SEBI - Page 68

SEBI ruled out rolling back its order banning entry load and parity in exit loads

On Tuesday, Sebi Chairman CB Bhave met chief executive officers (CEOs) of all fund houses to take stock of the ground realities after the new guidelines.Industry sources said while the fund houses explained that the industry was still in a nascent stage and imposition of stringent guidelines would stifle its growth, the market regulator t...

Read More
Posted Under: SEBI |

SEBI reviewing timeline for converting the prefrence warrant into shares and upfront magin to be paid

Norms for preferential allotment of equity warrants are learnt to be back under the regulatory scanner, following complaints from institutional investors that this instrument is being misused by promoters....

Read More
Posted Under: SEBI | ,

SEBI may offer listed companies option of switching over to IFRS for improved corporate governance

Sebi will soon offer listed companies the option of switching over to the International Financial Reporting Standards for improved corporate governance, but is yet to take a decision on allowing quarterly audits, due to stiff opposition from companies themselves....

Read More
Posted Under: SEBI |

SEBI (Aid for Legal Proceedings) Guidelines, 2009

NA (11/08/2009)

Where more than one application for aid is received by the Board on the same day, the Investors' Association that has filed the petition/suit before the appropriate Court first, shall be considered for grant of legal aid....

Read More

SEBI decided to facilitate setting up of Separate stock exchange for Small and Medium Enterprises (SMEs)

Securities and Exchange Board of India (SEBI) which recognises and regulates Stock Exchanges, has decided to facilitate the setting up of separate stock exchanges or a platform in the existing stock exchanges dedicated to the Small and Medium Enterprises (SMEs). The objective is to make available equity capital at lower cost for small and...

Read More
Posted Under: SEBI |

SEBI asked finance ministry to revoke rule that bars SEBI officials sitting as members at the SAT

Capital market regulator Securities and Exchange Board of India (Sebi) has asked the finance ministry to revoke a rule that bars Sebi officials sitting as members at the Securities Appellate Tribunal (SAT), which hears appeals against Sebi orders, a Sebi official said....

Read More
Posted Under: SEBI |

Interpretative circular under regulation 5 of the Securities and Exchange Board of India

Circular No. CFD/DCR/TO/Cir-01/2009/06/08 (06/08/2009)

No acquirer, who together with persons acting in concert with him holds, fifty five per cent (55%) or more but less than seventy five per cent (75%) of the shares or voting rights in a target company, shall acquire either by himself or through persons acting in concert with him any additional shares entitling him to exercise voting rights...

Read More

SAT may be renamed as FSAT and all financial regulators may come under it

  In a first, the government is considering a revamp of the legal system by giving more powers and responsibilities to the Securities Appellate Tribunal (SAT), a quasi-judicial body, which currently only settles disputes in capital market transactions. The thinking within the government is that SAT’s role needs to be widened and...

Read More
Posted Under: SEBI |

Reporting of Inter-Scheme Transfers of Corporate Bonds by Mutual Funds

Reporting of Inter-Scheme Transfers of Corporate Bonds by Mutual Funds on SEBI Authorized Trade Reporting Platforms at NSE/ BSE/ FIMMDA SEBI/IMD/DOF-1/BOND/Cir-3/2009, Dated: July 31, 2009 Sub: Reporting of Inter-Scheme Transfers of Corporate Bonds by Mutual Funds on SEBI Authorized Trade Reporting Platforms at NSE/ BSE/ FIMMDA 1. SEBI v...

Read More
Posted Under: SEBI |

Circular on Amendment to Chapter VIA of the SEBI (Disclosure and Investor Protection) Guidelines, 2000

Circualr No. SEBI/CFD/DIL/ DIP/37/2009/ 31/07 (31/07/2009)

We confirm that all the material disclosures in respect of the Issuing Company have been made in the red herring prospectus / prospectus and certify that any material development in the Issuing Company or relating to the issue, up to the commencement of listing and trading of the IDRs offered through this issue, shall be informed through ...

Read More

Browse All Categories

CA, CS, CMA (4,698)
Company Law (5,998)
Custom Duty (7,745)
DGFT (4,225)
Excise Duty (4,361)
Fema / RBI (4,188)
Finance (4,391)
Income Tax (33,081)
SEBI (3,459)
Service Tax (3,553)

Search Posts by Date

June 2020
M T W T F S S
1234567
891011121314
15161718192021
22232425262728
2930