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NCS regulation not require disclosing any separate examination report by statutory auditor

October 14, 2021 1071 Views 0 comment Print

Whether a separate examination report by the Statutory Auditor is required in addition to the Annual Statutory Auditors report and Quarterly Limited Review Reports issued by the Statutory Auditors of the Company under Para 2.2.8 of Schedule I of NCS Regulations and Para 2.3.8 of Schedule II of the said Regulations? With regard to the […]

Revised Formats for LR/AR for issuers of non-convertible securities

October 14, 2021 2733 Views 0 comment Print

The formats for limited review/ audit reports on financial information to be adopted by listed entities other than insurance companies has been given in the Annexure, as under:

Online mechanism for obtaining SCORES credentials for companies intending to get listed

October 14, 2021 3048 Views 0 comment Print

Securities and Exchange Board of India CIRCULAR SEBI/HO/OIAE/IG RD/CI R/P/2021/642 October 14, 2021 To All Companies who are intending to list their securities on SEBI recognized Stock Exchanges (through SEBI registered Merchant Bankers) All recognized Stock Exchanges All registered Merchant Bankers Dear Sir/Madam, Sub: Streamlining issuance of SCORES Authentication for companies intending  to list their […]

Priority Sector Lending- Banks’ lending to NBFCs for on-lending – Extension of facility

October 8, 2021 744 Views 0 comment Print

Loans disbursed under the on-lending model will continue to be classified under Priority Sector till the date of repayment/maturity whichever is earlier. Further, bank loans to HFCs for on-lending for the purpose of housing, as prescribed in para 23 of our MD on PSL dated September 4, 2020, will continue as hitherto.

Broad Guidelines on Empanelment of Brokers by Pension Funds-reg

October 7, 2021 1224 Views 0 comment Print

The Pension Fund shall prepare a well-defined policy on empanelment of brokers with approval of their Board of Directors and to be reviewed by them on annual basis.

Minimum percentage of trades carried out by mutual funds through RFQ platform

October 6, 2021 840 Views 0 comment Print

On monthly basis, Mutual Funds shall undertake minimum 25% of their total secondary market trades by value (excluding Inter Scheme Transfer trades) in Corporate Bonds by placing/seeking quotes through one-to-many mode on the Request for Quote (RFQ) platform of stock exchanges and

SEBI Revises mechanism of providing exit option to dissenting unit holders under REIT Regulations

October 5, 2021 858 Views 0 comment Print

Amendments to manner & mechanism of providing exit option to dissenting unit holders pursuant to Regulation 22(6A) and 22(8) of SEBI (Real Estate Investment Trusts) Regulations, 2014 (SEBI (REIT) Regulations)

SEBI Revises mechanism of providing exit option to dissenting unit holders under InvIT Regulations

October 5, 2021 1332 Views 0 comment Print

Amendments to manner & mechanism of providing exit option to dissenting unit holders pursuant to Regulation 22(5C) and Regulation 22(7) of SEBI (Infrastructure Investment Trusts) Regulations, 2014 (SEBI (InvIT) Regulations)

SEBI Revises Formats for filing Financial information for issuers of non-convertible securities

October 5, 2021 28998 Views 0 comment Print

SEBI revises Formats for Standalone financial results on a quarterly basis and Standalone and consolidated financial results on an annual basis (to be submitted to Stock Exchanges and placed on listed entity’s website – regulations 52(1) and (2) of the Listing Regulations):

OTC derivatives at IFSC – Amendment- OTC derivatives on IGBs & SDLs

October 5, 2021 711 Views 0 comment Print

Offshore Derivative Instruments (ODIs) – Banking Units holding a Foreign Portfolio Investor (FPI) certificate under the provisions of the Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations,2019 dated September 23,2019 (as amended)

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