The ROC penalised a company and its officers for violating the resident director requirement under Section 149(3) of the Companies Act. The ruling highlights strict enforcement where non-compliance continued for 2297 days.
The appellate authority allowed disclosure of internal file notings but refused to release documents submitted by valuers, holding them exempt under Section 8(1)(d) of the RTI Act due to commercial confidentiality.
ROC Patna penalised a company and its directors after the annual return for FY 2022–23 remained unfiled, holding it a violation of Section 92 of the Companies Act.
ROC Patna penalised a company and its directors after the annual return for FY 2021–22 remained unfiled, holding it a violation of Section 92 of the Companies Act.
The adjudicating authority imposed penalties after a company circulated a private placement offer letter before filing the required board resolution with the Registrar, violating Rule 14(8) of the securities rules.
The authority imposed penalties after a company filed Form PAS-3 35 days late following a rights issue allotment. The order highlights the mandatory 30-day deadline for filing return of allotment under Section 39.
The ROC held that filing the return of allotment beyond the 15-day statutory limit violates Section 42 and imposed penalties on the company and responsible officers.
ROC imposed a ₹2 lakh penalty after a company failed to file consolidated financial statements in Form AOC-4 CFS. The order emphasizes mandatory filing obligations under Section 137 of the Companies Act.
ROC Gwalior penalized a company for failing to file Consolidated Financial Statements in Form AOC-4 CFS for FY 2017-18 as required under Section 137 of the Companies Act, 2013. The order highlights that incorrect disclosure in statutory filings and omission of CFS constitutes a compliance violation. Penalties were imposed on both the company and its directors.
ROC held that failure to deposit dividend in a separate bank account within five days of declaration violates Section 123(4), attracting penalty under Section 450.
