The ROC penalised the company and directors for failing to file AOC-4 for FY 2019. Maximum statutory penalties were imposed after no response to the Show Cause Notice.
The ROC penalised the company and directors for not filing AOC-4 for FY 2017-18. With no response to notices, the maximum statutory penalty was imposed under Section 137(3).
The ROC levied penalties after the company failed to file financial statements for four consecutive years. With no response to notices, statutory fines were imposed on both the company and directors under Section 137(3).
An inquiry revealed non-filing of financial statements, and the company failed to respond to the show cause notice. The ROC issued penalties on both the company and directors, reinforcing strict enforcement of Section 137.
The ROC penalised the company and its officers for failing to disclose title deed details in the Board Report. Although decriminalised for the relevant years, the violation was recorded and statutory penalties were imposed under Section 454.
The ROC Mumbai penalised a company and its director for an error in Form AOC-4 relating to consolidated financial statements. The order directs rectification and outlines payment and appeal procedures.
SEBI has further extended the timeline for filing claims against the defaulted broker, giving investors until March 31, 2026. Investors are urged to submit pending claims promptly.
The draft mandates upfront disclosure of all transaction costs for retail forex deals to enhance transparency and informed choice.
SEBI broadened the definition of institutional investors to include large family trusts and high-net-worth intermediaries. The amendment strengthens eligibility norms and supports deeper institutional participation in REITs.
The amendment revises key investor classifications, including high-net-worth family trusts and strategic investors, ensuring stronger eligibility norms. It aims to enhance transparency and improve governance in InvIT fund-raising.
