Follow Us:

Circulars

Regarding settlement of trades executed on stock exchanges in IFSC

December 16, 2021 690 Views 0 comment Print

Regulation 32(1) of the IFSCA (Market Infrastructure Institutions) Regulations, 2021 state that the trading hours for all product categories shall be as decided by the recognised stock exchanges, based on cost-benefit analysis, but shall not exceed 23 hours and 30 minutes in a day and settlement shall be done at least twice a day.

Clarification on holding of AGM through VC or OAVM

December 14, 2021 5895 Views 0 comment Print

It has also been decided to allow the companies who are proposing to organize AGMs in 2022 for the Financial Year ended/ending any time before/on 31.03.2022 through VC or OAVM as per the respective due dates by 30th June, 2022

SEBI clarifies on simplified norms for processing investor’s service request by RTAs

December 14, 2021 4098 Views 0 comment Print

Securities and Exchange Board of India CIRCULAR No. SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/687 Dated: December 14, 2021 To All registered Registrars to an Issue and Share Transfer Agents (RTA) All Listed Companies through Recognized Stock Exchanges Recognized Stock Exchanges All Recognized Depositories Depository Participants through Depositories Subject: Clarifications with respect to Circular dated November 03, 2021, on ‘Common and […]

Publishing Investor Charter & disclosure of Investor Complaints by Investment Advisers

December 13, 2021 1470 Views 0 comment Print

In order to facilitate investor awareness about various activities which an investor deals with while availing the services provided by investment advisers, SEBI has developed an Investor Charter for Investment Advisers. This Charter is a brief document containing details of service provided to investors, their rights, dos and don’ts, responsibilities, investor grievance handling mechanism and timelines thereof etc., at one single place, in a lucid language, for ease of reference.

Publishing of Investor Charter & disclosure of Investor Complaints by Research Analysts

December 13, 2021 1236 Views 0 comment Print

In order to facilitate investor awareness about various activities which an investor deals with while availing the services provided by research analysts, SEBI has developed an Investor Charter for Research Analysts. This Charter is a brief document containing details of services provided to investors, their rights, dos and don’ts, responsibilities, investor grievance handling mechanism and estimated timelines thereof etc., at one single place, in a lucid language, for ease of reference.

Investor Charter and Disclosure of complaints by AIFs

December 10, 2021 2337 Views 0 comment Print

With a view to providing relevant information to investors about the various activities pertaining to AIFs, an Investor Charter has been prepared by SEBI. This Investor Charter is a brief document containing details of services provided to investors, details of grievance redressal mechanism, responsibilities of the investors etc., at one single place, in lucid language for ease of reference.

Investor Charter in Respect of Portfolio Management Services

December 10, 2021 1629 Views 0 comment Print

With a view to enhancing awareness of investors about the various activities which an investor deals with while availing the services provided by portfolio managers, an investor charter has been prepared by SEBI

Investor Charter & disclosure of Investor Complaints by Mutual funds

December 10, 2021 945 Views 0 comment Print

Securities and Exchange Board of India Circular No. SEBI/HO/IMD-II/IMD-II_DOF10/P/CIR/2021/00677 | Dated: December 10, 2021 To, All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Dear Sir/Madam, Subject: Publishing Investor Charter and disclosure of Investor Complaints by Mutual funds on their websites […]

SEBI clarifies on Usage of pool accounts by Mutual Funds

December 10, 2021 2820 Views 0 comment Print

Securities and Exchange Board of India CIRCULAR No. SEBI/HO/IMD/DF2/CIR/P/2021/683| Dated: December 10, 2021 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir / Madam, Subject: Circular on Mutual Funds 1. Usage of pool accounts by Mutual Funds 1.1 In terms […]

Amendment to SEBI (Portfolio Managers) Regulations, 2020- Clarifications

December 10, 2021 5199 Views 0 comment Print

i. A Manager of an AIF who is also a SEBI registered Portfolio Manager, and intends to offer Co-investment services through portfolio management route, shall do so only under prior intimation to SEBI.

Search Post by Date
July 2026
M T W T F S S
 12345
6789101112
13141516171819
20212223242526
2728293031