ROC Mumbai imposed a penalty under Section 159 after a director was found holding two DINs simultaneously in violation of Section 155 of the Companies Act. The authority noted that the duplicate DIN was generated because of a system error during portal migration but still treated it as a continuing default.
ROC Mumbai imposed penalties on a listed company and its officers for failing to file Form MR-2 within the prescribed timeline for appointment of a non-resident Whole Time Director. The adjudicating authority held that the 878-day delay violated Rule 7(3) read with Sections 196 and 201 of the Companies Act.
ROC Mumbai penalized directors for treating special business as ordinary business in an AGM notice to avoid mandatory explanatory disclosures. The order highlights strict compliance requirements under Section 102 of the Companies Act.
ROC Mumbai penalized a company and its directors for failing to maintain consecutively numbered pages in Board and General Meeting minutes books. The order highlights mandatory compliance with Secretarial Standard-1 under the Companies Act.
ROC Chandigarh penalized a company and its directors for delayed filing of particulars relating to vacation of office of a disqualified director. The order highlights strict compliance obligations under Sections 170 and 172 of the Companies Act, 2013.
The Office Memorandum increases Dearness Relief rates for CPF beneficiaries and eligible family members under the 5th Central Pay Commission structure. Revised DR rates will apply from 01.07.2025 and 01.01.2026.
ROC Patna penalised a company and its directors for failing to appoint a Chief Financial Officer after crossing the prescribed paid-up capital threshold. The order highlights strict compliance requirements under Section 203 of the Companies Act, 2013.
The ROC used the residuary penalty provision under Section 450 to address procedural contraventions involving premature allotment and inaccurate PAS-3 disclosures. The ruling clarifies the scope of Section 450 in filling legislative gaps.
The ROC held that attaching an incorrect balance sheet while filing Form AOC-4 amounts to non-compliance under Section 137(1). The company and its directors were penalized for defective filing of financial statements.
ROC Patna imposed penalties after a company failed to prove that Board Meetings were held as required under Section 173(1). Absence of minutes and non-filing of MGT-7 became key reasons for the adjudication action.
