Securities and Exchange Board of India
CA, CS, CMA : Major rulings and notifications clarified tax treatment, compliance timelines, and financial regulations. The updates emphasize ef...
SEBI : Regulation 31A lays down strict eligibility and compliance requirements for promoter reclassification. The key takeaway is that lo...
CA, CS, CMA : The update discusses GST rulings on ITC and refunds, income tax relief interpretations, and insolvency reforms. It also covers dis...
Income Tax : Explains how commission-driven incentives in banks lead to mis-selling of financial products. Highlights the need for structural r...
SEBI : Explains mandatory quarterly disclosures under SEBI LODR, including financial results, governance reports, and shareholding patter...
SEBI : The consultation highlights that existing net worth calculations based on retained client funds are no longer effective. A revised...
SEBI : The draft circular addresses issues in managing unpaid client securities and proposes changes to the existing pledge framework. It...
Finance : The agreements introduce structured protocols for intelligence sharing and monitoring compliance under PMLA. The ruling highlights...
SEBI : The issue involved misuse of telecom resources in financial scams. The MoU establishes real-time data sharing to enable early dete...
SEBI : The issue concerns multiple filings of the same disclosures on different stock exchanges. The framework enables a single filing sy...
SEBI : The issue was whether failure to refund investor funds is time-barred. The Court held it is a continuing offence, rejecting the li...
Company Law : Supreme Court held that diversion of funds raised through preferential allotment for purposes other than those stated in offer doc...
SEBI : Calcutta High Court directs SEBI to accept Priya Ranjan Sah's payment, citing a one-day delay as not warranting prolonged litigati...
SEBI : SEBI penalty on Deccan Chronicle's Company Secretary overturned. Tribunal rules Company Secretary not responsible for verifying au...
SEBI : SEBI prosecutes directors of Gujarat Arth Ltd for market manipulation and fraudulent trading under SEBI Act....
SEBI : The issue was compliance timeline under amended DT regulations. SEBI extended the deadline to October 2026 due to implementation c...
SEBI : The event underscored that increasing retail participation must be matched with stronger investor awareness and safeguards. It emp...
SEBI : SEBI addressed concerns over high funding costs caused by gross settlement requirements. It permitted netting for outright transac...
SEBI : SEBI clarified that only a body corporate can act as a sponsor under MF Regulations 2026. A family trust, not being a body corpora...
SEBI : SEBI reduced the threshold under Regulation 10(c) from ₹2 lakh to ₹1,000, easing compliance requirements. The move simplifies ...
SEBI amends Mutual Funds Regulations to specify timelines for asset deployment in New Fund Offers (NFOs). Key updates for AMC operations.
SEBI proposes recognizing CRAs as PVAs and stock exchanges as data centers to validate investment performance claims and protect investor interests.
SEBI proposes regulations assigning responsibility for AI usage by MIIs and intermediaries, focusing on investor data security, compliance, and operational integrity.
“SEBI proposes 2024 regulation to formalize pre-legislative consultation, issuance, and review of securities market rules, enhancing transparency and governance.”
SEBI proposes amendments to mandate electronic payments for all listed company securityholders, aligning processes for physical and demat account holders.
SEBI offers free tools on its website and Saarthi App for investor awareness, including scam check, financial health tools, and educational videos.
SEBI updates certification norms for investment advisers, mandating NISM exams for compliance. Notification rescinds previous directives, effective January 2, 2025.
SEBI introduces Integrated Filing for governance, financial disclosures, and compliance changes for listed entities, effective from December 2024.
SEBI introduces a new ‘MF Lite’ framework to simplify compliance for passive mutual funds, promoting market entry, diversification, and innovation.
SEBI clarifies the compliance timelines and regulatory forbearance for its Cybersecurity and Cyber Resilience Framework, effective January 2025.
