SEBI - Page 365

SEBI : Fixing of record dates relating to rights issues

PMD/PKN/1759/95 (05/07/1995)

If the terms of offer of the rights issue are subsequently changed, it will be the lead manager’s responsibility to compensate the buyers or sellers in the market....

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SEBI : Right not accompanied by public issues- no vetting

SMD/RCG/PJ/2179/95 (06/06/1995)

Amendments to Regulations of your exchange would be required to give effect to these new guidelines. Therefore, you are requested to make necessary amendments in your regulations and confirm the compliance thereof by June 21, 1995. Please send a copy of the amended regulations for our record. ...

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SEBI : Inter-linking of exchanges through e-mail facility

SMD/JNG/448/95 (03/05/1995)

In order to ensure timely and proper dissemination of price sensitive information, company news and to improve co-ordination between exchanges, so as to bring uniformity in decisions regarding trading restrictions/permissions,...

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SEBI : Severance of connections with other businesses

SMD/VRN/1476/95 (27/04/1995)

It is observed that corporate applicants recently being admitted into various Stock Exchanges are engaged in businesses other than securities business like ICDs, leasing, hire purchase and bill discounting due to which SEBI is not in a position to consider their registration. ...

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SEBI : RBTI(G I Series) Circular No. 1 (95-96)

Circular No. 1(95-96) (21/04/1995)

All bankers to an issue are hereby advised to submit quarterly reports for each quarter of the year and annual report for each financial year in respect of their activities as per formats enclosed. The quarterly report must be submitted within 3 weeks of the last day of the quarter and the annual report must be submitted within 2 months o...

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SEBI : Common members in the Appellate body and the Committees

SMD/536/95 (28/03/1995)

In some cases the aggrieved party has a right of appeal to the Governing Board/Council of Management against the decision of the Committee....

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SEBI : Clarification for rights issue

SMD(N)/JJ/360/95 (16/03/1995)

With reference to sub-clause (C) of Clause 24 as mentioned in our above letter, it is clarified that SEBI Directive no. C.III dated August 13, 1992 is operative. ...

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SEBI : Reporting of spot and off-the-floor transactions.

SMD/RCG/CIR/(BKG)/293/95 (14/03/1995)

The exchange is advised to inform us about the steps taken in this regard not later than April 10, 1995. The exchanges must also send a report to SEBI indicating the trading floor volumes and off-exchanges volumes separately....

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SEBI : Appointment of Compliance officer

SMD/SED/CIR/95/005 (01/03/1995)

SEBI is examining the question of appointing a Compliance Officer for each stock exchange whose function would be to ensure that violations of stock exchange rules and regulations do not remain undetected or unreported. ...

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SEBI : Turnover to reported single side

SMD (N)/JJ/8890/95 (23/01/1995)

This has reference to our letter no. SMD (N)/JJ/4311/94 dated July 20, 1994 regarding submission of report of turnover and delivery figures of your stock exchange....

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Latest SEBI News

Get the Latest News on SEBI from Taxguru. Read all the relevant SEBI circulars, updates to SEBI Act and SEBI Regulations exclusively at Taxguru.

SEBI (Securities and Exchange Board of India) was established in 1988 as a non-statutory body to regulate the Indian securities market. On April 12th, 1992, the Government of India made SEBI an autonomous body and offered statutory powers by passing the SEBI Act 1992 in the Parliament. SEBI is the regulator for the Indian securities market and has three major functions:  quasi-judicial, quasi-legislative and quasi-executive.

With the increase in the number of dealings in the Indian stock markets, a lot of malpractices was seen like price rigging, the unofficial premium on a new issue, delay in shares delivery, violations with respect to rules and regulations of the stock exchange and the listing requirements. With all such malpractices in place, the customers were losing their faith and confidence in the Indian stock exchange. Hence, the Indian government decided to set up a regulatory body or an agency known as SEBI (Securities Exchange Board of India).

SEBI drafts the regulations in the legislative capacity, it conducts investigations and enforces actions as per its executive function and it also passes orders and rulings as per its judicial capacity.The Indian Government has been vested SEBI with the following powers:

  • for approving the by−laws of stock exchanges.
  • requiring the stock exchange for amending their by−laws.
  • inspecting the books of accounts and calling for periodical returns from the recognized stock exchanges.
  • inspecting the books of accounts of the financial intermediaries.
  • compelling companies for list their shares on stock exchanges.
  • registration brokers.

At Taxguru, we bring you all the recent and the latest news on SEBI and SEBI regulations. Our panel of experts publishes SEBI circulars as and when there are any developments. Find out all the trending and latest SEBI news here at Taxguru. Get to know more about SEBI Act and SEBI regulations with blogs and articles published by our experts.

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