SEBI - Page 264

SEBI : SMD/KR/4119/96

SMD/KR/4119/96 (13/09/1996)

directed to call for the details of Governing Board/Council meetings attended by the existing/old Public Representatives Director on your Exchange. You are requested to send us the information in the following format. ...

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SEBI : SMD/RCG/KR/96

SMD/RCG/KR/96 (31/08/1996)

Please treat this as MOST URGENT, as the reply to the Question is to the sent to the Government by September 4, 1996, and, therefore, you are requested to please arrange to send the information by Fax, so as to reach us latest by September 03, 1996....

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SEBI : Certain important matters to be reviewed at every Board Meeting

SMD/3953/96 (27/08/1996)

The Executive Directors/Managing Directors of all the Exchanges are requested to take note of the above and ensure that these matters are placed in the Board Meetings along with all the relevant details in this regard....

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SEBI : SMD circular dated August 21,1996

NA (21/08/1996)

Please refer to our Fax message dated August 20, 1996. You are further requested to furnish us the information in the following format for the period from April 1995 to August 20, 1996....

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SEBI : Inspection of Brokers and common irregularities observed

SMD/MDP/CIR/043/96 (05/08/1996)

Non-maintenance or improper maintenance of Books of Accounts which are required to be maintained as per Rule 15 of SC (R) Rules, 1957 and Regulation 17 of SEBI (Brokers and Sub-Brokers) Regulations 1992....

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SEBI : Uniform Norms for Good/Bad Deliveries

SMD/RCG/2796/96 (16/07/1996)

The validity period of Company Objection by the last buying broker to be notified to the Exchange/introducing broker will be 36 months from the date of payment by the buyer....

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SEBI : Registration of Brokers

SMD/MDP/2719/96 (10/07/1996)

The transferor has paid SEBI turnover fee for all the previous years including that related to transactions of current year. There are no fee dues payable to SEBI by the transferor member. ...

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SEBI : Views of SEs on Reverse Mergers

SMD/RCG/2135/96 (05/06/1996)

There may as well be some other implications regarding the listing of such companies and hence, we would like to have the views of all the recognised stock exchanges in the matter. ...

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SEBI : Payment of SEBI Registration fees by members of the Exchange

SMD/ED/2132/96 (04/06/1996)

You may like to bring to the notice of members that non-payment of requisite fee in time will attract penal provision as prescribed under SEBI (Stock Brokers and Sub-Brokers) Rules and Regulations, 1992....

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SEBI : Recovery of outstanding fee from defaulting members.

SMD/AA/SU/1939/96 (21/05/1996)

It is therefore suggested that a provision in the bye-laws may be incorporated regarding the use of the auction proceeds, whereby claims of SEBI will be treated on par with the claims of the exchange and the clearing house....

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Latest SEBI News

Get the latest news on SEBI from Taxguru. Read all the relevant SEBI circulars, updates to SEBI Act and SEBI Regulations exclusively at Taxguru.

SEBI (Securities and Exchange Board of India) was established in 1988 as a non-statutory body to regulate the Indian securities market. On April 12th, 1992, the Government of India made SEBI an autonomous body and offered statutory powers by passing the SEBI Act 1992 in the Parliament. SEBI is the regulator for the Indian securities market and has three major functions:  quasi-judicial, quasi-legislative and quasi-executive.

With the increase in the number of dealings in the Indian stock markets, a lot of malpractices was seen like price rigging, the unofficial premium on a new issue, delay in shares delivery, violations with respect to rules and regulations of the stock exchange and the listing requirements. With all such malpractices in place, the customers were losing their faith and confidence in the Indian stock exchange. Hence, the Indian government decided to set up a regulatory body or an agency known as SEBI (Securities Exchange Board of India).

SEBI drafts the regulations in the legislative capacity, it conducts investigations and enforces actions as per its executive function and it also passes orders and rulings as per its judicial capacity.The Indian Government has been vested SEBI with the following powers:

  • for approving the by−laws of stock exchanges.
  • requiring the stock exchange for amending their by−laws.
  • inspecting the books of accounts and calling for periodical returns from the recognized stock exchanges.
  • inspecting the books of accounts of the financial intermediaries.
  • compelling companies for list their shares on stock exchanges.
  • registration brokers.

At Taxguru, we bring you all the recent and the latest news on SEBI and SEBI regulations. Our panel of experts publishes SEBI circulars as and when there are any developments. Find out all the trending and latest SEBI news here at Taxguru. Get to know more about SEBI Act and SEBI regulations with blogs and articles published by our experts.