ROC Patna penalised a company and its managing director after physical verification revealed that the registered office was not functioning at the recorded address. The order highlights strict compliance requirements under Section 12 of the Companies Act, 2013.
ROC imposed penalties after a company incorrectly mentioned the financial year period while filing Form AOC-4 on the MCA portal. The ruling highlights the importance of accuracy in statutory electronic filings.
ROC Haryana penalized a company and its officers for filing e-Form MR-2 beyond the prescribed 90-day period after appointing a Managing Director. The order highlights strict compliance requirements under Section 196 and Rule 7(3) of the Companies Act framework.
The case involved a broker implementing substantial shareholding changes without obtaining IRDAI’s prior approval as required by regulations. IRDAI held that the violation was established but issued a warning considering corrective measures and future compliance commitments.
ROC Uttar Pradesh penalized a company and its directors for failing to file the annual return for FY 2019-20 under Section 92(4). The ruling highlights strict consequences for non-filing of statutory annual returns under the Companies Act, 2013.
ROC Uttar Pradesh dropped penalty proceedings after confirming that Form MGT-14 had already been filed for approval of accounts. The ruling highlights that penalties under Section 117(2) cannot survive once compliance is verified.
ROC Uttar Pradesh imposed penalties on a company and its directors for non-filing of financial statements for FY 2019-20. The order highlights that incorrect attachments in Form AOC-4 cannot cure statutory non-compliance under Section 137 of the Companies Act.
ROC Patna penalized a company and its managing director for failure to file financial statements under Section 137(3) of the Companies Act, 2013. The order highlights that prolonged filing defaults can attract maximum statutory penalties.
The ROC imposed the maximum statutory penalty on a Nidhi company for non-filing of financial statements under Section 137(3) of the Companies Act, 2013. The Managing Director was also penalized separately for continuing default.
ROC Patna imposed penalties on a Nidhi company and its Managing Director for failure to file financial statements under Section 137 of the Companies Act, 2013. The balance sheet remained unfiled despite adjudication notice and hearing opportunity.
