Securities and Exchange Board of India
CA, CS, CMA : Major rulings and notifications clarified tax treatment, compliance timelines, and financial regulations. The updates emphasize ef...
SEBI : Regulation 31A lays down strict eligibility and compliance requirements for promoter reclassification. The key takeaway is that lo...
CA, CS, CMA : The update discusses GST rulings on ITC and refunds, income tax relief interpretations, and insolvency reforms. It also covers dis...
Income Tax : Explains how commission-driven incentives in banks lead to mis-selling of financial products. Highlights the need for structural r...
SEBI : Explains mandatory quarterly disclosures under SEBI LODR, including financial results, governance reports, and shareholding patter...
SEBI : The consultation highlights that existing net worth calculations based on retained client funds are no longer effective. A revised...
SEBI : The draft circular addresses issues in managing unpaid client securities and proposes changes to the existing pledge framework. It...
Finance : The agreements introduce structured protocols for intelligence sharing and monitoring compliance under PMLA. The ruling highlights...
SEBI : The issue involved misuse of telecom resources in financial scams. The MoU establishes real-time data sharing to enable early dete...
SEBI : The issue concerns multiple filings of the same disclosures on different stock exchanges. The framework enables a single filing sy...
SEBI : The issue was whether failure to refund investor funds is time-barred. The Court held it is a continuing offence, rejecting the li...
Company Law : Supreme Court held that diversion of funds raised through preferential allotment for purposes other than those stated in offer doc...
SEBI : Calcutta High Court directs SEBI to accept Priya Ranjan Sah's payment, citing a one-day delay as not warranting prolonged litigati...
SEBI : SEBI penalty on Deccan Chronicle's Company Secretary overturned. Tribunal rules Company Secretary not responsible for verifying au...
SEBI : SEBI prosecutes directors of Gujarat Arth Ltd for market manipulation and fraudulent trading under SEBI Act....
SEBI : The issue was compliance timeline under amended DT regulations. SEBI extended the deadline to October 2026 due to implementation c...
SEBI : The event underscored that increasing retail participation must be matched with stronger investor awareness and safeguards. It emp...
SEBI : SEBI addressed concerns over high funding costs caused by gross settlement requirements. It permitted netting for outright transac...
SEBI : SEBI clarified that only a body corporate can act as a sponsor under MF Regulations 2026. A family trust, not being a body corpora...
SEBI : SEBI reduced the threshold under Regulation 10(c) from ₹2 lakh to ₹1,000, easing compliance requirements. The move simplifies ...
SEBI issues updated guidelines for research analysts, covering qualification, fees, KYC, and client segregation. Compliance deadlines set for 2025.
SEBI announces revised guidelines for Investment Advisers, including deposit rules, part-time registration, fee flexibility, AI disclosure, and compliance updates effective 2025.
SEBI’s December 2024 circular introduces integrated filings for governance and financial disclosures, revised timelines, automated systems, and changes to secretarial auditor rules.
SEBI modifies timelines for credit rating reviews and press releases by CRAs, focusing on working days. New measures aim to improve uniformity and efficiency.
Key updates on Income Tax, GST, SEBI, RBI, and legal matters for the week ending 5th Jan 2025. Important notifications, circulars, and judicial decisions.
SEBI Circular introduces streamlined filings for governance and financial disclosures, revised secretarial auditor rules, and single filing systems for listed entities.
SEBI revises rules for settling inactive client accounts. Funds of clients not trading for 30+ days to be settled in monthly cycles as per stock exchange schedules.
SEBI plans amendments to Merchant Banker Regulations, defining permitted activities, revising categories, and ensuring compliance with securities market norms.
SEBI proposes revisions to SME frameworks under ICDR and LODR Regulations, focusing on enhanced transparency, corporate governance, and uniform compliance.
SEBI proposes to revise the UPSI definition under PIT Regulations to align with LODR events, enhancing clarity, compliance, and uniformity across the regulatory ecosystem.
