub-regulation (1) of regulation 9.
