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Latest Articles


Disgorgement vs. Penalties: SAT Ruling on Tax Adjustments in Alpesh Vasanji Furiya v. SEBI

SEBI : The SAT's ruling in Alpesh Vasanji Furiya v. SEBI is a significant clarification of the relationship between securities enforcem...

June 8, 2026 153 Views 0 comment Print

Gold on Paper, Nothing in the Vault: The Making of a ₹4 Lakh Crore Business That Didn’t Exist

SEBI : SEBI flagged alleged revenue misrepresentation, undisclosed fund transfers, and accounting irregularities, raising concerns over d...

June 7, 2026 2808 Views 0 comment Print

Can SEBI Regulate AI-Generated Investment Advice? The Next Big Compliance Challenge in India

SEBI : SEBI is increasingly focusing on AI-powered investment advisory and research platforms in India. The article explains why fintech ...

May 25, 2026 423 Views 0 comment Print

How to Determine Material Subsidiary Under SEBI LODR When Net Worth Is Negative

SEBI : Negative net worth creates major interpretational challenges under Regulation 16 of SEBI LODR Regulations. This article explains t...

May 20, 2026 372 Views 0 comment Print

SEBI LODR Website Disclosure Rules Every Listed Company Must Know

SEBI : This article explains mandatory website disclosure requirements under Regulations 46 and 62 of SEBI LODR Regulations, 2015. It hig...

May 20, 2026 1380 Views 0 comment Print


Latest News


SEBI Proposes Review of Framework for Calculation of Net Distributable Cash Flows for InvITs

SEBI : Following representations from the Bharat InvITs Association, SEBI has proposed amendments to NDCF computation rules. The draft in...

June 1, 2026 1011 Views 0 comment Print

SEBI Proposes New Framework for strike prices of options contracts

SEBI : SEBI has proposed a framework for managing strike prices of options contracts to address issues arising from sharp intraday market...

May 25, 2026 369 Views 0 comment Print

SEBI Proposes New IPO & Re-listed Scrip Price Discovery Rules to Prevent Artificial Price Suppression

SEBI : SEBI has proposed major reforms to the Pre-open Call Auction mechanism after concerns over artificially suppressed prices in IPO a...

May 21, 2026 432 Views 0 comment Print

Household Savings through Indian Securities Market: SEBI Study

SEBI : SEBI revised the methodology for computing household savings through the securities market by incorporating actual granular data a...

May 21, 2026 342 Views 0 comment Print

SEBI Proposes Third-Party Mutual Fund Payments as Industry Sought Operational Flexibility

SEBI : SEBI issued a draft consultation paper proposing limited relaxation of third-party payment restrictions in mutual funds for specif...

May 20, 2026 339 Views 0 comment Print


Latest Judiciary


Large futures positions alone cannot establish Share Price manipulation/Fraud: SC

SEBI : The Supreme Court held that SEBI failed to establish fraud and market manipulation in RPL futures transactions. While disgorgement...

June 2, 2026 408 Views 0 comment Print

From Clean Chit to Crores in Penalty: SEBI Reopens Suzlon Case and Strikes Hard

SEBI : SEBI overturned an earlier order that had exonerated the company, holding that key transactions allegedly created a misleading pic...

June 1, 2026 882 Views 0 comment Print

Non-Refund of Investor Money is Continuing Offence, Small Amount Not a Defence: Calcutta HC

SEBI : The issue was whether failure to refund investor funds is time-barred. The Court held it is a continuing offence, rejecting the li...

April 10, 2026 360 Views 0 comment Print

SEBI directed to Accept Payment Despite One-Day Delay; Writ Petition Allowed

SEBI : Calcutta High Court directs SEBI to accept Priya Ranjan Sah's payment, citing a one-day delay as not warranting prolonged litigati...

August 8, 2025 453 Views 0 comment Print

SEBI provisions doesn’t mandate issuance of separate demand notice before recovery

SEBI : The adjudication is conducted as per the mechanism outlined under SEBI Act and the rules framed thereunder. Notably, the provision...

July 28, 2025 747 Views 0 comment Print


Latest Notifications


Prima Facie Revenue Misrepresentation by Rajesh Exports Limited: SEBI (Read Order)

SEBI : SEBIs investigation found that a substantial portion of reported consolidated revenues was unsupported by verifiable subsidiary re...

June 5, 2026 483 Views 0 comment Print

SEBI Issues New AIF Master Circular as Multiple Regulations Needed Consolidation

SEBI : SEBI has consolidated all AIF-related circulars issued up to May 31, 2026 into a single Master Circular. The key takeaway is a uni...

June 4, 2026 342 Views 0 comment Print

PPIRP Resolution Plans Cannot Avail SEBI Relaxations as They Fall Under Section 54L

SEBI : NSE has clarified that regulatory exemptions available for Section 31 IBC resolution plans do not extend to plans approved under S...

June 2, 2026 237 Views 0 comment Print

Cousin Can Be Independent Director as Cousins Are Not ‘Relatives’ Under LODR Rules

SEBI : SEBI clarified that a cousin does not fall within the statutory definition of a relative under the Companies Act and LODR Regulati...

June 2, 2026 2619 Views 0 comment Print

SEBI Modifies Norms for Nomination in Demat Accounts & Mutual Fund Folios

SEBI : SEBI modified nomination norms for demat accounts and mutual fund folios after receiving stakeholder feedback on implementation is...

May 29, 2026 597 Views 0 comment Print


Legal Implications of Informal Guidance

June 7, 2021 5436 Views 0 comment Print

No law is perfect, thus giving a wider probability of ambiguity among various stakeholders. Moreover, the business environment being dynamic in nature requires to be at par with the current scenario in order to achieve its ultimate goal and also each situation would not necessarily be same as that of the situation quoted under the law or based upon which a prior judgement has already been pronounced.

Potential Risk Class Matrix for debt schemes based on Interest Rate & Credit Risk

June 7, 2021 2871 Views 0 comment Print

While the Risk-o-Meter stipulated by SEBI reflects the current risk of the scheme at a given point in time, there is also a need for disclosure of the maximum risk the fund manager can take in the scheme.

Compliance Audit for SEBI Registered Investment Advisers

June 5, 2021 13311 Views 2 comments Print

Securities and Exchange Board of India (SEBI) in its recent Circular for Investment Advisers dated 23rd September, 2020 titled “Guidelines for Investment Advisers” stated that, as per Regulation 19 (3) of the amended Investment Adviser Regulations, Investment Advisers shall ensure that Annual Audit in respect of compliance of SEBI (Investment Advisers) Regulations, 2013 and circulars […]

SEBI amends fields for Centralized Database for Corporate Bonds/ Debentures

June 4, 2021 2319 Views 0 comment Print

SEBI vide circular no. CIR/IMD/DF/17/2013 dated October 22, 2013, on ‘Centralized Database for Corporate Bonds/ Debentures’ mandated Depositories to jointly create, host, and maintain a Centralized Database of corporate bonds held in demat form.

SEBI signs MoU with CSSF, Luxembourg

June 3, 2021 834 Views 0 comment Print

SEBI and the Luxembourg Commission de Surveillance du Secteur Financier (CSSF) have entered into a bilateral Memorandum of Understanding (MoU) for mutual co-operation and technical assistance.

SEBI Enhances Overseas Investment limits for Mutual Funds

June 3, 2021 870 Views 0 comment Print

2.1 Mutual Funds can make overseas investments subject to a maximum of US $ 1 billion per Mutual Fund, within the overall industry limit of US $ 7 billion. 2.2 Mutual Funds can make investments in overseas Exchange Traded Fund (ETF(s)) subject to a maximum of US $ 300 million per Mutual Fund, within the overall industry limit of US $ 1 billion.

Implementation timelines for processing of ASBA applications through UPI

June 2, 2021 750 Views 0 comment Print

SEBI had put in place measures to have a uniform policy to further streamline the processing of ASBA applications through UPI process among intermediaries/SCSBs and also provided a mechanism of compensation to investors.

SEBI Circular – No Tax For Foreign Portfolio Investors on Off market Transfer of Securities to IFSC

June 2, 2021 2139 Views 1 comment Print

The Capital Market Regulator has issued a Circular on June 01, 2021 to give effect to the provisions of the Finance Act, 2021  for providing tax exemption on transfer of portfolio investments of  foreign funds to International Financial Services Centre (IFSC). SEBI has been quick enough to come out with the Circular in order to […]

Off-market transfer of securities by FPI

June 1, 2021 1401 Views 0 comment Print

The Finance Act, 2021 provides tax incentives for relocating foreign funds to International Financial Services Centre (IFSC) in order to make the IFSC in GIFT City a global financial hub.

Listing of Small and Medium Enterprise on SME Exchange

June 1, 2021 7014 Views 0 comment Print

SME means Small and Medium Enterprise under section 7 of the ‘Micro, Small and Medium Enterprises Development Act, 2006’ which classifies micro, small and medium enterprises into the following: A micro enterprise, where the investment in Plant and Machinery or Equipment does not exceed one crore rupees and turnover does not exceed five crore rupees; […]

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