Securities and Exchange Board of India
CA, CS, CMA : Major rulings and notifications clarified tax treatment, compliance timelines, and financial regulations. The updates emphasize ef...
SEBI : Regulation 31A lays down strict eligibility and compliance requirements for promoter reclassification. The key takeaway is that lo...
CA, CS, CMA : The update discusses GST rulings on ITC and refunds, income tax relief interpretations, and insolvency reforms. It also covers dis...
Income Tax : Explains how commission-driven incentives in banks lead to mis-selling of financial products. Highlights the need for structural r...
SEBI : Explains mandatory quarterly disclosures under SEBI LODR, including financial results, governance reports, and shareholding patter...
SEBI : The consultation highlights that existing net worth calculations based on retained client funds are no longer effective. A revised...
SEBI : The draft circular addresses issues in managing unpaid client securities and proposes changes to the existing pledge framework. It...
Finance : The agreements introduce structured protocols for intelligence sharing and monitoring compliance under PMLA. The ruling highlights...
SEBI : The issue involved misuse of telecom resources in financial scams. The MoU establishes real-time data sharing to enable early dete...
SEBI : The issue concerns multiple filings of the same disclosures on different stock exchanges. The framework enables a single filing sy...
SEBI : The issue was whether failure to refund investor funds is time-barred. The Court held it is a continuing offence, rejecting the li...
Company Law : Supreme Court held that diversion of funds raised through preferential allotment for purposes other than those stated in offer doc...
SEBI : Calcutta High Court directs SEBI to accept Priya Ranjan Sah's payment, citing a one-day delay as not warranting prolonged litigati...
SEBI : SEBI penalty on Deccan Chronicle's Company Secretary overturned. Tribunal rules Company Secretary not responsible for verifying au...
SEBI : SEBI prosecutes directors of Gujarat Arth Ltd for market manipulation and fraudulent trading under SEBI Act....
SEBI : The issue was compliance timeline under amended DT regulations. SEBI extended the deadline to October 2026 due to implementation c...
SEBI : The event underscored that increasing retail participation must be matched with stronger investor awareness and safeguards. It emp...
SEBI : SEBI addressed concerns over high funding costs caused by gross settlement requirements. It permitted netting for outright transac...
SEBI : SEBI clarified that only a body corporate can act as a sponsor under MF Regulations 2026. A family trust, not being a body corpora...
SEBI : SEBI reduced the threshold under Regulation 10(c) from ₹2 lakh to ₹1,000, easing compliance requirements. The move simplifies ...
SEBI has issued a Master Circular consolidating regulations for ESG Rating Providers, detailing compliance, disclosure, and operational requirements for the sector.
SEBI has released a Master Circular consolidating all regulations for Real Estate Investment Trusts (REITs) to streamline compliance and investor protection.
SEBI’s new consultation paper proposes allowing Credit Rating Agencies (CRAs) to rate financial instruments regulated by other financial sector bodies, even without specific guidelines from those regulators. The proposal aims to address industry gaps and enhance synergies while maintaining a segregated operational framework for non-SEBI regulated activities. Public comments are invited until July 30, 2025.
SEBI’s revised circular, effective September 1, 2025, standardizes minimum disclosures for Related Party Transactions (RPTs) requiring Audit Committee and shareholder approval, enhancing transparency for listed entities.
SEBI’s 2025 Master Circular consolidates guidelines for Research Analysts, covering qualifications, NISM certification, deposit requirements, AI tool usage, and fee structures.
SEBI has clarified that close-ended Alternative Investment Funds (AIFs) can make fresh investments during their extended tenure, provided fund documents allow and disclosures are made.
SEBI advises Shivalik Bimetal Controls Limited on promoter reclassification to public, stating shareholder approval is required due to a related promoter holding over 1% voting rights.
SEBI opens a special window from July 7, 2025, to January 6, 2026, for investors to re-lodge rejected physical share transfer deeds for demat conversion.
SEBI releases consultation paper to review rules for Asset Management Companies (AMCs), proposing to relax broad-basing requirements and expand permissible business activities.
SEBI’s study highlights equity derivatives trading trends post-measures, showing reduced turnover and high individual losses, with new risk oversight rules.
