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Accordingly, for derivative contracts which have a contract size/value of Rs.4 Lakh and above, the lot size/multiplier shall be reduced to one-half of the existing lot size/multiplier. For derivative contracts which have a contract size/value of Rs.8 Lakh and above,
Any entity incorporated in a jurisdiction that requires filing of constitutional and/or other documents with a registrar of companies or comparable regulatory agency or body under the applicable companies legislation in that jurisdiction.
Provided that different dates may be specified for different provisions of these regulations and any reference in any such provision to the commencement of these regulations shall be construed as a reference to the commencement of that provision.
We are enclosing a copy of the SEBI (Mutual Funds) (Amendment) Regulations, 2004 published in the official gazette on January 15, 2004 for your reference and records.
This circular is being issued in exercise of powers conferred under Section 11 (1) of the Securities and Exchange Board of India Act, 1992 to protect the interests of investors in securities and to promote the development of, and to regulate the securities market.
This circular is being issued in exercise of powers conferred by section 11 (1) of the Securities and Exchange Board of India Act, 1992, read with section 10 of the Securities Contracts(regulation) Act 1956,
The format of the Monthly Cumulative Report has been revised to incorporate the disclosure of average asset under management, data on total number of investors in the schemes and the data on Fund of Funds scheme.
Moreover, as a one-time measure, the persons who have already been exempted from the certification test as per the earlier criteria (i.e., above 60 years of age and having experience of atleast 2 years) shall continue to be exempted from the certification requirement.
The exchanges would prescribe a standard format for the electronic contract note (based on the model format prescribed in Annexure A) in its bye-laws, rules and regulations.
Mutual Funds should approach BSE (Mr. Kevin Desouza) or NSE (Mr. Uday Mallya) latest by February 4, 2004 to obtain a unique client code for each of their existing schemes and plans (the later wherever the portfolio of the plans is different).
