Securities and Exchange Board of India
CA, CS, CMA : Major rulings and notifications clarified tax treatment, compliance timelines, and financial regulations. The updates emphasize ef...
SEBI : Regulation 31A lays down strict eligibility and compliance requirements for promoter reclassification. The key takeaway is that lo...
CA, CS, CMA : The update discusses GST rulings on ITC and refunds, income tax relief interpretations, and insolvency reforms. It also covers dis...
Income Tax : Explains how commission-driven incentives in banks lead to mis-selling of financial products. Highlights the need for structural r...
SEBI : Explains mandatory quarterly disclosures under SEBI LODR, including financial results, governance reports, and shareholding patter...
SEBI : The consultation highlights that existing net worth calculations based on retained client funds are no longer effective. A revised...
SEBI : The draft circular addresses issues in managing unpaid client securities and proposes changes to the existing pledge framework. It...
Finance : The agreements introduce structured protocols for intelligence sharing and monitoring compliance under PMLA. The ruling highlights...
SEBI : The issue involved misuse of telecom resources in financial scams. The MoU establishes real-time data sharing to enable early dete...
SEBI : The issue concerns multiple filings of the same disclosures on different stock exchanges. The framework enables a single filing sy...
SEBI : The issue was whether failure to refund investor funds is time-barred. The Court held it is a continuing offence, rejecting the li...
Company Law : Supreme Court held that diversion of funds raised through preferential allotment for purposes other than those stated in offer doc...
SEBI : Calcutta High Court directs SEBI to accept Priya Ranjan Sah's payment, citing a one-day delay as not warranting prolonged litigati...
SEBI : SEBI penalty on Deccan Chronicle's Company Secretary overturned. Tribunal rules Company Secretary not responsible for verifying au...
SEBI : SEBI prosecutes directors of Gujarat Arth Ltd for market manipulation and fraudulent trading under SEBI Act....
SEBI : The issue was compliance timeline under amended DT regulations. SEBI extended the deadline to October 2026 due to implementation c...
SEBI : The event underscored that increasing retail participation must be matched with stronger investor awareness and safeguards. It emp...
SEBI : SEBI addressed concerns over high funding costs caused by gross settlement requirements. It permitted netting for outright transac...
SEBI : SEBI clarified that only a body corporate can act as a sponsor under MF Regulations 2026. A family trust, not being a body corpora...
SEBI : SEBI reduced the threshold under Regulation 10(c) from ₹2 lakh to ₹1,000, easing compliance requirements. The move simplifies ...
Explore SEBI’s evolving approach to UPSI, addressing gaps in compliance, insider trading challenges, and the need for tailored frameworks to define price-sensitive events.
SEBI provides interpretive guidance on OneSource’s QIP eligibility under ICDR regulations, addressing the impact of transferor company listing requirements.
SEBI amends regulations to replace notarized document attestation with self-attestation across various forms and filings, effective immediately.
SEBI amends the Depositories and Participants Regulations, introducing nomination options for beneficial owners in case of death or incapacitation.
SEBI’s circular outlines business continuity plans for stock exchanges, ensuring uninterrupted trading and risk management in case of outages.
SEBI prosecutes directors of Gujarat Arth Ltd for market manipulation and fraudulent trading under SEBI Act.
SEBI updates valuation norms for repo transactions by Mutual Funds, mandating mark-to-market basis for repos with a tenor of up to 30 days, effective from January 2025.
SEBI’s consultation paper proposes diversification of Clearing Corporation ownership, addressing systemic risks and governance to ensure market stability and public interest.
SEBI proposes a framework for KMP appointments and cooling-off periods for MIIs. Public comments invited by December 12, 2024.
SEBI issues guidelines for stock exchanges, clearing corporations, and depositories, enhancing accountability, reporting, and data sharing practices.
