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SEBI’S Fast-Track AIF Framework & Shift Toward Intermediary Accountability

SEBI : SEBI's 2026 fast-track AIF framework shifts responsibility from regulatory pre-approval to merchant bankers and fund managers. The...

July 3, 2026 159 Views 0 comment Print

Real Assets, Reclassified: SEBI’s Twin Reforms & Future of InvIT & REIT Financing in India

SEBI : SEBI has introduced significant reforms by reclassifying REITs as equity instruments and easing operational rules for InvITs. The ...

June 30, 2026 885 Views 0 comment Print

Electronic Gold Receipts (EGRs): Analysis of India’s Exchange-Traded Gold Ecosystem

SEBI : This article explains how Electronic Gold Receipts (EGRs) create a regulated, exchange-traded market backed by physical gold. It h...

June 23, 2026 561 Views 0 comment Print

Gold on Paper, Nothing in the Vault: The Making of a ₹4 Lakh Crore Business That Didn’t Exist

SEBI : SEBI flagged alleged revenue misrepresentation, undisclosed fund transfers, and accounting irregularities, raising concerns over d...

June 7, 2026 3243 Views 0 comment Print

Analysis of Notifications and Circulars for Week Ending 31st May 2026

CA, CS, CMA : A comprehensive review of significant developments across Income Tax, GST, Customs, DGFT, SEBI, MCA, IBBI, and RBI. The update hig...

June 2, 2026 3282 Views 0 comment Print


Latest News


SEBI Proposes Municipal Bond Rule Changes to Boost Retail Investor Participation

SEBI : SEBI proposes amendments to the Municipal Debt Securities Regulations to encourage retail participation through investor incentive...

July 2, 2026 162 Views 0 comment Print

SEBI Proposes Intraday Borrowing Against Non-Guaranteed Receivables for Mutual Funds

SEBI : SEBI proposes recognising intraday borrowing as a cash management tool by permitting broader borrowing purposes with board-approve...

July 2, 2026 183 Views 0 comment Print

SEBI Proposes Simpler Securities Transmission Rules to Reduce Documentation Burden

SEBI : SEBI proposes revising the securities transmission framework by simplifying documentation, standardising procedures, and increasin...

July 2, 2026 147 Views 0 comment Print

SEBI proposes GARUDA mechanism to reduce AIF scheme launch timelines

SEBI : SEBI proposes the GARUDA mechanism to reduce AIF scheme launch timelines while retaining post-facto regulatory oversight and compl...

July 2, 2026 240 Views 0 comment Print

SEBI Proposes SDI Regulation Amendments to Align Securitisation Framework with RBI Rules

SEBI : SEBI has proposed amendments to align the SDI Regulations with the RBI's 2025 securitisation framework and support the listed secu...

July 2, 2026 153 Views 0 comment Print


Latest Judiciary


Sebi Bans 14 Entities In Lux Industries Insider Trading Case

SEBI : In Re Udit Todi & 13 Others (Securities and Exchange Board of India)  Capital markets regulator Sebi on Monday barred 14 enti...

January 27, 2022 3444 Views 0 comment Print

HC directs Advance ruling authorities to answer specific questions asked by Appellant

Goods and Services Tax : Kasturba Health Society Vs Union of India (Bombay High Court) On going through the impugned orders challenged here, we find that t...

September 13, 2021 1077 Views 0 comment Print

SEBI Imposes Penalty for not complying with summonses

SEBI : In re Dwitiya Trading Limited (SEBI) The conduct of the Noticee in not paying heed to the summonses issued by SEBI and resultant n...

January 22, 2021 3450 Views 0 comment Print

SEBI imposes penalty for alleged manipulative trades on RIL, Mukesh Ambani & 2 Other entities

SEBI : In re Reliance Industries Ltd (SEBI) It was observed by RIL has entered into a scheme of manipulative trades in respect of the sal...

January 1, 2021 3633 Views 0 comment Print


Latest Notifications


SEBI Revises Framework for Handling Clients’ Unpaid Securities, Introduces 5-Day Pledge Limit & Auto-Release

SEBI : SEBI has amended the framework for handling clients' unpaid securities by introducing direct demat pay-out with auto-pledge throug...

July 4, 2026 213 Views 0 comment Print

SEBI Launches Settlement Helpdesk to Simplify Filing of Settlement Applications

SEBI : SEBI has introduced a Settlement Helpdesk to assist applicants with filing settlement applications, computing indicative amounts, ...

July 3, 2026 144 Views 0 comment Print

SEBI Constitutes Expert Working Group to Review Debenture Trusteeship Regulatory Framework

SEBI : SEBI has constituted an Expert Working Group to review the Debenture Trustees regulatory framework, strengthen trustee responsibil...

June 30, 2026 153 Views 2 comments Print

SEBI Relaxes PAIA Certification as Sales Staff Perform Only Non-Core Advisory Functions

SEBI : SEBI has introduced a lighter NISM certification for Persons Associated with Investment Advice who perform only sales and other no...

June 24, 2026 345 Views 0 comment Print

SEBI Proposes Common Advertisement Code for Specified Regulated Entities

SEBI : SEBI has proposed a unified advertisement framework replacing multiple entity-specific codes with a Common Advertisement Code. The...

June 23, 2026 324 Views 0 comment Print


SEBI : Treatment of stock-invests, after basis of allotment is finalised.

June 1, 1999 463 Views 0 comment Print

“The successful/partially successful applicants’ stock invests would, after encashing, be deposited in the separate bank account, where the cash and other monies received from other investors are deposited.

SEBI ; Treatment of stock-invests, after basis of allotment is finalised

June 1, 1999 484 Views 0 comment Print

“The successful/partially successful applicants’ stock invests would, after encashing, be deposited in the separate bank account, where the cash and other monies received from other investors are deposited.”

SEBI : Disclosure of outstanding position

May 20, 1999 349 Views 0 comment Print

his issue of disclosure regarding the outstanding position was further discussed in the meeting of B D Shah Committee on Short Sales held on April 26, 1999. It was noted that presently the outstanding position as reported by the members are disclosed and are not obtained from the system of the Exchange.

SEBI : Delay in processing dematerialisation requests.

May 20, 1999 346 Views 0 comment Print

It has come to our notice that some of the share transfer agents are taking an unduly long time for dematerialisation of shares and are also rejecting the dematerialisation requests on flimsy grounds without providing necessary reasons and legal documentation.

SEBI : Delay in processing dematerialisation requests.

May 20, 1999 304 Views 0 comment Print

It has come to our notice that some of the share transfer agents are taking an unduly long time for dematerialisation of shares and are also rejecting the dematerialisation requests on flimsy grounds without providing necessary reasons and legal documentation.

SEBI : Managing Directors/Executive Directors of all Stock Exchanges

May 20, 1999 340 Views 0 comment Print

This issue of disclosure regarding the outstanding position was further discussed in the meeting of B D Shah Committee on Short Sales held on April 26, 1999.

SEBI : Delay in processing dematerialisation requests.

May 20, 1999 436 Views 0 comment Print

It has come to our notice that some of the share transfer agents are taking an unduly long time for dematerialisation of shares and are also rejecting the dematerialisation requests on flimsy grounds without providing necessary reasons and legal documentation.

SEBI : Delay in processing dematerialisation requests

May 20, 1999 328 Views 0 comment Print

It has come to our notice that some of the share transfer agents are taking an unduly long time for dematerialisation of shares and are also rejecting the dematerialisation requests on flimsy grounds without providing necessary reasons and legal documentation.

SEBI : Connectivity of clearing house / corporation with all depositories under Depositories Act, 1996.

May 19, 1999 514 Views 0 comment Print

required to establish connectivity of your clearing house / clearing corporation with all the depositories registered with SEBI in the form of continuous electronic means of communication to enable speedy and smooth settlement of transactions in dematerialized securities.

SEBI : Amendment of Listing Agreement – Submission of complete Balance Sheet

May 19, 1999 478 Views 0 comment Print

However, the company may supply single copy of complete and full Balance Sheet and Profit & Loss Account and Director’s Report to shareholders residing in one household (i.e. having same address in the Books of the Company/Registrars /Share transfer agents.

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