Follow Us:

SEBI

Securities and Exchange Board of India

Latest Articles


Analysis of Notifications and Circulars for Week Ending 26th April 2026

CA, CS, CMA : Major rulings and notifications clarified tax treatment, compliance timelines, and financial regulations. The updates emphasize ef...

April 27, 2026 2442 Views 0 comment Print

Reclassification from Promoter to Public: Eligibility, Process, Draft Resolution & Checklist

SEBI : Regulation 31A lays down strict eligibility and compliance requirements for promoter reclassification. The key takeaway is that lo...

April 25, 2026 321 Views 0 comment Print

Analysis of Notifications and Circulars for Week Ending 19th April 2026

CA, CS, CMA : The update discusses GST rulings on ITC and refunds, income tax relief interpretations, and insolvency reforms. It also covers dis...

April 24, 2026 4941 Views 0 comment Print

Selling Trust: The Quiet Problem of Product Mis-Selling in Indian Banking

Income Tax : Explains how commission-driven incentives in banks lead to mis-selling of financial products. Highlights the need for structural r...

April 21, 2026 243 Views 0 comment Print

SEBI Quarterly Compliances for Listed Companies under LODR Regulations

SEBI : Explains mandatory quarterly disclosures under SEBI LODR, including financial results, governance reports, and shareholding patter...

April 21, 2026 486 Views 0 comment Print


Latest News


SEBI Proposes New Variable Net Worth Rules Due to Upstreaming Impact on Client Funds

SEBI : The consultation highlights that existing net worth calculations based on retained client funds are no longer effective. A revised...

April 25, 2026 261 Views 0 comment Print

SEBI Proposes CUSPA Reforms Due to Operational Challenges in Handling Unpaid Securities

SEBI : The draft circular addresses issues in managing unpaid client securities and proposes changes to the existing pledge framework. It...

April 25, 2026 150 Views 0 comment Print

FIU-IND Signs MoUs with SEBI & PFRDA to Strengthen AML Framework

Finance : The agreements introduce structured protocols for intelligence sharing and monitoring compliance under PMLA. The ruling highlights...

April 17, 2026 201 Views 0 comment Print

DoT & SEBI Sign MoU to Strengthen Fight Against Telecom-Linked Financial Frauds

SEBI : The issue involved misuse of telecom resources in financial scams. The MoU establishes real-time data sharing to enable early dete...

April 17, 2026 3543 Views 0 comment Print

Availing Facility of Integrated Filing Mechanism with Stock Exchanges

SEBI : The issue concerns multiple filings of the same disclosures on different stock exchanges. The framework enables a single filing sy...

April 13, 2026 159 Views 0 comment Print


Latest Judiciary


Non-Refund of Investor Money is Continuing Offence, Small Amount Not a Defence: Calcutta HC

SEBI : The issue was whether failure to refund investor funds is time-barred. The Court held it is a continuing offence, rejecting the li...

April 10, 2026 168 Views 0 comment Print

Diversion of funds for other than stated purposes is fraud which cannot be cured by shareholder ratification

Company Law : Supreme Court held that diversion of funds raised through preferential allotment for purposes other than those stated in offer doc...

March 19, 2026 309 Views 0 comment Print

SEBI directed to Accept Payment Despite One-Day Delay; Writ Petition Allowed

SEBI : Calcutta High Court directs SEBI to accept Priya Ranjan Sah's payment, citing a one-day delay as not warranting prolonged litigati...

August 8, 2025 426 Views 0 comment Print

Compliance Officer Not Liable for Fraudulent Accounts Without Proof of Involvement: SAT

SEBI : SEBI penalty on Deccan Chronicle's Company Secretary overturned. Tribunal rules Company Secretary not responsible for verifying au...

May 23, 2025 1497 Views 0 comment Print

SEBI Charges Directors of Gujarat Arth Ltd with Fraud

SEBI : SEBI prosecutes directors of Gujarat Arth Ltd for market manipulation and fraudulent trading under SEBI Act....

November 27, 2024 618 Views 0 comment Print


Latest Notifications


SEBI Extends Compliance Deadline for Debenture Trustees Due to Operational Challenges

SEBI : The issue was compliance timeline under amended DT regulations. SEBI extended the deadline to October 2026 due to implementation c...

April 29, 2026 141 Views 0 comment Print

SEBI Highlights Investor Protection Need Amid Rising Retail Participation

SEBI : The event underscored that increasing retail participation must be matched with stronger investor awareness and safeguards. It emp...

April 25, 2026 156 Views 0 comment Print

SEBI allows net settlement of funds for transactions done by FPIs in cash market

SEBI : SEBI addressed concerns over high funding costs caused by gross settlement requirements. It permitted netting for outright transac...

April 25, 2026 204 Views 0 comment Print

Family Trust Cannot Act as Mutual Fund Sponsor Under SEBI Rules

SEBI : SEBI clarified that only a body corporate can act as a sponsor under MF Regulations 2026. A family trust, not being a body corpora...

April 21, 2026 267 Views 0 comment Print

SEBI (Alternative Investment Funds) (Amendment) Regulations, 2026

SEBI : SEBI reduced the threshold under Regulation 10(c) from ₹2 lakh to ₹1,000, easing compliance requirements. The move simplifies ...

April 18, 2026 537 Views 0 comment Print


More power to SEBI to monitor end use of IPO money

March 16, 2010 456 Views 0 comment Print

Market regulator Securities and Exchange Board of India (Sebi) could soon get more teeth to monitor the end-use of money raised through initial public offerings by companies. The ministry of corporate affairs (MCA), which currently performs this role through the registrar of companies, wants Sebi to be roped in for this task, since companies divert funds through complex mechanisms that require expert hands to track.

Sebi panel may raise open offer trigger to 25%

March 16, 2010 765 Views 0 comment Print

Sources said the Sebi committee was comprehensively reviewing open offers and may raise the open offer trigger to 25 per cent from 15 per cent now — the reason being that 26 per cent shareholding in India gives acquirers the power to block special resolutions for important decisions during shareholder meetings.

In case of Merger/Acquisition, target company board may be asked to guide shareholders

March 16, 2010 555 Views 0 comment Print

The Securities and Exchange Board of India’s (Sebi) committee on takeovers headed by C Achuthan is seriously considering making it mandatory for boards of target companies to guide shareholders in the event of competitive bids in line with global best practice.

Revised Trade Timings of MCX, NCDEX, ICEX for Non-Agri Commodities from 15th March 2010

March 12, 2010 471 Views 0 comment Print

Commodity exchanges MCX, NCDEX and ICEX have reduced trade timings by 25 minutes for non-agricultural commodities to align with the US daylight saving times. According to separate statements issued by the three exchanges, all commodities except agricultural items will be allowed to trade between 10.00 am and 11.30 pm from Monday to Friday.

For IPO opening on or after 1st May 2010 even QIBs have to pay 100% Application Money

March 12, 2010 840 Views 0 comment Print

“In the primary issuance process, Qualified Institutional Buyers (QIBs) that currently pay only 10% margin while applying will be required to pay 100 per cent money in line with what other investors are required to do for all the issues that open on or after May 1, 2010.”

S&P CNX Nifty – Frequently Asked Questions

March 11, 2010 2937 Views 2 comments Print

1. What are the essentials of a stock market index ? 2. What do the ups and downs of an index mean? 3. What is the basic idea of an index? 4. What kind of averaging is done? 5. What is the portfolio interpretation of index movements? 6. Why are indices important? 7. What kinds of indices exist?

SEBI rejected PW plea on Satyam probe

March 10, 2010 420 Views 0 comment Print

Price Waterhouse (PW), an Indian arm of the global consultancy firm PricewaterhouseCoopers, whose partners got embroiled in the Satyam accounting fraud, failed to get a reprieve from the stock market regulator, the Securities and Exchanges Board of India (Sebi).

SEBI extends ambit of employee’s quota to include staff of subsidiaries in public issue of Parent Company

March 6, 2010 324 Views 0 comment Print

Market regulator SEBI today decided to expand the scope of employees quota in public issues of companies by making staff of subsidiaries eligible to paticipate in such offers made by the parent firm. Besides, the Securities and Exchange Board of India (SEBI), in its meeting here decided that institutional investors will have to pay upfront 100 per cent money in primary issues like retail investors.

SEBI imparting investor education in schools

February 23, 2010 585 Views 0 comment Print

Class 8 and 9 students at 26 schools all over the country are taking lessons in investor education these days, courtesy the capital market regulator. The optional three-month course teaches these students the importance of money, how to manage it and concepts of budgeting and saving.

SEBI in favour of allowing companies five years to increase their public shareholding to 25 per cent

February 17, 2010 255 Views 0 comment Print

Securities and Exchange Board of India has told the government that it favours giving companies five years to increase their public shareholding to 25 per cent. Sebi’s letter to the finance ministry follows a proposal by Finance Minister Pranab Mukherjee to increase the minimum public holding in all listed companies – whether government- and privately-owned – in last year’s Budget.

Search Post by Date
April 2026
M T W T F S S
 12345
6789101112
13141516171819
20212223242526
27282930