SEBI : This article explains the key website disclosure requirements imposed on listed companies under SEBI LODR Regulations, 2015. It hi...
SEBI : SEBI proposes SDI rule changes to align listed securitisation norms with RBI directions, covering SPDE governance, disclosures, tr...
SEBI : SEBI has proposed wide-ranging amendments to the Buy-Back Regulations, including revival of open market buy-backs and removal of m...
SEBI : FAQs on SEBI – IVCA Annual Activity Report (AAR) is Prepared with reference to SEBI (Alternative Investment Funds) Regulations,...
Corporate Law : Alternative Investment Funds provide access to private equity, startups, infrastructure, and high-growth investment opportunities ...
SEBI : SEBI has proposed major reforms to the Pre-open Call Auction mechanism after concerns over artificially suppressed prices in IPO a...
SEBI : SEBI revised the methodology for computing household savings through the securities market by incorporating actual granular data a...
SEBI : SEBI issued a draft consultation paper proposing limited relaxation of third-party payment restrictions in mutual funds for specif...
SEBI : SEBI has proposed replacing the centralized STP Hub with direct API-based connectivity between STP Service Providers to reduce lat...
SEBI : SEBI has proposed exempting Research Analysts from maintaining call recordings for institutional investors, citing their sophistic...
SEBI : In Re Udit Todi & 13 Others (Securities and Exchange Board of India) Capital markets regulator Sebi on Monday barred 14 enti...
Goods and Services Tax : Kasturba Health Society Vs Union of India (Bombay High Court) On going through the impugned orders challenged here, we find that t...
SEBI : In re Dwitiya Trading Limited (SEBI) The conduct of the Noticee in not paying heed to the summonses issued by SEBI and resultant n...
SEBI : In re Reliance Industries Ltd (SEBI) It was observed by RIL has entered into a scheme of manipulative trades in respect of the sal...
SEBI : SEBI clarified that clients under Non-Discretionary PMS can pledge securities held in their demat accounts for personal borrowing....
SEBI : SEBI has modified the Monthly Cumulative Report format for mutual funds following the introduction of new scheme categories. The r...
SEBI : SEBI issued a revised Master Circular consolidating surveillance-related directions for stock exchanges, listed companies, interme...
SEBI : SEBI issued clarifications after revised PAN application forms under the Income-tax Rules, 2026 created compliance challenges for ...
SEBI : SEBI has clarified that InvITs with borrowings exceeding 49% of asset value can use fresh debt for capital expenditure, road maint...
Thus, SEBI vide Circular No. SEBI/HO/MIRSD/DOP/CIR/P/2020/72dated 24.04.2020 after considering the current situation due to COVID 19 relaxed timelines for compliance with regulatory requirements by Depository and depository participants.
In order to enable the Online KYC process for establishing account based relationship with the RI, Investor’s KYC can be completed through online / App based KYC, in-person verification through video, online submission of Officially Valid Document (OVD) / other documents under eSign, in the following manner:
Meaning of Preferential Issue: As per Regulation 2(1)(nn) of SEBI (ICDR) Regulation 2018- ‘Preferential issue’ means an issue of specified securities by a listed issuer to any select person or group of persons on a private placement basis in accordance with Chapter V of these regulations and does not include an offer of specified securities […]
Relaxation in Regulation 24(i)(f) of the SEBI (Buy-back of Securities) Regulations, 2018 due to the COVID 19 pandemic SEB) vide Circular No. SEBI/HO/CFD/DCR2/CIR/P/2020/69 dated 23rd April, 2020, Relaxed Regulation 24(i)(f) of the SEBI (Buy-back of Securities) Regulations, 2018 due to the COVID 19 pandemic. Text of the Circular is as follows:- Securities and Exchange Board […]
If the valuation agencies appointed by AMFI are of the view that the delay in payment of interest/principal or extension of maturity of a security by the issuer has arisen solely due to COVID-19 pandemic lockdown and/or in light of the moratorium permitted by Reserve Bank of India (RBI) (vide notification no. RBI/201 9-20/186, dated March 27, 2020) creating temporary operational challenges in servicing debt, then valuation agencies may not consider the same as a default for the purpose of valuation of money market or debt securities held by Mutual Funds.
Relaxation in relation to Regulation 44(5) of the SEBI (‘LODR’) 2015 on holding of Annual General Meeting (AGM) by top 100 listed entities by market capitalization, due to the COVID –19 pandemic The pandemic has cast its shadow across various economic activities with massive dislocation in global production, supply chains and trade. In wake of […]
The objective of this discussion paper on ‘Pricing of Preferential Issues and exemption from open offer for acquisitions in Companies having Stressed Assets’ is to seek comments / views from all stakeholders including listed companies, market intermediaries and public on pricing of Preferential Issues and exemption from making an open offer for acquisitions in listed Companies having Stressed Assets.
Following the various relaxations provided by SEBI owing to covid-19 pandemic and lockdown extension, temporary relaxation has been granted by SEBI with respect to Rights Issue and public issue of shares under by issuing 2 circulars dated April 21, 2020 relaxing requirements of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 (“ICDR Regulations). 1. […]
SEBI has extend the timelines for the following compliance requirements by their trading members / clearing members related to Submission towards weekly monitoring of client funds under the provisions of Enhanced Supervision, Submission of data on monthly basis towards clients’ and fund balance under the provisions of Enhanced Supervision, Daily margin trading reporting, Update in […]
SEBI had vide Circular No. SEBI/HO/CFD/CIR/CFD/DIL/67/2020 Dated April 21, 2020 provides Relaxations from certain provisions of the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 in respect of Rights Issue that open on or before March 31, 2020. Relaxation are related to eligibility conditions related to Fast Track Rights Issues, Minimum Subscription and with […]
