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Latest Articles


Disgorgement vs. Penalties: SAT Ruling on Tax Adjustments in Alpesh Vasanji Furiya v. SEBI

SEBI : The SAT's ruling in Alpesh Vasanji Furiya v. SEBI is a significant clarification of the relationship between securities enforcem...

June 8, 2026 165 Views 0 comment Print

Gold on Paper, Nothing in the Vault: The Making of a ₹4 Lakh Crore Business That Didn’t Exist

SEBI : SEBI flagged alleged revenue misrepresentation, undisclosed fund transfers, and accounting irregularities, raising concerns over d...

June 7, 2026 2841 Views 0 comment Print

Can SEBI Regulate AI-Generated Investment Advice? The Next Big Compliance Challenge in India

SEBI : SEBI is increasingly focusing on AI-powered investment advisory and research platforms in India. The article explains why fintech ...

May 25, 2026 426 Views 0 comment Print

How to Determine Material Subsidiary Under SEBI LODR When Net Worth Is Negative

SEBI : Negative net worth creates major interpretational challenges under Regulation 16 of SEBI LODR Regulations. This article explains t...

May 20, 2026 372 Views 0 comment Print

SEBI LODR Website Disclosure Rules Every Listed Company Must Know

SEBI : This article explains mandatory website disclosure requirements under Regulations 46 and 62 of SEBI LODR Regulations, 2015. It hig...

May 20, 2026 1392 Views 0 comment Print


Latest News


SEBI Proposes Consolidated AMC Pay Disclosures to Balance Transparency & Privacy

SEBI : SEBI has proposed replacing name-wise executive remuneration disclosures with consolidated disclosures for AMCs. The move seeks to...

June 10, 2026 60 Views 0 comment Print

SEBI Proposes Review of Framework for Calculation of Net Distributable Cash Flows for InvITs

SEBI : Following representations from the Bharat InvITs Association, SEBI has proposed amendments to NDCF computation rules. The draft in...

June 1, 2026 1011 Views 0 comment Print

SEBI Proposes New Framework for strike prices of options contracts

SEBI : SEBI has proposed a framework for managing strike prices of options contracts to address issues arising from sharp intraday market...

May 25, 2026 381 Views 0 comment Print

SEBI Proposes New IPO & Re-listed Scrip Price Discovery Rules to Prevent Artificial Price Suppression

SEBI : SEBI has proposed major reforms to the Pre-open Call Auction mechanism after concerns over artificially suppressed prices in IPO a...

May 21, 2026 438 Views 0 comment Print

Household Savings through Indian Securities Market: SEBI Study

SEBI : SEBI revised the methodology for computing household savings through the securities market by incorporating actual granular data a...

May 21, 2026 342 Views 0 comment Print


Latest Judiciary


Large futures positions alone cannot establish Share Price manipulation/Fraud: SC

SEBI : The Supreme Court held that SEBI failed to establish fraud and market manipulation in RPL futures transactions. While disgorgement...

June 2, 2026 411 Views 0 comment Print

From Clean Chit to Crores in Penalty: SEBI Reopens Suzlon Case and Strikes Hard

SEBI : SEBI overturned an earlier order that had exonerated the company, holding that key transactions allegedly created a misleading pic...

June 1, 2026 888 Views 0 comment Print

Non-Refund of Investor Money is Continuing Offence, Small Amount Not a Defence: Calcutta HC

SEBI : The issue was whether failure to refund investor funds is time-barred. The Court held it is a continuing offence, rejecting the li...

April 10, 2026 363 Views 0 comment Print

SEBI directed to Accept Payment Despite One-Day Delay; Writ Petition Allowed

SEBI : Calcutta High Court directs SEBI to accept Priya Ranjan Sah's payment, citing a one-day delay as not warranting prolonged litigati...

August 8, 2025 453 Views 0 comment Print

SEBI provisions doesn’t mandate issuance of separate demand notice before recovery

SEBI : The adjudication is conducted as per the mechanism outlined under SEBI Act and the rules framed thereunder. Notably, the provision...

July 28, 2025 747 Views 0 comment Print


Latest Notifications


Prima Facie Revenue Misrepresentation by Rajesh Exports Limited: SEBI (Read Order)

SEBI : SEBIs investigation found that a substantial portion of reported consolidated revenues was unsupported by verifiable subsidiary re...

June 5, 2026 489 Views 0 comment Print

SEBI Issues New AIF Master Circular as Multiple Regulations Needed Consolidation

SEBI : SEBI has consolidated all AIF-related circulars issued up to May 31, 2026 into a single Master Circular. The key takeaway is a uni...

June 4, 2026 348 Views 0 comment Print

PPIRP Resolution Plans Cannot Avail SEBI Relaxations as They Fall Under Section 54L

SEBI : NSE has clarified that regulatory exemptions available for Section 31 IBC resolution plans do not extend to plans approved under S...

June 2, 2026 240 Views 0 comment Print

Cousin Can Be Independent Director as Cousins Are Not ‘Relatives’ Under LODR Rules

SEBI : SEBI clarified that a cousin does not fall within the statutory definition of a relative under the Companies Act and LODR Regulati...

June 2, 2026 2622 Views 0 comment Print

SEBI Modifies Norms for Nomination in Demat Accounts & Mutual Fund Folios

SEBI : SEBI modified nomination norms for demat accounts and mutual fund folios after receiving stakeholder feedback on implementation is...

May 29, 2026 609 Views 0 comment Print


Complain to SEBI must contain person sought to be arraigned was in charge of the affairs of the company

September 15, 2009 810 Views 0 comment Print

SUMMARY OF CASE LAW Mere allegations contained in a line or two against the directors without specifying the violative act committed by any of the directors would not suffice to make the directors offenders so as to summon them for the offences under SEBI Act; mere bald averments in the complaint do not make the […]

SEBI : Applicability of Delisting Regulations-Transitional Provisions

September 14, 2009 448 Views 0 comment Print

the words ”acted upon” shall mean that the implementation of activities including the opening of the book building process for determination of the exit price in terms of Clause 8.1 of the Delisting Guidelines, should be done within three months from the date of this circular.

Comparison between SEBI ICDR Regulations, 2009 & SEBI DIP Guidelines, 2000

September 13, 2009 10295 Views 0 comment Print

A comparison between Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009 vis-à-vis the SEBI (Disclosure and Investor Protection) Guidelines, 2000 The Securities and Exchange Board of India is turning a stricter eye on company promoters who have been issued preferential warrants, saying that they will have to forfeit the upfront payment […]

SEBI appointed committee recommended limiting the period for participation by QIBs in the IPO to 2 or 3 days

September 12, 2009 540 Views 0 comment Print

SEBI appointed committee recommended limiting the period for participation by QIBs in the IPO to 2 or 3 days

SEBI : Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement

September 7, 2009 343 Views 0 comment Print

The Stock Exchanges are advised to report to SEBI, the action taken in this regard in Section II, item no. 13 of the Monthly/Quarterly Development Report.

Sub-brokers likely to be exempted from the requirement of registering with SEBI

September 5, 2009 453 Views 0 comment Print

Sub-brokers in the stock market are likely to be exempted from the requirement of registering with the capital market regulator before starting their operations as per a proposal under consideration of the finance ministry and the Securities and Exchange Board of India (SEBI).  The move is to promote self-regulation through an industry body under the […]

SEBI Issue of Capital and Disclosure Requirements (ICDR) Regulations 2009

September 4, 2009 20866 Views 0 comment Print

The Securities and Exchange Board of India is turning a stricter eye on company promoters who have been issued preferential warrants, saying that they will have to forfeit the upfront payment made on unexercised warrants.This is contained in its recently notified Issue of Capital and Disclosure Requirements (ICDR) Regulations 2009 , which SEBI made public […]

SEBI issued circular on Allocation methodology of debt investment limits to FIIs

September 4, 2009 493 Views 0 comment Print

The remaining limit for investment in Government debt shall be allocated among the FIIs/sub-accounts on a first come first served basis in terms of SEBI circular dated January 31, 2008, subject to a ceiling of Rs. 249 Cr. per registered entity.

Amendments to SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999

September 3, 2009 609 Views 0 comment Print

The Securities and Exchange Board of India (Sebi) has allowed pricing of employee stock options (ESOPs) on the Black-Scholes model or a Binomial model. This model uses an option-racing model that takes into account, as of the grant date, the exercise price and expected life of the option.

Circular on Anti Money Laundering (AML) Standards/Combating Financing of Terrorism

September 1, 2009 661 Views 0 comment Print

SEBI, vide Master Circular No. ISD/AML/CIR-1/2008 dated December 19, 2008, issued consolidated requirements/obligations to be fulfilled by all registered intermediaries with regard to AML/CFT. In addition to the obligations contained in the Master Circular, following are the additional requirements to be fulfilled or the clarifications with regard to existing requirements:

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