Securities and Exchange Board of India
CA, CS, CMA : Major rulings and notifications clarified tax treatment, compliance timelines, and financial regulations. The updates emphasize ef...
SEBI : Regulation 31A lays down strict eligibility and compliance requirements for promoter reclassification. The key takeaway is that lo...
CA, CS, CMA : The update discusses GST rulings on ITC and refunds, income tax relief interpretations, and insolvency reforms. It also covers dis...
Income Tax : Explains how commission-driven incentives in banks lead to mis-selling of financial products. Highlights the need for structural r...
SEBI : Explains mandatory quarterly disclosures under SEBI LODR, including financial results, governance reports, and shareholding patter...
SEBI : The consultation highlights that existing net worth calculations based on retained client funds are no longer effective. A revised...
SEBI : The draft circular addresses issues in managing unpaid client securities and proposes changes to the existing pledge framework. It...
Finance : The agreements introduce structured protocols for intelligence sharing and monitoring compliance under PMLA. The ruling highlights...
SEBI : The issue involved misuse of telecom resources in financial scams. The MoU establishes real-time data sharing to enable early dete...
SEBI : The issue concerns multiple filings of the same disclosures on different stock exchanges. The framework enables a single filing sy...
SEBI : The issue was whether failure to refund investor funds is time-barred. The Court held it is a continuing offence, rejecting the li...
Company Law : Supreme Court held that diversion of funds raised through preferential allotment for purposes other than those stated in offer doc...
SEBI : Calcutta High Court directs SEBI to accept Priya Ranjan Sah's payment, citing a one-day delay as not warranting prolonged litigati...
SEBI : SEBI penalty on Deccan Chronicle's Company Secretary overturned. Tribunal rules Company Secretary not responsible for verifying au...
SEBI : SEBI prosecutes directors of Gujarat Arth Ltd for market manipulation and fraudulent trading under SEBI Act....
SEBI : The issue was compliance timeline under amended DT regulations. SEBI extended the deadline to October 2026 due to implementation c...
SEBI : The event underscored that increasing retail participation must be matched with stronger investor awareness and safeguards. It emp...
SEBI : SEBI addressed concerns over high funding costs caused by gross settlement requirements. It permitted netting for outright transac...
SEBI : SEBI clarified that only a body corporate can act as a sponsor under MF Regulations 2026. A family trust, not being a body corpora...
SEBI : SEBI reduced the threshold under Regulation 10(c) from ₹2 lakh to ₹1,000, easing compliance requirements. The move simplifies ...
Explore whether a SEBI-registered Debenture Trustee can act as a Direct Selling Agent (DSA), including regulatory guidelines and conflict-of-interest considerations.
SEBI cautions investors against dealing in unlisted shares on unauthorized platforms, emphasizing investor protection and warning about potential risks.
ICSI advises professionals to comply with SEBI’s investment adviser registration regulations for investment advice outside their primary services.
SEBI launches MITRA, a platform for investors to trace inactive and unclaimed mutual fund folios and prevent fraud.
SEBI updates guidelines for Offshore Derivatives Instruments (ODIs) and FPIs, including disclosures and registration conditions, to address regulatory arbitrage.
Highlights of SEBI (LODR) (Third Amendment) Regulations, 2024: Key changes in Investor Grievance & Corporate Governance Reports, effective Dec 31, 2024.
SEBI’s Mutual Funds (Third Amendment) Regulations, 2024 introduces Specialized Investment Funds with accredited investors and specific applicability guidelines.
SEBI amends Research Analysts Regulations (2014) with updates on business activities, definitions, and new clauses to enhance regulatory clarity.
SEBI has amended the Investment Advisers Regulations 2013, introducing changes like part-time adviser definitions, qualification requirements, and compliance obligations.
SEBI clarifies that CFSL, as a Debenture Trustee, may explore new business activities like retail loan marketing, with conditions on compliance and conflict of interest.
