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Circulars

Filing of list of stakeholders under IBBI (Liquidation Process) Regulations, 2016

November 24, 2021 2922 Views 0 comment Print

IBBI clarifies on issues in Filing of list of stakeholders under clause (d) of sub-regulation (5) of regulation 31 of the Insolvency and Bankruptcy Board of India (Liquidation Process) Regulations, 2016. Insolvency and Bankruptcy Board of India 7th Floor, Mayur Bhawan, Connaught Place, New Delhi – 110001 CIRCULAR No. IBBI/LIQ/46/2021 24th November, 2021 To All […]

Segregation & Monitoring of Collateral at Client Level – Extension of timeline

November 23, 2021 1689 Views 0 comment Print

SEBI issued Circular No. SEBI/HO/MRD2/DCAP/P/CIR/2021/667 | Dated: November 23, 2021 on Segregation and Monitoring of Collateral at Client Level. SEBI  decided that provisions of the circular no. SEBI/HO/MRD2_DCAP/CIR/2021/0598 dated July 20, 2021 (apart from provisions of Paragraphs 4 and 5) shall come into force with effect from February 28, 2022 instead of December 01, 2021. […]

Publishing Investor Charter and Disclosure of Complaints by Merchant Bankers on their Websites

November 23, 2021 1296 Views 0 comment Print

SEBI issued Circular No. SEBI/HO/CFD/DCR2/P/CIR/2021/0661 Dated November 23, 2021 on Publishing Investor Charter and Disclosure of Complaints by Merchant Bankers on their Websites. Securities and Exchange Board of India Circular No. SEBI/HO/CFD/DCR2/P/CIR/2021/0661 Dated November 23, 2021 To, All Registered Merchant Bankers Dear Sir/Madam, Subject: Publishing Investor Charter and Disclosure of Complaints by Merchant Bankers on […]

Non-compliance with certain provisions of SEBI ICDR Regulations

November 23, 2021 2181 Views 0 comment Print

SEBI Circular No. SEBI/HO/CFD/DIL1/P/CIR/2021/0660 Dated November 23, 2021 on Non-compliance with certain provisions of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 (ICDR Regulations). Securities and Exchange Board of India Circular No. SEBI/HO/CFD/DIL1/P/CIR/2021/0660| Dated: November 23, 2021 To All the Recognized Stock Exchanges Dear Sir/Madam, Sub: Non-compliance with certain provisions of SEBI (Issue of […]

SEBI mandates Disclosure of Complaints against Stock Exchanges/Depositories/Clearing Corporations

November 23, 2021 705 Views 0 comment Print

SEBI  mandates Disclosure of Complaints against the Stock Exchanges (excluding Commodity Derivatives Exchanges)/Depositories/Clearing Corporations vide Circular No. SEBI/HO/MRD1/MRD1_ICC1/P/CIR/2021/664 Dated: November 23, 2021. Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD1/MRD1_ICC1/P/CIR/2021/664 November 23, 2021 To, The Managing Directors / Chief Executive Officers All Recognized Stock Exchanges (excluding Commodity Derivatives Exchanges)/Depositories/Clearing Corporations Dear Sir / Madam, Sub: […]

Clarifications regarding amendment to SEBI (Alternative Investment Funds) Regulations, 2012

November 22, 2021 1443 Views 0 comment Print

The limit for investment in listed equity shall be calculated based on the NAV of the fund on the business day immediately preceding the date on which the Category III AIF makes such investment.

Disclosure obligations of listed entities for Related Party Transactions

November 22, 2021 5688 Views 0 comment Print

The notice being sent to the shareholders seeking approval for any proposed RPT shall, in addition to the requirements under the Companies Act, 2013, include the following information as a part of the explanatory statement:

RBI includes Baroda UP Bank in Second Schedule to RBI Act, 1934

November 22, 2021 5202 Views 0 comment Print

We advise that the name of Baroda UP Bank has been included to and names of three erstwhile Regional Rural Banks (RRBs) have been excluded from the Second Schedule to the Reserve Bank of India Act, 1934,

Delhi Government Order on Closure of Schools till Further Orders

November 21, 2021 2970 Views 0 comment Print

The Department of Environment, GNCTD vide order F. NO. 10 (13)/EN V/2020/Pt-2/5214- 5243 dated: 17th November, 2021 (Copy enclosed) has directed to close all the Schools with immediate effect till further orders of the Commission For Air Quality Management in National Capital Region and Adjoining Areas.

SEBI amends circular related to Schemes of Arrangement by Listed Entities

November 18, 2021 2610 Views 0 comment Print

1. SEBI vide Circular No. SEBI/HO/CFD/DIL2/CIR/0/2021 dated November 16, 2021 notified changes to the Master Circular No. SEBI/HO/CFD/DIL1/CIR/P/2020/249 dated December 22, 2020. 2. In this regard, an addendum to the aforesaid Circular dated November 16, 2021 is placed at Annexure 1.

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