Securities and Exchange Board of India
CA, CS, CMA : Major rulings and notifications clarified tax treatment, compliance timelines, and financial regulations. The updates emphasize ef...
SEBI : Regulation 31A lays down strict eligibility and compliance requirements for promoter reclassification. The key takeaway is that lo...
CA, CS, CMA : The update discusses GST rulings on ITC and refunds, income tax relief interpretations, and insolvency reforms. It also covers dis...
Income Tax : Explains how commission-driven incentives in banks lead to mis-selling of financial products. Highlights the need for structural r...
SEBI : Explains mandatory quarterly disclosures under SEBI LODR, including financial results, governance reports, and shareholding patter...
SEBI : The consultation highlights that existing net worth calculations based on retained client funds are no longer effective. A revised...
SEBI : The draft circular addresses issues in managing unpaid client securities and proposes changes to the existing pledge framework. It...
Finance : The agreements introduce structured protocols for intelligence sharing and monitoring compliance under PMLA. The ruling highlights...
SEBI : The issue involved misuse of telecom resources in financial scams. The MoU establishes real-time data sharing to enable early dete...
SEBI : The issue concerns multiple filings of the same disclosures on different stock exchanges. The framework enables a single filing sy...
SEBI : The issue was whether failure to refund investor funds is time-barred. The Court held it is a continuing offence, rejecting the li...
Company Law : Supreme Court held that diversion of funds raised through preferential allotment for purposes other than those stated in offer doc...
SEBI : Calcutta High Court directs SEBI to accept Priya Ranjan Sah's payment, citing a one-day delay as not warranting prolonged litigati...
SEBI : SEBI penalty on Deccan Chronicle's Company Secretary overturned. Tribunal rules Company Secretary not responsible for verifying au...
SEBI : SEBI prosecutes directors of Gujarat Arth Ltd for market manipulation and fraudulent trading under SEBI Act....
SEBI : The issue was compliance timeline under amended DT regulations. SEBI extended the deadline to October 2026 due to implementation c...
SEBI : The event underscored that increasing retail participation must be matched with stronger investor awareness and safeguards. It emp...
SEBI : SEBI addressed concerns over high funding costs caused by gross settlement requirements. It permitted netting for outright transac...
SEBI : SEBI clarified that only a body corporate can act as a sponsor under MF Regulations 2026. A family trust, not being a body corpora...
SEBI : SEBI reduced the threshold under Regulation 10(c) from ₹2 lakh to ₹1,000, easing compliance requirements. The move simplifies ...
SEBI’s updated FAQs (July 2025) clarify Research Analyst Regulations, covering registration, trading, disclosures, and compliance for research entities and professionals.
SEBI circular dated July 29, 2025, removes mandatory CP codes for NRIs in exchange-traded derivatives, simplifying position limit monitoring for enhanced investment ease.
SEBI seeks public input on easing norms for non-convertible securities by revising annual report dispatch rules. Comments open till August 15, 2025.
The IFSCA has released guidelines clarifying eligibility criteria for Key Managerial Personnel (KMPs) in Fund Management Entities (FMEs) under new regulations, addressing experience and qualification requirements.
Practical guide to corporate governance for NCD-listed companies, detailing committee compositions (Audit, Nomination, Stakeholder, Risk Management), meeting requirements, and vigil mechanisms for compliance and accountability.
SEBI issues FAQs on Research Analyst Regulations, detailing NISM certification, consent for institutional investors, trading restrictions, and segregation of services.
SEBI and NSE launch Samuhik Prativedan Manch for stock brokers, streamlining compliance reporting to a single platform, reducing costs and enhancing ease of business
SEBI takes action against a newspaper ad promoting illegal dabba trading, issuing warnings to media and investors, and involving cyber police.
SEBI releases draft circular for public input on mutual fund categorization, aiming to update regulations, allow innovation, and reduce portfolio overlap.
Understand the DRHP, RHP, and Final Prospectus in Indian IPOs. Learn about regulatory compliance, investor disclosures, and legal liabilities.
