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Latest Articles


Disgorgement vs. Penalties: SAT Ruling on Tax Adjustments in Alpesh Vasanji Furiya v. SEBI

SEBI : The SAT's ruling in Alpesh Vasanji Furiya v. SEBI is a significant clarification of the relationship between securities enforcem...

June 8, 2026 162 Views 0 comment Print

Gold on Paper, Nothing in the Vault: The Making of a ₹4 Lakh Crore Business That Didn’t Exist

SEBI : SEBI flagged alleged revenue misrepresentation, undisclosed fund transfers, and accounting irregularities, raising concerns over d...

June 7, 2026 2838 Views 0 comment Print

Can SEBI Regulate AI-Generated Investment Advice? The Next Big Compliance Challenge in India

SEBI : SEBI is increasingly focusing on AI-powered investment advisory and research platforms in India. The article explains why fintech ...

May 25, 2026 423 Views 0 comment Print

How to Determine Material Subsidiary Under SEBI LODR When Net Worth Is Negative

SEBI : Negative net worth creates major interpretational challenges under Regulation 16 of SEBI LODR Regulations. This article explains t...

May 20, 2026 372 Views 0 comment Print

SEBI LODR Website Disclosure Rules Every Listed Company Must Know

SEBI : This article explains mandatory website disclosure requirements under Regulations 46 and 62 of SEBI LODR Regulations, 2015. It hig...

May 20, 2026 1386 Views 0 comment Print


Latest News


SEBI Proposes Consolidated AMC Pay Disclosures to Balance Transparency & Privacy

SEBI : SEBI has proposed replacing name-wise executive remuneration disclosures with consolidated disclosures for AMCs. The move seeks to...

June 10, 2026 57 Views 0 comment Print

SEBI Proposes Review of Framework for Calculation of Net Distributable Cash Flows for InvITs

SEBI : Following representations from the Bharat InvITs Association, SEBI has proposed amendments to NDCF computation rules. The draft in...

June 1, 2026 1011 Views 0 comment Print

SEBI Proposes New Framework for strike prices of options contracts

SEBI : SEBI has proposed a framework for managing strike prices of options contracts to address issues arising from sharp intraday market...

May 25, 2026 378 Views 0 comment Print

SEBI Proposes New IPO & Re-listed Scrip Price Discovery Rules to Prevent Artificial Price Suppression

SEBI : SEBI has proposed major reforms to the Pre-open Call Auction mechanism after concerns over artificially suppressed prices in IPO a...

May 21, 2026 438 Views 0 comment Print

Household Savings through Indian Securities Market: SEBI Study

SEBI : SEBI revised the methodology for computing household savings through the securities market by incorporating actual granular data a...

May 21, 2026 342 Views 0 comment Print


Latest Judiciary


Large futures positions alone cannot establish Share Price manipulation/Fraud: SC

SEBI : The Supreme Court held that SEBI failed to establish fraud and market manipulation in RPL futures transactions. While disgorgement...

June 2, 2026 411 Views 0 comment Print

From Clean Chit to Crores in Penalty: SEBI Reopens Suzlon Case and Strikes Hard

SEBI : SEBI overturned an earlier order that had exonerated the company, holding that key transactions allegedly created a misleading pic...

June 1, 2026 888 Views 0 comment Print

Non-Refund of Investor Money is Continuing Offence, Small Amount Not a Defence: Calcutta HC

SEBI : The issue was whether failure to refund investor funds is time-barred. The Court held it is a continuing offence, rejecting the li...

April 10, 2026 363 Views 0 comment Print

SEBI directed to Accept Payment Despite One-Day Delay; Writ Petition Allowed

SEBI : Calcutta High Court directs SEBI to accept Priya Ranjan Sah's payment, citing a one-day delay as not warranting prolonged litigati...

August 8, 2025 453 Views 0 comment Print

SEBI provisions doesn’t mandate issuance of separate demand notice before recovery

SEBI : The adjudication is conducted as per the mechanism outlined under SEBI Act and the rules framed thereunder. Notably, the provision...

July 28, 2025 747 Views 0 comment Print


Latest Notifications


Prima Facie Revenue Misrepresentation by Rajesh Exports Limited: SEBI (Read Order)

SEBI : SEBIs investigation found that a substantial portion of reported consolidated revenues was unsupported by verifiable subsidiary re...

June 5, 2026 486 Views 0 comment Print

SEBI Issues New AIF Master Circular as Multiple Regulations Needed Consolidation

SEBI : SEBI has consolidated all AIF-related circulars issued up to May 31, 2026 into a single Master Circular. The key takeaway is a uni...

June 4, 2026 348 Views 0 comment Print

PPIRP Resolution Plans Cannot Avail SEBI Relaxations as They Fall Under Section 54L

SEBI : NSE has clarified that regulatory exemptions available for Section 31 IBC resolution plans do not extend to plans approved under S...

June 2, 2026 237 Views 0 comment Print

Cousin Can Be Independent Director as Cousins Are Not ‘Relatives’ Under LODR Rules

SEBI : SEBI clarified that a cousin does not fall within the statutory definition of a relative under the Companies Act and LODR Regulati...

June 2, 2026 2622 Views 0 comment Print

SEBI Modifies Norms for Nomination in Demat Accounts & Mutual Fund Folios

SEBI : SEBI modified nomination norms for demat accounts and mutual fund folios after receiving stakeholder feedback on implementation is...

May 29, 2026 609 Views 0 comment Print


Sebi bars 6 entities from market, slaps Rs 36 crore penalty

February 26, 2011 7125 Views 0 comment Print

Sectoral regulator Sebi on Friday barred six market intermediaries from trading in securities for allegedly carrying out manipulations in various IPO issues and also slapped a penalty of Rs 36.09 crore. “Roopalben N Panchal, Devangi Panchal, Dipak Jashvantlal Panchal, Hina Bhargav Panchal, Bhargav Ranchhodlal Panchal and Arjav Nareshbhai Panchal shall not buy, sell or deal in the securities…for three months,” the Securities and Exchange Board of India (SEBI) said in its final order.

Making UID Mandatory for Securities Transactions

February 25, 2011 699 Views 0 comment Print

Unique Identification Authority of India (UIDAI) has suggested constituting a joint working group of Securities and Exchange Board of India (SEBI) and UIDAI to work out the modalities for recognizing ‘Aadhaar’ as a proof of address and proof of identity for Know Your Client (KYC) purposes in the securities market.

Sebi wants IPO forms short and simple

February 20, 2011 480 Views 0 comment Print

As part of its efforts to make it easier for investors to enter the stock market through public issues, Sebi is considering making application forms simpler and shorter for the IPOs. The market regulator is also considering a common IPO application form for both ASBA and non-ASBA investors.

Sebi moves SC against order in derivatives case

February 19, 2011 435 Views 0 comment Print

Stock market regulator Sebi today approached the Supreme Court against the order of appellate body SAT, which set aside its decision to impose penalty on Rakhi Trading for alleged rigging in derivatives trade. Sebi had imposed a penalty of Rs 1.08 cr

SEBI’s recommendation on related party transactions

February 15, 2011 531 Views 0 comment Print

Securities and Exchange Board of India [SEBI] at their Board Meeting held on 7 February 2011 decided to recommend to the Ministry of Corporate Affairs, Government of India [MCA] to suitably amend Clause 166 of the Companies Bill, 2009 [Companies Bill

Sebi probing possible foul play in crashing of stock markets

February 14, 2011 381 Views 0 comment Print

Suspecting foul play in the crashing of stock markets over the past few months, Sebi is probing at least 25 entities, including brokerage firms, FIIs and mutual funds.

Listing day- BSE mulls pre-opening trade in IPO stocks

February 14, 2011 303 Views 0 comment Print

The Bombay Stock Exchange (BSE) plans to introduce pre-opening trade in IPO stocks on the day of listing, a practice that is currently only permitted for Sensex stocks and 20 other large cap counters.

ICAI solicits views on SEBI Discussion Paper on Outsourcing of Activities Related to Intermediation Services

February 13, 2011 468 Views 0 comment Print

SEBI has prepared a discussion paper on outsourcing of activities related to the intermediation services. The paper proposes certain principles for outsourcing, and indicates activities presently being outsourced by the intermediaries along with the

SEBI Laws-Section 4 of the SEBI Act, 1992 – Management of the Board – Amendment in Notification No. S.O. 147(E), dated 21-2-1992

February 11, 2011 1261 Views 0 comment Print

In exercise of powers conferred by sub-section (1)(c) of section 4 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Central Government hereby makes the following further amendment in the notification of the Government of India, in the Ministry of Finance, Department of Economic Affairs, number S.O 147(E), dated the 21st February, 1992, namely :—

SEBI – Arbitration mechanism of stock exchanges – Applicability of the provisions of the Limitation Act, 1963

February 10, 2011 1529 Views 0 comment Print

Arbitration mechanism of stock exchanges – Applicability of the provisions of the Limitation Act, 1963 CIR/MRD/DSA/2/2011           February 09, 2011 To The Managing Director/Executive Director of all Stock Exchanges. Dear Sir / Madam, Subject: Arbitration mechanism of stock exchanges – Applicability of the provisions of the Limitation Act, 1963 This is in continuation of circular ref. […]

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