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Latest Articles


Disgorgement vs. Penalties: SAT Ruling on Tax Adjustments in Alpesh Vasanji Furiya v. SEBI

SEBI : The SAT's ruling in Alpesh Vasanji Furiya v. SEBI is a significant clarification of the relationship between securities enforcem...

June 8, 2026 162 Views 0 comment Print

Gold on Paper, Nothing in the Vault: The Making of a ₹4 Lakh Crore Business That Didn’t Exist

SEBI : SEBI flagged alleged revenue misrepresentation, undisclosed fund transfers, and accounting irregularities, raising concerns over d...

June 7, 2026 2838 Views 0 comment Print

Can SEBI Regulate AI-Generated Investment Advice? The Next Big Compliance Challenge in India

SEBI : SEBI is increasingly focusing on AI-powered investment advisory and research platforms in India. The article explains why fintech ...

May 25, 2026 423 Views 0 comment Print

How to Determine Material Subsidiary Under SEBI LODR When Net Worth Is Negative

SEBI : Negative net worth creates major interpretational challenges under Regulation 16 of SEBI LODR Regulations. This article explains t...

May 20, 2026 372 Views 0 comment Print

SEBI LODR Website Disclosure Rules Every Listed Company Must Know

SEBI : This article explains mandatory website disclosure requirements under Regulations 46 and 62 of SEBI LODR Regulations, 2015. It hig...

May 20, 2026 1386 Views 0 comment Print


Latest News


SEBI Proposes Consolidated AMC Pay Disclosures to Balance Transparency & Privacy

SEBI : SEBI has proposed replacing name-wise executive remuneration disclosures with consolidated disclosures for AMCs. The move seeks to...

June 10, 2026 57 Views 0 comment Print

SEBI Proposes Review of Framework for Calculation of Net Distributable Cash Flows for InvITs

SEBI : Following representations from the Bharat InvITs Association, SEBI has proposed amendments to NDCF computation rules. The draft in...

June 1, 2026 1011 Views 0 comment Print

SEBI Proposes New Framework for strike prices of options contracts

SEBI : SEBI has proposed a framework for managing strike prices of options contracts to address issues arising from sharp intraday market...

May 25, 2026 375 Views 0 comment Print

SEBI Proposes New IPO & Re-listed Scrip Price Discovery Rules to Prevent Artificial Price Suppression

SEBI : SEBI has proposed major reforms to the Pre-open Call Auction mechanism after concerns over artificially suppressed prices in IPO a...

May 21, 2026 438 Views 0 comment Print

Household Savings through Indian Securities Market: SEBI Study

SEBI : SEBI revised the methodology for computing household savings through the securities market by incorporating actual granular data a...

May 21, 2026 342 Views 0 comment Print


Latest Judiciary


Large futures positions alone cannot establish Share Price manipulation/Fraud: SC

SEBI : The Supreme Court held that SEBI failed to establish fraud and market manipulation in RPL futures transactions. While disgorgement...

June 2, 2026 411 Views 0 comment Print

From Clean Chit to Crores in Penalty: SEBI Reopens Suzlon Case and Strikes Hard

SEBI : SEBI overturned an earlier order that had exonerated the company, holding that key transactions allegedly created a misleading pic...

June 1, 2026 888 Views 0 comment Print

Non-Refund of Investor Money is Continuing Offence, Small Amount Not a Defence: Calcutta HC

SEBI : The issue was whether failure to refund investor funds is time-barred. The Court held it is a continuing offence, rejecting the li...

April 10, 2026 363 Views 0 comment Print

SEBI directed to Accept Payment Despite One-Day Delay; Writ Petition Allowed

SEBI : Calcutta High Court directs SEBI to accept Priya Ranjan Sah's payment, citing a one-day delay as not warranting prolonged litigati...

August 8, 2025 453 Views 0 comment Print

SEBI provisions doesn’t mandate issuance of separate demand notice before recovery

SEBI : The adjudication is conducted as per the mechanism outlined under SEBI Act and the rules framed thereunder. Notably, the provision...

July 28, 2025 747 Views 0 comment Print


Latest Notifications


Prima Facie Revenue Misrepresentation by Rajesh Exports Limited: SEBI (Read Order)

SEBI : SEBIs investigation found that a substantial portion of reported consolidated revenues was unsupported by verifiable subsidiary re...

June 5, 2026 486 Views 0 comment Print

SEBI Issues New AIF Master Circular as Multiple Regulations Needed Consolidation

SEBI : SEBI has consolidated all AIF-related circulars issued up to May 31, 2026 into a single Master Circular. The key takeaway is a uni...

June 4, 2026 348 Views 0 comment Print

PPIRP Resolution Plans Cannot Avail SEBI Relaxations as They Fall Under Section 54L

SEBI : NSE has clarified that regulatory exemptions available for Section 31 IBC resolution plans do not extend to plans approved under S...

June 2, 2026 237 Views 0 comment Print

Cousin Can Be Independent Director as Cousins Are Not ‘Relatives’ Under LODR Rules

SEBI : SEBI clarified that a cousin does not fall within the statutory definition of a relative under the Companies Act and LODR Regulati...

June 2, 2026 2622 Views 0 comment Print

SEBI Modifies Norms for Nomination in Demat Accounts & Mutual Fund Folios

SEBI : SEBI modified nomination norms for demat accounts and mutual fund folios after receiving stakeholder feedback on implementation is...

May 29, 2026 609 Views 0 comment Print


SEBI asks Promoters to disclose initial Shareholding and thereafter considerable changes in it

August 1, 2011 783 Views 0 comment Print

As per the Sebi board decision, it will be mandatory for the promoters and those part of the promoter group of a listed company to give the initial disclosures relating to their shareholding at the time of becoming promoter or part of promoter group. Besides, they will have to make continuous disclosures whenever there is a change in their holdings exceeding Rs five lakh in value or 25,000 shares or 1 per cent of total shareholding or voting rights, whichever is lower.

Sebi askes stock exchanges to penalise brokers transferring trades from one trading account to another after terming them as 'punching' errors

August 1, 2011 639 Views 0 comment Print

With an aim to check flow ofblack money and evasion of taxes through stock market, market regulator Sebi has decided to imposehefty penalty on brokers facilitating such transactions from tomorrow. The regulator recently came across a loophole in its existing regulations, which was being abused by stock brokers for facilitatingtax evasion and flow of black money through fictitious trades in lieu of hefty commissions.

SEBI Board meeting – Proposed New Takeover Code

July 29, 2011 6249 Views 0 comment Print

The Board considered the Report of the Takeover Regulations Advisory Committee (TRAC) and accepted most of the recommendations of TRAC. Major among them include the following: (a) Initial trigger threshold increased to 25 % from the existing 15%. (b) There shall be no separate provision for non-compete fees and all shareholders shall be given exit at the same price.

Sebi approves uniform customer identification process for investors in different segments

July 29, 2011 6264 Views 0 comment Print

Capital market regulator Sebi on Thursday approved a uniform customer identification process for investors in different segments, and also decided to accept Aadhaar or UID as one of the eligible documents for fulfilling the KYC norms.

SEBI – Allocation of Government debt long term limits to FIIs – Circular No. CIR/IMD/FIIC/11/2011

July 29, 2011 6013 Views 0 comment Print

CIR/IMD/FIIC/11/2011 Based on the assessment of the allocation and the utilization of the limits to FIIs for investments in debt, it has been decided to allocate the unutilized limits in Government debt long term in the following manner:- 2. Allocation through bidding process: The bidding for these limits shall be done on the BSE from 15:30 hrs to 17:30 hrs, on August 05, 2011, in terms of SEBI circular IMD/FII&C/37/2009 dated February 06, 2009, subject to the modifications stated below:-

SEBI CIR/MRD/DP/ 10 /2011 -Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement

July 18, 2011 541 Views 0 comment Print

CIR/MRD/DP/ 10 /2011 , Dated – July 18, 2011It is observed from the information provided by the depositories that the companies listed in Annexure ‘A’ have established connectivity with both the depositories. 2. The stock exchanges may consider shifting the trading in these securities to normal Rolling Settlement subject to the following:

SC directs Sahara to approach SAT against SEBI order directing to return the money collected from investors for an OFCD scheme

July 16, 2011 627 Views 0 comment Print

NEW DELHI: The Supreme Court today directed Sahara Group firm Sahara India Real Estate Corp to approach the Securities Appellate Tribunal against market regulator SEBI’s order directing the return of money collected from investors for an OFCD scheme within a period of three weeks.A three-member bench headed by Chief Justice S H Kapadia also directed the Securities Appellate Tribunal (SAT) to decide Sahara India Real Estate Corp’s appeal against SEBI within a period of eight weeks.

Admission of LLP as members of Stock Exchanges Reg.

July 11, 2011 1291 Views 0 comment Print

We have received requests from various stock exchanges to permit Limited Liability Partnerships (LLPs) to be admitted as members of stock exchanges so as to enable them to get registration as stock broker under SEBI (Stock brokers and Sub-brokers) Regulations, 1992.

SEBI (Bankers to an issue) (Amendment) Regulations, 2011

July 10, 2011 2412 Views 0 comment Print

No. LAD-NRO/GN/2011-12/12/2122 – In exercise of the powers conferred by section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following Regulations to amend the Securities and Exchange Board of India (Bankers to an Issue) Regulations, 1994, namely:— 1. These Regulations may be called the Securities and Exchange Board of India (Bankers to an Issue) (Amendment) Regulations, 2011.

SEBI (Underwriters) (Amendment) Regulations, 2011

July 5, 2011 964 Views 0 comment Print

No. LAD-NRO/GN/2011-12/15/21214 – In exercise of the powers conferred by section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following Regulations to amend the Securities and Exchange Board of India (Underwriters) Regulations, 1993, namely:- These Regulations may be called the Securities and Exchange Board of India (Underwriters) (Amendment) Regulations, 2011.

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