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Please refer to our earlier circular no. SMDRP!Policy!Cir-49!2000 dated October 16, 2000 advising that there should be a time gap of three months between the date for establishing connectivity by the companies with both the depositories and the date of commencement of compulsory dematerialised trading.
The SEBI Board had considered the proposal of offering securities in public issues through the stock exchange mechanism and after considering the advantages of the system, approved the proposal.
The Annual Report containing accounts of the asset management companies should be displayed on the web sites of the mutual funds.
Pursuant to the discussions and the decisions of the Group on Risk Management in Equity Markets the following are the risk containment measures for the rolling settlement and for the products of CNS, CFRS and the ALBRS
The exchanges may collect a uniform margin of 12.5% on the carry forward position in the Modified Carry Forward System (MCFS) and on the trade positions in the Automated Lending and Borrowing Mechanism (ALBM) instead of the stratified margin slabs, as is the practice now.
The Exchanges which are eligible to provide these products are advised to announce the dates for the commencement of these facilities for these scrips after giving due notice to the market.
Further, the scrips of companies which has been or is being shifted to the ‘trade for trade’ window of the stock exchanges would be reverted back to the normal trading segment from the next cut off date after the depositories confirm to SEBI that the companies have established connectivity.
Government of India has issued norms relating to multiple membership in Stock Exchange vide F. No. 1/26/SE/91 dated August 12, 1991 which interalia stipulated at (i) (a) that a member should have operated his membership for a period of atleast 5 years before seeking membership to another stock exchange.
regarding valuation of securities and provisioning of NPAs. As requested by Association of Mutual Funds in India (AMFI) vide their letter dated 29.09.2000 and accepted by us, the guidelines would become effective
This has reference to our earlier circular number: SMDRP/POLCIY/CIR-44/2000 dated September 18, 2000 advising the list of scrips to be traded only on “trade for trade settlement” window of the stock exchanges.
