Securities and Exchange Board of India
CA, CS, CMA : Major rulings and notifications clarified tax treatment, compliance timelines, and financial regulations. The updates emphasize ef...
SEBI : Regulation 31A lays down strict eligibility and compliance requirements for promoter reclassification. The key takeaway is that lo...
CA, CS, CMA : The update discusses GST rulings on ITC and refunds, income tax relief interpretations, and insolvency reforms. It also covers dis...
Income Tax : Explains how commission-driven incentives in banks lead to mis-selling of financial products. Highlights the need for structural r...
SEBI : Explains mandatory quarterly disclosures under SEBI LODR, including financial results, governance reports, and shareholding patter...
SEBI : The consultation highlights that existing net worth calculations based on retained client funds are no longer effective. A revised...
SEBI : The draft circular addresses issues in managing unpaid client securities and proposes changes to the existing pledge framework. It...
Finance : The agreements introduce structured protocols for intelligence sharing and monitoring compliance under PMLA. The ruling highlights...
SEBI : The issue involved misuse of telecom resources in financial scams. The MoU establishes real-time data sharing to enable early dete...
SEBI : The issue concerns multiple filings of the same disclosures on different stock exchanges. The framework enables a single filing sy...
SEBI : The issue was whether failure to refund investor funds is time-barred. The Court held it is a continuing offence, rejecting the li...
Company Law : Supreme Court held that diversion of funds raised through preferential allotment for purposes other than those stated in offer doc...
SEBI : Calcutta High Court directs SEBI to accept Priya Ranjan Sah's payment, citing a one-day delay as not warranting prolonged litigati...
SEBI : SEBI penalty on Deccan Chronicle's Company Secretary overturned. Tribunal rules Company Secretary not responsible for verifying au...
SEBI : SEBI prosecutes directors of Gujarat Arth Ltd for market manipulation and fraudulent trading under SEBI Act....
SEBI : The issue was compliance timeline under amended DT regulations. SEBI extended the deadline to October 2026 due to implementation c...
SEBI : The event underscored that increasing retail participation must be matched with stronger investor awareness and safeguards. It emp...
SEBI : SEBI addressed concerns over high funding costs caused by gross settlement requirements. It permitted netting for outright transac...
SEBI : SEBI clarified that only a body corporate can act as a sponsor under MF Regulations 2026. A family trust, not being a body corpora...
SEBI : SEBI reduced the threshold under Regulation 10(c) from ₹2 lakh to ₹1,000, easing compliance requirements. The move simplifies ...
SEBI provides informal guidance to CHL Ltd on its proposed preferential issue. Concludes no open offer needed under Takeover Code Regs 3 or 4 based on provided facts.
SEBI updates REIT regulations, including new rules for common infrastructure, SM REIT offerings, and investment conditions, effective upon publication.
SEBI invites public feedback by May 12, 2025, on a draft circular proposing limited relaxation from certain LODR provisions for listed non-convertible debt securities.
SEBI invites public comments on proposed amendments to the ODR framework for dispute resolution in the securities market. Deadline: May 12, 2025.
SEBI notifies amendments to Credit Rating Agency Regulations, focusing on ESG rating providers with subscriber-pays model requirements.
SEBI mandates PAN-level trading freeze for immediate relatives of designated persons during trading window closure for listed firms. Phased implementation starts July 1, 2025.
Explores SEBI’s Regulation 54 for continuous IPO disclosure post offer document filing. Highlights promoter transaction reporting and a real-world compliance lapse.
SEBI seeks public feedback on increasing MF investment limits in REITs and InvITs and considers classification and scheme changes. Comments open until May 11, 2025.
Explores SEBI’s evolving regulatory framework for foreign investment, its enforcement actions, challenges, and implications for India’s financial market.
This research paper traces the historical development of capital market regulation in India, highlights SEBI’s institutional structure, functions, and powers, and examines key reforms and policy initiatives that have shaped the modern securities market. It also analyses SEBI’s enforcement mechanisms, its role in investor education, and the challenges it faces in an increasingly complex financial ecosystem.
