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Online Filing System for Offer Documents, Schemes of Arrangement, Takeovers and Buy backs

SEBI/HO/CFD/DIL1/CIR/P/2018/011 (19/01/2018)

All Merchant Bankers that are required to file the offer documents and related documents in physical form with SEBI under the provisions of aforesaid Regulations shall simultaneously file the same online through SEBI Intermediary Portal at

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SEBI notifies Manner of Participation by Strategic Investor(s) in InvITs & REITs

SEBI/HO/DDHS/CIR/P/2018/10 (18/01/2018)

An InvIT/REIT, if chooses to invite subscriptions from the strategic investors shall undertake the same in the following manner: The strategic investor(s) shall, either jointly or severally, invest not less than 5% and not more than 25% of the total offer size....

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Margin provisions for intra-day crystallized losses

CIR/MRD/DRMNP/008/2018-SEBI (08/01/2018)

The margining system of Clearing Corporations currently levies margin based on net buy value (Buy – Sales value of underlying) of unsettled trades in the cash segment and based on the net open positions (Open Interest) in the derivatives segments. ...

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Revised guidelines for Electronic book mechanism

Circular No. SEBI/HO/DDHS/CIR/P/2018/05 (05/01/2018)

The revisions made to the existing framework are aimed at further streamlining the procedure for private placement of debt securities, allowing private placement of other classes of securities which are in the nature of debt securities and enhancing transparency in the issuance, resulting in better discovery of price. The revised guidelin...

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Bench marking of MF Scheme’s performance to Total Return Index

SEBI/HO/IMD/DF3/CIR/P/2018/04 (04/01/2018)

With an objective to enable the investors to compare the performance of a Mutual Fund scheme vis-à-vis an appropriate benchmark, it has been decided that:...

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SEBI amends Circular on Schemes of Arrangement by Listed Entities

SEBI has amended SEBI Circular No. CFD/DIL3/CIR/2017/21 dated March 10, 2017 which had laid down the framework for Schemes of Arrangement by Listed Entities and relaxation under Rule 19 (7) of the Securities Contracts (Regulation) Rules, 1957 vide Circular No.: CFD/DIL3/CIR/2018/2 dated January 03, 2018 Following are the amendments made b...

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Posted Under: SEBI |

Conflict of interest between advising & selling of investment products: SEBI invite Comments

Based on the feedback received and to prevent the conflict of interest between advising of investment products and selling of investment products by the same entity/person, the proposals are revised as under....

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Posted Under: SEBI |

Limit for investment by FPIs in Government Securities for Jan-March 2018

IMD/FPIC/CIR/P/2017/129-SEBI Circular (20/12/2017)

It has been decided to revise the limit for investment by FPIs in Government Securities, for the January - March 2018 quarter, with effect from January 01, 2018, as follows: a. Limit for FPIs in Central Government securities shall be enhanced to INR 191,300 cr....

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Reg. Circular on Prevention of Unauthorized Trading by Stock Brokers

CIR/HO/MIRSD/MIRSD2/CIR/P/2017/124-SEBI (30/11/2017)

Brokers are required to maintain the records specified at para III of aforementioned circular for a minimum period for which the arbitration accepts investor complaints as notified from time to time, currently three However in cases where dispute has been raised, such records shall be kept till final resolution of the dispute....

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SEBI guideline on appointment of Auditors of Mutual Funds

SEBI/HO/IMD/DF2/CIR/P/2017/125 (30/11/2017)

Auditors of Mutual Funds: 1. The auditor of a MF, appointed in terms of Regulation 55 (1) of SEBI (MFs) Regulations shall be a firm, including a limited liability firm, constituted under the LLP Act, 2008....

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