Securities and Exchange Board of India
CA, CS, CMA : Major rulings and notifications clarified tax treatment, compliance timelines, and financial regulations. The updates emphasize ef...
SEBI : Regulation 31A lays down strict eligibility and compliance requirements for promoter reclassification. The key takeaway is that lo...
CA, CS, CMA : The update discusses GST rulings on ITC and refunds, income tax relief interpretations, and insolvency reforms. It also covers dis...
Income Tax : Explains how commission-driven incentives in banks lead to mis-selling of financial products. Highlights the need for structural r...
SEBI : Explains mandatory quarterly disclosures under SEBI LODR, including financial results, governance reports, and shareholding patter...
SEBI : The consultation highlights that existing net worth calculations based on retained client funds are no longer effective. A revised...
SEBI : The draft circular addresses issues in managing unpaid client securities and proposes changes to the existing pledge framework. It...
Finance : The agreements introduce structured protocols for intelligence sharing and monitoring compliance under PMLA. The ruling highlights...
SEBI : The issue involved misuse of telecom resources in financial scams. The MoU establishes real-time data sharing to enable early dete...
SEBI : The issue concerns multiple filings of the same disclosures on different stock exchanges. The framework enables a single filing sy...
SEBI : The issue was whether failure to refund investor funds is time-barred. The Court held it is a continuing offence, rejecting the li...
Company Law : Supreme Court held that diversion of funds raised through preferential allotment for purposes other than those stated in offer doc...
SEBI : Calcutta High Court directs SEBI to accept Priya Ranjan Sah's payment, citing a one-day delay as not warranting prolonged litigati...
SEBI : SEBI penalty on Deccan Chronicle's Company Secretary overturned. Tribunal rules Company Secretary not responsible for verifying au...
SEBI : SEBI prosecutes directors of Gujarat Arth Ltd for market manipulation and fraudulent trading under SEBI Act....
SEBI : The issue was compliance timeline under amended DT regulations. SEBI extended the deadline to October 2026 due to implementation c...
SEBI : The event underscored that increasing retail participation must be matched with stronger investor awareness and safeguards. It emp...
SEBI : SEBI addressed concerns over high funding costs caused by gross settlement requirements. It permitted netting for outright transac...
SEBI : SEBI clarified that only a body corporate can act as a sponsor under MF Regulations 2026. A family trust, not being a body corpora...
SEBI : SEBI reduced the threshold under Regulation 10(c) from ₹2 lakh to ₹1,000, easing compliance requirements. The move simplifies ...
SEBI expands T+0 settlement cycle in Equity Markets, adding more scrips and enabling broader participation by brokers and custodians from January 2025.
SEBI cautions investors against transacting on unauthorized platforms for unlisted public company securities. Only recognized stock exchanges are allowed for trading.
SEBI seeks public comments on a draft circular clarifying rules on associations with persons engaged in prohibited activities. Comments due by Dec 27, 2024.
SEBI updates its Investor Charter to strengthen protections, ensure transparency, and improve grievance redressal for investors through SCORES 2.0 and SMART ODR.
BSE announces SOP for the release of 1% security deposit following SEBI’s latest circular, detailing required documents and procedures for listed companies.
SEBI seeks input on devolving ITM options into futures to mitigate risks near expiry due to sudden price movements in the derivatives market.
SEBI proposes the introduction of a Close Auction Session (CAS) to address volatility and tracking differences in passive funds on index rebalancing days.
SEBI drafts new measures to ease settlement of client accounts for those not trading in 30 days, inviting public comments by Dec 26, 2024.
SEBI introduces guidelines for Merchant Bankers to upload due diligence documents on a digital repository from January 2025.
SEBI cautions against unregistered platforms offering unlisted debt securities, advising investors to avoid such platforms for protection.
