Securities and Exchange Board of India
CA, CS, CMA : Major rulings and notifications clarified tax treatment, compliance timelines, and financial regulations. The updates emphasize ef...
SEBI : Regulation 31A lays down strict eligibility and compliance requirements for promoter reclassification. The key takeaway is that lo...
CA, CS, CMA : The update discusses GST rulings on ITC and refunds, income tax relief interpretations, and insolvency reforms. It also covers dis...
Income Tax : Explains how commission-driven incentives in banks lead to mis-selling of financial products. Highlights the need for structural r...
SEBI : Explains mandatory quarterly disclosures under SEBI LODR, including financial results, governance reports, and shareholding patter...
SEBI : The consultation highlights that existing net worth calculations based on retained client funds are no longer effective. A revised...
SEBI : The draft circular addresses issues in managing unpaid client securities and proposes changes to the existing pledge framework. It...
Finance : The agreements introduce structured protocols for intelligence sharing and monitoring compliance under PMLA. The ruling highlights...
SEBI : The issue involved misuse of telecom resources in financial scams. The MoU establishes real-time data sharing to enable early dete...
SEBI : The issue concerns multiple filings of the same disclosures on different stock exchanges. The framework enables a single filing sy...
SEBI : The issue was whether failure to refund investor funds is time-barred. The Court held it is a continuing offence, rejecting the li...
Company Law : Supreme Court held that diversion of funds raised through preferential allotment for purposes other than those stated in offer doc...
SEBI : Calcutta High Court directs SEBI to accept Priya Ranjan Sah's payment, citing a one-day delay as not warranting prolonged litigati...
SEBI : SEBI penalty on Deccan Chronicle's Company Secretary overturned. Tribunal rules Company Secretary not responsible for verifying au...
SEBI : SEBI prosecutes directors of Gujarat Arth Ltd for market manipulation and fraudulent trading under SEBI Act....
SEBI : The issue was compliance timeline under amended DT regulations. SEBI extended the deadline to October 2026 due to implementation c...
SEBI : The event underscored that increasing retail participation must be matched with stronger investor awareness and safeguards. It emp...
SEBI : SEBI addressed concerns over high funding costs caused by gross settlement requirements. It permitted netting for outright transac...
SEBI : SEBI clarified that only a body corporate can act as a sponsor under MF Regulations 2026. A family trust, not being a body corpora...
SEBI : SEBI reduced the threshold under Regulation 10(c) from ₹2 lakh to ₹1,000, easing compliance requirements. The move simplifies ...
SEBI issues guidelines on appointments, cooling-off period, and re-appointment rules for MIIs’ key personnel, effective 90 days from May 26, 2025.
SEBI mandates equity derivatives to expire on Tuesday or Thursday. Exchanges must comply with new rules and submit proposals by June 15, 2025.
SEBI directs intermediaries to make digital KYC accessible to persons with disabilities, following Supreme Court ruling on equal access to financial services.
SEBI penalty on Deccan Chronicle’s Company Secretary overturned. Tribunal rules Company Secretary not responsible for verifying audited financial statements in buyback offer.
SEBI clarifies its stance on whether a merchant banker can trade in a company’s shares after managing its public issue, outlining the rules and restrictions.
SEBI’s 2025 amendment to AIF Regulations revises investment norms for Category II Alternative Investment Funds, allowing broader investment avenues as disclosed in their Placement Memorandum.
SEBI warns investors about stock market scams on social media. Unsolicited invitations, fake profiles, and false promises of returns are used to deceive. Verify SEBI registered intermediaries before investing.
SEBI circular dated May 19, 2025, details new norms for internal audit mechanisms and Audit Committee composition at Market Infrastructure Institutions (MIIs).
SEBI informal guidance clarifies insider trading rules on contra trade, gift transactions, and designated persons for promoters and their immediate relatives.
Rule 8 of SCRR, 1957 amended to clarify treatment of broker investments, aiming to ease regulatory compliance and support capital market activity.
