SEBI : This article explains the key website disclosure requirements imposed on listed companies under SEBI LODR Regulations, 2015. It hi...
SEBI : SEBI proposes SDI rule changes to align listed securitisation norms with RBI directions, covering SPDE governance, disclosures, tr...
SEBI : SEBI has proposed wide-ranging amendments to the Buy-Back Regulations, including revival of open market buy-backs and removal of m...
SEBI : FAQs on SEBI – IVCA Annual Activity Report (AAR) is Prepared with reference to SEBI (Alternative Investment Funds) Regulations,...
Corporate Law : Alternative Investment Funds provide access to private equity, startups, infrastructure, and high-growth investment opportunities ...
SEBI : SEBI has proposed major reforms to the Pre-open Call Auction mechanism after concerns over artificially suppressed prices in IPO a...
SEBI : SEBI revised the methodology for computing household savings through the securities market by incorporating actual granular data a...
SEBI : SEBI issued a draft consultation paper proposing limited relaxation of third-party payment restrictions in mutual funds for specif...
SEBI : SEBI has proposed replacing the centralized STP Hub with direct API-based connectivity between STP Service Providers to reduce lat...
SEBI : SEBI has proposed exempting Research Analysts from maintaining call recordings for institutional investors, citing their sophistic...
SEBI : In Re Udit Todi & 13 Others (Securities and Exchange Board of India) Capital markets regulator Sebi on Monday barred 14 enti...
Goods and Services Tax : Kasturba Health Society Vs Union of India (Bombay High Court) On going through the impugned orders challenged here, we find that t...
SEBI : In re Dwitiya Trading Limited (SEBI) The conduct of the Noticee in not paying heed to the summonses issued by SEBI and resultant n...
SEBI : In re Reliance Industries Ltd (SEBI) It was observed by RIL has entered into a scheme of manipulative trades in respect of the sal...
SEBI : SEBI clarified that clients under Non-Discretionary PMS can pledge securities held in their demat accounts for personal borrowing....
SEBI : SEBI has modified the Monthly Cumulative Report format for mutual funds following the introduction of new scheme categories. The r...
SEBI : SEBI issued a revised Master Circular consolidating surveillance-related directions for stock exchanges, listed companies, interme...
SEBI : SEBI issued clarifications after revised PAN application forms under the Income-tax Rules, 2026 created compliance challenges for ...
SEBI : SEBI has clarified that InvITs with borrowings exceeding 49% of asset value can use fresh debt for capital expenditure, road maint...
SEBI has issued a circular introducing a regulatory framework for Execution Only Platforms (EOPs) facilitating transactions in direct plans of mutual fund schemes. This circular addresses the need for a specific framework for technology/digital platforms to provide execution-only services and obtain data feeds. Discover the guidelines for EOPs and the balance between investor convenience and […]
The Securities and Exchange Board of India (SEBI) has issued a corrigendum to its circular regarding mutual funds’ participation in repo transactions on corporate debt securities. This corrigendum replaces a Clause 1 in the previous circular, impacting the participation guidelines for mutual funds. The corrigendum issued by SEBI modifies Clause 1 of the circular, bringing […]
Securities and Exchange Board of India (SEBI) has issued a new amendment to their 2019 Circular regarding the issue of certified copies of orders and circulars, introducing changes to the payment method for fees.
Explore the comprehensive analysis of penalties under the Securities Contract (Regulation) Act, 1956, shedding light on various offenses, including contract violations, information disclosure, investor grievances, and more. Understand the repercussions, including imprisonment and fines extendable up to rupees 25 crores, imposed for non-compliance with the Act’s provisions. Stay informed to ensure transparency, investor protection, and the integrity of the securities market.
Explore the analysis of SEBI’s consultation paper on high-risk Foreign Portfolio Investors (FPIs), aimed at increasing transparency and addressing concerns of regulatory circumvention. Discover the proposed solutions, challenges in identifying beneficial ownership, and the potential impact on India’s securities market.
Holders of physical security certificates must submit various documents to RTAs for service requests/complaints, such as updating personal information, processing investor requests, and using depository participant services.
SEBI has proposed the digitization of the process for investors to submit service requests and complaints online to RTAs.
Mutual funds allowed to participate in repo transactions on listed AA and above rated corporate debt securities, as well as commercial papers (CPs) and certificate of deposits (CDs).
SEBI has issued a circular requiring stock brokers and clearing members to upstream clients’ funds to clearing corporations.
SEBI has issued a circular to all stock brokers through recognized stock exchanges, mandating increased trading of corporate bonds through the Request for Quote (RFQ) platform. The circular sets targets for stock brokers to undertake a certain percentage of their total secondary market trades in corporate bonds using the RFQ platform, with the aim of […]
